It's possible to have an easier way to prep for the SIE when you enroll in a Chicago SIE course provided by Varsity Tutors. Prospective candidates need to pass the SIE or the Securities Industry Essentials test if they want to land entry-level positions with companies in the securities industry. Whether you're a student from the University of Chicago or Loyola University Chicago, this exam is a requirement you have to pass if you want to become a securities industry professional. With that in mind, it's important to choose a test prep course that can make your review experience more convenient so you can sustain your energy and motivation in studying for the exam. The SIE course provided by Varsity Tutors can be taken entirely online and can be the solution to your SIE test prep needs.
What are some of the topics a Chicago SIE prep course can cover?
Just like with any standardized test, it's a big plus if you have a clear idea of what types of questions are included in the test and how they are presented. In the SIE course, your instructor can give you a comprehensive review of the different parts of the SIE known as "Functions." There are four Functions that make up the exam and each has a corresponding weight on your total score. You need to answer a total of 75 multiple-choice questions and the passing score is 70 percent.
Function 1, Knowledge of Capital Markets, has 12 questions and makes up 16% of the exam. The questions cover topics like regulatory entities, offerings, and market structure and participants. Function 2, Understanding Products and Their Risk,s has 33 questions, which is equal to 44% of the test. The questions cover topics like municipal fund securities, exchange-traded funds, and MSRB rules. Function 3, Understanding Trading, Customer Accounts, and Prohibited Activities, has 23 questions and makes up 31% of the exam. The topics for the questions include NASD rules, market manipulation, compliance considerations, and anti-money laundering. Function 4, Overview of the Regulatory Framework, has 7 questions and makes up 9% of the test. Questions cover topics such as employee conduct, reportable events, and SEC rules.
Throughout the Chicago SIE class, you can also learn from your experienced SIE instructors some techniques on how to best answer the different sections of the SIE and how you can develop effective study habits for the test.
What are the advantages of enrolling in a Chicago SIE course?
Enrolling in the course offers several advantages over studying on your own. You can have a more organized review since the course follows a comprehensive curriculum and includes effective review materials. Your instructor can give a detailed discussion on the types of questions for each Function of the SIE and share points on how to avoid question traps throughout the exam.
If you are looking for convenience in your study, you'll appreciate that the Chicago SIE class is conducted online. There's no need to commute to a physical classroom or far away review center just to prepare for the SIE. All that's necessary is for you to have an internet connection and you can join in on the review. When you log into the virtual classroom, you will be able to study live with your instructor and with other students. This makes it possible for you to ask questions and learn new insights on topics based on the perspectives of your classmates and teacher. Studying with other students can also help you make sense of topics that may have been puzzling you for months on end.
Of course, if you do encounter topics or cases that you just can't seem to fully comprehend, you can request to meet your instructor outside of class in a one-on-one meeting. So, you can benefit from a convenient online class as well as from the personalized and customized attention you can get from your instructor.
How can I enroll in a Chicago SIE course?
Ready to experience the easier way to prep for the SIE? Call our educational consultants now and we can help you know more about what the course covers, what current class offerings we have, and how you can enroll in your preferred course time as soon as possible. If you want to build your career in the securities industry, it will all start with the SIE. Make sure your efforts in preparing for this life-changing exam don't go to waste! Enroll in a Chicago SIE course provided by Varsity Tutors and start on the right path towards conquering your SIE test!
Ryan : Chicago SIE course instructor
Hi, I am a writer of fiction and non-fiction. I worked as an award-winning journalist in Montana and Wisconsin and have been writing in some form for about 20 years. I am currently studying for FINRA's Series 7 exam.
Education & Certification
- The University of Montana - Bachelor in Arts, Journalism
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Elementary School Writing
- English
- +12 subjects
Kristin: Chicago SIE course instructor
I just obtained my licenses within the last year: 6, 63, 66, 7. While my employer provided me with the books, I was not given study support which I think would have been incredibly helpful to me. I look forward to helping you pass on your first try!
Education & Certification
- Eastern Illinois University - Bachelor of Science, Special Products Marketing Operations
- Lewis University - Masters in Business Administration, Agricultural Business
Subject Expertise
- SIE
- Series 7
- Series 66
- Series 63
- +1 subjects
David: Chicago SIE course instructor
Education & Certification
- University of Massachusetts-Dartmouth - Bachelor in Arts, Political Economy
Subject Expertise
- SIE
- Series 10
- Series 24
- Series 7 - General Securities Representative Exam (Stockbroker)
- +16 subjects
Hajra: Chicago SIE course instructor
...the finance sector. In my professional setting I have helped and trained fellow colleagues to pass the different FINRA exams. I understand the pressure of learning the materials and then passing the exams in the allotted time frames given. I am passionate about helping people pass the professional exams and achieving their goals. I aim to be a resource to people, and letting them set the pace. I enjoy traveling when I can, either locally...
Education & Certification
- American International College - Bachelor of Science, Business Administration and Management
Subject Expertise
- SIE
- Series 6
- Series 27
- Series 66
- +9 subjects
Joshua: Chicago SIE course instructor
I am a University of Michigan graduate that studied Economics. I enjoy tutoring students in Macro and Microeconomics, as well as Finance, upper level Econ courses and Statistics.
Education & Certification
- University of Michigan-Ann Arbor - Bachelor of Science, Economics
Subject Expertise
- SIE
- CPA
- CFA
- Series 7
- +51 subjects
Krista: Chicago SIE course instructor
...Insurance. I am registered with FINRA (Series 7 & 66). I also hold a Certified Financial Planner designation. I help candidates studying for their Life/Health, SIE, Series 7, Series 6, Series 66 (63/65), and CFP designations. I am eager to pass on various tips and tricks I have learned for the various exams. I have various study tips and tricks that I have found helpful and previous students that I have tutored have as well.
Education & Certification
- Pennsylvania State University-Main Campus - Bachelor of Science, Business Administration and Management
- Capella University - Masters in Business Administration, Project Management
Subject Expertise
- SIE
- Series 6
- Series 66
- Insurance License
- +18 subjects
Mark: Chicago SIE course instructor
...Life, Health and P&C Insurance test The Real Estate Agent and the Real Estate Broker test TEST TAKING SKILLS are a vital part of passing any test I will demonstrate how. PRACTICE QUESTIONS - The more the better. As you are taking the test... I will show you how to build a POSITIVE ATTITUDE. The key is: HOW TO READ THE QUESTIONS and HOW TO STUDY FROM THE QUESTIONS. Bilingual in SPANISH P.S. I have multiple...
Education & Certification
- University of Houston-Downtown - Associate in Science, Business Administration and Management
Subject Expertise
- SIE
- NMLS - Nationwide Mortgage Licensing System
- Real Estate License
- Series 7
- +73 subjects
DeSean: Chicago SIE course instructor
...I was a student once. During undergraduate, I tutored students in Statistics and College Algebra. I completed my undergraduate with a B.S.B.A. in Personal Financial Planning, a B.S.B.A. in Finance, and a B.A. in Communication Studies. I do not like micromanagement, although I do believe a tutor and student should have a vested interest to benefit the student. In my free time, I enjoy long walks with my wife and playing the alto. saxophone.
Education & Certification
- Kutztown University of Pennsylvania - Bachelor of Science, Finance
- Kutztown University of Pennsylvania - Bachelor of Science, Financial Planning
- Kutztown University of Pennsylvania - Bachelor in Arts, Communication, General
Subject Expertise
- SIE
- Series 63
- Series 6
- Business
- +13 subjects
Bryan: Chicago SIE course instructor
...the material covered in FINRA Licensing Exams (SIE, Series 7, Series 63/66). In my experience helping students prepare for Licensing Exams, I have enjoyed seeing learners become more confident in their knowledge of financial products, industry regulations, and market mechanics. I am enthusiastic about learning and believe that anyone can grasp complex material, no matter how difficult. I believe that mastering challenging material empowers individuals to believe in their abilities and strive for ongoing success....
Education & Certification
- University of Utah - Bachelor in Arts, Finance
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Series 66
- Series 7
- +5 subjects
Gabriel: Chicago SIE course instructor
I am a graduate of the Darla Moore School of Business in South Carolina. Since then I have worked as a paraplanner and assistant to financial advisors.
Subject Expertise
- SIE
- Series 65
- Series 7
- Series 66
- +24 subjects
Vincent : Chicago SIE course instructor
...Advisor, MBA Graduate, and Lifelong Learner. I have successfully taken and passed the Securities Industry Essentials (SIE), the General Securities Representative (Series 7), the Uniform Securities Agent State Law (Series 63), and the Uniform Investment Advisor Law (Series 65) examinations. Due to my experience in financial services, I will be able to incorporate real-world examples into my sessions in order to help students grasp and understand the material at hand. Let's get started!
Education & Certification
- University of Central Florida - Bachelor of Science, Business and Managerial Economics
- Georgian Court University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 65
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- +14 subjects
Benjamin: Chicago SIE course instructor
Glad to help students prepare for the CFP, Series 7, and Series 66 industry exams!
Education & Certification
- University of Missouri-St Louis - Bachelor in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 7
- CPA
- Series 7 - General Securities Representative Exam (Stockbroker)
- +24 subjects
Brandy: Chicago SIE course instructor
...7 licensed. I am a Financial Services Rep at a major Brokerage Firm in which I have been with with for two years. Passed each of my tests on the first try. I'm very skilled at teaching. I was previously licensed as a Life Insurance agent (Life Insurance and Annuities). I have a history in the Financial Industry working with Workers Comp Insurance and other Business Insurance. I have a Bachelors degree in Psychology.
Education & Certification
- Bellevue University - Bachelor of Science, Psychology
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 63
- Series 7
- +1 subjects
Sean: Chicago SIE course instructor
...quickly and efficiently as possible. I received my undergraduate degree from Arizona State University and have been working as a Financial Advisor since 2019 obtaining multiple industry awards as well as managing my own book of business. I believe my firsthand experience gives me a particular insight that helps me be a great tutor on these subject matters. Outside of my professional life I enjoy golfing as much as possible in my free time. You...
Education & Certification
- Arizona State University - Bachelor of Science, Business Administration and Management
Subject Expertise
- SIE
- Insurance License
- Series 6
- Series 7
- +2 subjects
Nancy: Chicago SIE course instructor
...with an MBA, and as former investment banker with many years of experience there (now retired), I enjoy teaching finance, accounting, and econ as well as the various secrutities licensing tests. But my avocations are history and literature and I love teaching them as well--whether through assisting with regular school homework and test preparation, or through SAT/ACT prep, or through AP/SAT subject test prep in English Literature, Human Geography, or American or World History.
Education & Certification
- Rhodes College - Bachelor in Arts, Economics
- Harvard Business School - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 79
- Series 24
- +83 subjects
Hal: Chicago SIE course instructor
...in financial services where I worked as a financial planner, wire-house broker (stockbroker), trust advisor, and wealth advisor. I worked the broker-dealer channel, the bank channel, and the independent channel. I developed and took an introducing brokerage firm through the entire FINRA (then NASD) creation and registration process. I attended what was then a week-long Brokers Option Course at the Chicago Board of Options and followed that as the designated options trader for a firm....
Education & Certification
- Frostburg State University - Bachelor of Science, Accounting and Business Management
- Frostburg State University - Master of Science, Management Science
Subject Expertise
- SIE
- Series 28
- Series 57
- Series 3
- +171 subjects
Haazim: Chicago SIE course instructor
I am your trusted Tutor and financial partner for your educational journey as a financial professional. I look forward to helping you to master the information with a keen attention to detail, with your willingness to approach this learning process with an open mind. I look forward to helping you to meet your specific needs and to foster and environment for continuous growth.
Education & Certification
- Howard University - Bachelor in Arts, English
Subject Expertise
- SIE
- Series 65
- Series 6
- Series 63
- +4 subjects
Harrison: Chicago SIE course instructor
Hello, My name is Harrison and I am an economics major at the University of Pennsylvania from Philadelphia. I have experience tutoring in economics, statistics, algebra/pre-calc, and introductory calculus. I typically have the most availability during evening and weekend hours, but will always work to try and work with any schedule. If interested, please do not hesitate to reach out.
Education & Certification
- University of Pennsylvania - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 57
- Series 7
- +20 subjects
Jacquelyn: Chicago SIE course instructor
...assisted many others in accomplishing their educational goals. 1. Parenting my children at home on how to do well in class and on tests. 2. Advising employees on how to study to obtain professional licenses to achieve passing scores. It has been a great accomplishment for me. When your children graduate with Honors, and your student employees perform well to obtain professional licenses, it represents how well you were dedicated, coached, trained, and developed during the...
Education & Certification
- University of Detroit Mercy - Bachelor of Science, Finance
- Southern New Hampshire University - Master of Science, Entrepreneurial Studies
Subject Expertise
- SIE
- Series 63
- Series 65
- ARM-E - Associate in Management-Enterprise Risk Management
- +18 subjects
Evan: Chicago SIE course instructor
...CFA exam prep I graduated Summa Cum Laude (top 5% of my class) from Northwestern University with a degree in economics. I subsequently passed all 3 levels of the CFA examination process. I have worked in Investment Banking (Barclays Investment Bank) where I performed complex financial analyses before subsequently working in Private Equity. Most recently, I served as a Director of Finance for a Private Equity owned enterprise. I have helped many students in statistics,...
Education & Certification
- Northwestern University - Bachelor in Arts, Economics
Subject Expertise
- SIE
- CFA
- Series 24
- Series 7
- +27 subjects