Varsity Tutors can help aspiring stockbrokers in the U.S. get set up with a New York City Series 7 exam prep course or a private mentor. The General Securities Representative Qualification Exam, otherwise known as the Series 7 exam, is administered by the FINRA. In order to take this test, you will need to have already passed the SIE, or the Securities Industry Essentials exam. In addition, you will need to be sponsored by a FINRA member firm. This exam shows your abilities as a general securities representative and allows you to move into a more functional role in your firm. Read on to learn more about the test review opportunities that can help you get the most out of the time you have before your exam.
What kind of topics are covered in New York City Series 7 exam prep?
The Series 7 test consists of 125 multiple-choice questions, which you have just under four hours to respond to. There are four sections, each focusing on a different job function: Seeks Business for the Broker-Dealer from Customers and Potential Customers; Obtains and Verifies Customers' Purchase and Sales Instructions and Agreements; Processes, Completes, and Confirms Transactions; Provides Customers with Information about Investments, Makes Suitable Recommendations, Transfers Assets and Maintains Appropriate Records; and Opens Accounts after Obtaining and Evaluating Customers' Financial Profile and Investment Objectives.
This exam serves as a thorough assessment of the skills you will need in order to be successful in an entry-level general securities broker position. With the support of New York City Series 7 exam prep, you can work to build your readiness for this comprehensive test. You can sign up for an online course for comprehensive review or study with a personal instructor to focus on whichever of these job functions you need the most assistance in understanding.
What are the advantages of the different types of New York City Series 7 exam prep?
Varsity Tutors can help you with two types of Series 7 exam review: one-on-one private instruction and a New York City Series 7 exam prep class. There are advantages with each service, and you can opt to combine the two if you'd rather. Regardless of your choice, you will learn from a reputable instructor who understands the obstacles you face on this test. Let's explore the advantages of each type of test prep.
If you are interested in a collaborative learning environment, you can sign up for new class sections every month. Classes are held entirely online, where you can see, hear, and speak to your classmates and instructor using the video chat feature of our Live Learning Platform. You can participate in engaging group discussions that revolve around different aspects of the test. The virtual whiteboard allows you and your classmates to engage in collaborative study, which can help you to build a stronger grasp of trade executions, stockholder rights, and margin issues, among other concepts.
If you prefer studying in a one-on-one setting, we can connect you with an excellent New York City Series 7 exam tutor who can work alongside you as you review the topics you find the most challenging. A private instructor can take the time to get to know your strengths, areas of opportunity, testing and professional goals, interests, and other factors that affect what and how you study. Your mentor can tailor your study plan to focus solely on the aspects of the exam in which you have the most room to improve. They can incorporate personalized materials and custom activities that appeal to your interests as well as to your learning personality. Your mentor can introduce you to test-taking strategies that can help you manage your time during the exam. Private instruction is a convenient and flexible option, allowing you to study alongside your mentor online through our Live Learning Platform or in person at a place of your choosing.
How can I get set up with top-notch New York Series 7 exam preparation?
We make it simple to start expert-led New York Series 7 exam prep that can take your study efforts to a new level. You'll want to put your best foot forward on the day of this exam, so it is crucial to take the time to review for it. Our educational consultants can give you a hand in determining which option is ideal for your unique learning needs. Whether you'd like to enroll in an online class or study with a personal mentor, the educational consultants at Varsity Tutors can help you get started. Contact us today.

Sita: New York Series 7 test prep instructor
...(B.A.) in mathematics at UC Berkeley, where I fell in love with the beauty and logic of math. Later I went on to complete a master's degree in mathematics at Portland State University, where I was teaching Pre-Calculus as well as a fun class called 'Excursions in Mathematics.' The Excursions class was especially meant for liberal arts students who struggled with traditional math classes but still needed to fulfill a math requirement to graduate. After...
Education & Certification
- University of California-Berkeley - Bachelor in Arts, Mathematics
- Portland State University - Master of Science, Mathematics
- University of Jyvaskyla - Doctor of Philosophy, Mathematics
Subject Expertise
- Series 7
- CPA
- PRAXIS
- MCAT
- +147 subjects

John: New York Series 7 test prep instructor
...Computer Science and Economics from Yale and an MBA from NYU. I have my Series 7 and 57 and work as a proprietary trader on Wall Street. I'm passionate about financial markets, technology and economics. My philosophy towards education is one of efficiency. I believe that time management is the key to accomplishing your academic and professional goals. I'm here to help you not only learn but absorb the material into your skill set.
Education & Certification
- Yale University - Bachelor of Science, Computer Science
- New York University - Masters in Business Administration, Finance
Subject Expertise
- Series 7
- Series 3
- Series 57
- Series 72
- +38 subjects

Peter: New York Series 7 test prep instructor
...degree from Hofstra University and an MBA from Long Island University. I hold the CFP(Certified Financial Planner) and a ChFC(Charter Financial Consultant) designations. Since 2014 I have been an adjunct professor at Berkeley College in New York City teaching both onsite and online. I primarily teach the CFP courses but I have also taught undergraduate accounting and finance courses. I like helping students as the memory of struggling through a class is still fresh with...
Education & Certification
- Hofstra University - Bachelor in Business Administration, Finance
- Long Island University-C W Post Campus - Masters in Business Administration, Finance
Subject Expertise
- Series 7
- Series 6
- ChFC - Chartered Financial Consultant
- Series 86
- +18 subjects

Chunhua: New York Series 7 test prep instructor
...to study and pass exams. I have rich securities, real estate and tax planning industry experience. I have Ph.D. degree in Management Science and 2 masters degrees as MBA and Master of Science. I also have Loan Officer License, Enrolled Agent license, Life/Health Insurance. I know how to learn effectively and efficiently. I built a financial company which provides one-stop wealth management advisory services. Many years of advisory sales and management services have made me...
Education & Certification
- Wuhan University - Bachelor of Science, Computer and Information Sciences, General
- Wuhan University - Doctor of Philosophy, Management Information Systems
Subject Expertise
- Series 7
- Series 63
- Series 79
- Series 65
- +7 subjects

Shahe: New York Series 7 test prep instructor
I am a licensed Financial Professional with a Bachelor of Arts Degree in Economics. Using the knowledge I have obtained in academia as a scholar in addition to my real-world experiences over the last 25 years as a professional, I give students the extra boost they need in order to achieve their academic goals. I am also a pianist. The areas I can help are in reading, writing, essays, presentation skills, elementary math and music/piano.
Education & Certification
- University of Rhode Island - Bachelor of Economics, Economics
Subject Expertise
- Series 7
- Essay Editing
- Middle School Reading
- Business Ethics
- +39 subjects

Anna: New York Series 7 test prep instructor
Hello :) I am a recent graduate from Macaulay Honors program at Baruch College. Since graduation, I have worked as a financial associate in a global bank. I have tutored students since 11th grade in a variety of English and math subjects, including standardized prep. I love helping students improve their knowledge, and am sure I can be of help to you, especially in grammar! ... As a tutor specializing in standardized exam preparation, I start each lesson by jumping straight into the material. Since topics on standardized exams are given in random question order, that is how I structure my lessons. My students dive into practice sections, after which we review each incorrect answer and conduct a full lesson on the un-mastered topics until the student feels comfortable with that topic.
Education & Certification
- CUNY Bernard M Baruch College - Bachelors, Finance
Subject Expertise
- Series 7
- 9th Grade Writing
- ISEE- Lower Level
- SHSAT
- +169 subjects

Tashé: New York Series 7 test prep instructor
Before anything else, I am a friend, mentor, sister, fiance, daughter, and colleague of many. I am a graduate of Howard University and began my career in public accounting. Outside of everyday work-life, I have always dedicated and invested my resources into the development of others and promoting self-confidence.
Education & Certification
- Howard University - Bachelor in Business Administration, Accounting
Subject Expertise
- Series 7
- Real Estate License
- CPA
- Pre-Algebra
- +39 subjects
Subject Expertise
- Series 7
- CDR - Commission on Dietetic Registration
- CPA
- Series 79
- +56 subjects

Ryan: New York Series 7 test prep instructor
...extensive experience in trading, I specialize in helping students understand complex financial concepts and apply them in real-world scenarios. With a background in execution trading at top financial institutions, I bring a practical, hands-on approach to CFA and Series 7 tutoring. My teaching is rooted in my own academic success, having graduated Magna Cum Laude with a BBA in Corporate Finance & Alternative Investments from University of Massachusetts-Amherst. I'm passionate about helping students not only...
Education & Certification
- University of Massachusetts Amherst - Bachelor of Science, Finance
Subject Expertise
- Series 7
- SIE
- CFA
- Series 3
- +6 subjects

Jorge: New York Series 7 test prep instructor
...University, earning my Bachelor of Arts Degree, I had the opportunity to enter the world of Finance and have enjoyed a rewarding career of over 20 years. Along the way, I have earned my Certificate in Financial Planning from Bryant University. Preparing for a certification exam can be a daunting and stressful experience. I strive to help my students isolate their strengths and weaknesses, then help them construct a plan to approach the material in...
Education & Certification
- Long Island University-C W Post Campus - Bachelor in Arts, English
Subject Expertise
- Series 7
- CFP
- Series 66
- SIE
- +38 subjects

Gregory: New York Series 7 test prep instructor
I am an accounting tutor with both Masters and Bachelors degrees; I have passed all four parts of the CPA exam.... My teaching philosophy is to try and break down the material into small and simple digestible parts. I have found that this works best with students, and it builds their confidence as well, because it shows them that they know more than they think they do.
Education & Certification
- St John's University-New York - Bachelors, Accounting
- DeVry College of New York's Keller Graduate School of Management - Masters, Accounting
Subject Expertise
- Series 7
- CPA
- Managerial Accounting
- Cost Accounting
- +15 subjects

Mark: New York Series 7 test prep instructor
I enjoy empowering students by making learning fun and believe that everyone has an "inner genius" that just takes the right technique to unlock. I bring a patient and friendly approach to teaching, specializing in the sciences, technology and math, and believe in teaching students to "learn for themselves".
Education & Certification
- Duke University - Bachelor of Science, Electrical Engineering
- Tulane Graduate School of Engineering - Master of Science, Mechatronics, Robotics, and Automation Engineering
Subject Expertise
- Series 7
- CFA
- Datamining
- Biology
- +156 subjects

Sebastian: New York Series 7 test prep instructor
I'm here to help you pass in a fun way. I have over 20 years of Wall Street experience. I have worked as a trader, analyst, investment product specialist, portfolio manager and investment strategist.
Education & Certification
- University of Essex - Bachelor in Arts, Economics
Subject Expertise
- Series 7
- CAIA
- CFA
- Series 7 - General Securities Representative Exam (Stockbroker)
- +14 subjects

Amanda: New York Series 7 test prep instructor
...student at the Atlantic Acting School. Before I took the leap into performing arts, I was an auditor for 3 years with Grant Thornton where I received my ACA qualification (British equivalent of CPA). It's been a challenging but exciting transition. I've moved around a lot in my life. I was born in the US, but my family moved to Beijing, China when I was 7. We moved back to the US when I was...
Education & Certification
- University of Edinburgh - Bachelor in Arts, Economics
- Univeristy of Edinburgh - Master of Arts, Economics
Subject Expertise
- Series 7
- SAT Subject Tests
- SSAT- Middle Level
- Pre-Calculus
- +42 subjects
Education & Certification
- SUNY College at Old Westbury - Bachelor in Arts, Political Economy
Subject Expertise
- Series 7
- Series 63
- Series 7 - General Securities Representative Exam (Stockbroker)
- Insurance License
- +52 subjects

Eunpa: New York Series 7 test prep instructor
Business analyst with five years of tutoring and significant corporate strategy experience. Applied BA in math at top ten research university to financial modeling, ROI analyses, marketing, academic research, technology, and higher education.
Education & Certification
- University of Chicago - Bachelor in Arts, Mathematics
Subject Expertise
- Series 7
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- ACT Writing
- +43 subjects

Christopher : New York Series 7 test prep instructor
My name is Chris. I'm 25 years old and work in investment banking. I enjoy learning about and teaching all things related to business and history. Other than banking and tutoring, I'm also working on three startups as either a co-founder or leading business development. I also have my Series 7, 63 and 79 I like to take complex ideas and break them down with more simple terminology and application to real world scenarios.
Education & Certification
- The University of Alabama - Bachelor in Business Administration, Finance
Subject Expertise
- Series 7
- High School Level American History
- Algebra 2
- World History
- +68 subjects

Natalie: New York Series 7 test prep instructor
...professional. I am a natural leader in the corporate marketplace that can establish rapport with all levels of clientele, building quality relationships that result into opportunities. I currently have my Series 6, 63. Life, Health and Variable Annuity, and Real Estate Licenses. Helping clients keeping their financial house in order has been very gratifying and fulfilling as a banking professional, however I'd like to have my own practice and brokerage firm one day. After having...
Education & Certification
- Seton Hall University - Bachelor in Arts, Political Science and Government
Subject Expertise
- Series 7
- Series 6
- Series 66
- Insurance License
- +151 subjects

Nikhil: New York Series 7 test prep instructor
...at New York University studying Mathematics. Math and science have always fascinated me due to their application towards everyday technology. Along with economics, these are my favorite subjects to tutor because they involve concrete answers deeply rooted in logic. As a tutor, I strive to help students better understand complex problems and develop problem-solving skills. This mindset is obviously crucial for tests, but it also helps students develop analytical techniques that can benefit them in...
Education & Certification
- New York University - Current Undergrad, Mathematics
Subject Expertise
- Series 7
- Series 53
- SAT Reading
- ACT English
- +88 subjects

Lucas: New York Series 7 test prep instructor
I have experience in IB high school physics as well as other science courses. I studied physics in college as well as during pre medical studies. I hope I can help you do better in your physics pursuits whatever they may be. Thank you for taking the time to read.
Education & Certification
- Wesleyan University - Bachelor in Arts, Economics
Subject Expertise
- Series 7
- Series 65
- Series 66
- High School Physics
- +20 subjects