If you're looking for Series 10 prep training, don't hesitate to reach out to Varsity Tutors to find options that can support you as you work to prepare for your exam. One option is to let us match you with a certified Series 10 prep tutor who can accommodate your unique learning and scheduling requirements. Alternatively, we can enroll you in quality online Series 10 prep courses led by skilled teachers who can support you as you work to build your skills. For extra preparation, you can combine the two options as well.
Series 10 is one of the two exams that make up the General Securities Sales Supervisor Qualification Exams. Along with Series 9, this exam measures your knowledge of the primary job functions of a general securities sales supervisor. You will also need to pass the Securities Industry Essentials (SIE) Exam and Series 7.
Series 10 is split into four primary functions: Supervise Communications with the Public, Supervise Sales Practices and General Trading Activities, Supervise the Opening and Maintenance of Customer Accounts, and Supervise Associated Persons and Personnel Management Activities. There are 145 multiple-choice questions in total. Please continue reading to learn more about how we can help you find the kind of online Series 10 prep that can make a difference.
What are the advantages of the different types of online Series 10 prep I can choose from?
If you pick a Series 10 prep class, you'll meet with an expert teacher either alongside your peers or in a one-on-one setting where you can explore the exam thoroughly. If you're comfortable with the Securities Exchange Act of 1943, your instructor can change focus to another concept to ensure that your sessions remain engaging. If you opt to take classes alongside others who share your goals, your mentor can create in-class activities and assignments that encourage collaborative learning. This can be invaluable, particularly as your peers may be able to offer a fresh look that can make it easier to understand private security transactions and non-cash compensation.
Alternatively, you can choose to work with a skilled Series 10 prep tutor in a personalized environment. We can connect you with an expert who can create a custom-tailored lesson plan that is built around your strengths, weaknesses, and goals. They can lead you through this lesson plan at a pace that works for you, whether you need a detailed review of appropriate documentation or a brief recap of the FINRA By-Laws that you need to be aware of. When you let us set you up with a Series 10 prep tutor, you can receive a unique approach that can appeal to your learning tendencies. For instance, a visual learner can use color-coded flashcards to memorize FINRA procedures and MSRB rules while an auditory student would benefit more from a comprehensive discussion on the topic.
Regardless of your preference, you can receive the same high-quality instruction with either option. Your instructor can even administer practice tests to help you become more familiar with the concepts, format, and expectations of the exam. This can also allow your mentor to identify areas that you could use some extra guidance in.
How can I find the time to study with a Series 10 prep teacher?
It may seem challenging to find an instructor who can work with you around your busy schedule. All of the courses we enroll you in are conducted via a virtual classroom that you can access from any location with a stable internet connection. Whether you're interested in one-on-one classes or group lessons, we can help you sign up for exam prep classes that can fit into your life with ease.
If you would prefer to work in a private setting, we can find Series 10 prep tutoring that can accommodate your schedule. We make it easy to meet with your instructor, whether you'd like to study online or in person. Online instruction is done over our Live Learning Platform, which is a virtual environment with a range of quality features.
Using video chat, you can communicate with your mentor face-to-face as they lead you through lectures on the bank/broker-dealer regulatory requirements. There is a digital whiteboard, where they can display crucial information about opening customer accounts. In fact, our Live Learning Platform automatically records your lessons and stores them in a virtual library. Over time, you can build a collection of handy videos that you can access whenever you need to review your mentor's advice.
Can I sign up for Series 10 prep training right now?
If you'd like to work with a professional, don't hesitate to reach out to Varsity Tutors online or by phone. Our educational consultants can answer any questions you have about how you can benefit from Series 10 prep tutoring or online courses. This kind of investment in your academic and professional future can have a solid impact on your progress.
Mary: Series 10 test prep instructor
...O'Connor was the largest market maker in the U.S. financial options exchanges and had been looking to partner with a larger financial institution. The firm entered into a joint venture with Swiss Bank creating the opportunity to become part of a newly formed global team deployed as financial engineers in various financial centers - Chicago, Zurich, London, Paris, Tokyo, Hong Kong. My assignment was in the bank's headquarters of Zurich, Switzerland within the Treasury Group...
Education & Certification
- Dickinson College - Bachelor in Arts, Economics
- Northwestern University - Masters in Business Administration, Finance
Subject Expertise
- Series 10
- Series 30
- CAIA Level II
- Series 7
- +109 subjects
Brian: Series 10 test prep instructor
...While I can tutor a broad range of subjects, I am most passionate about finance, FINRA exams, decision making, financial literacy, and leadership. I am a firm proponent of higher education as well as career connected training, believing each one respectively is necessary for an improved quality of life depending on the personality of the student. I try to impart this perspective with students or working professionals as it tends to really boost confidence, progress,...
Education & Certification
- Portland State University - Bachelor of Science, Finance
Subject Expertise
- Series 10
- Series 26
- Series 7
- Series 65
- +22 subjects
Nhan: Series 10 test prep instructor
...program for Business and Corporate Strategies in August 2019. My primary areas of focus are Finra licensing, such as Series 7 and Series 65, along with Economics, Finance and General Accounting. I believe in a thorough and rational approach to learning, where individual problem can be tackle using all available resources. By identify what works for each student, I will provide a unique learning framework for each session, so he or she could attack any...
Education & Certification
- Ohio State University-Main Campus - Bachelor of Science, Applied Physics
- Ohio University-Main Campus - Master of Science, Applied Economics
Subject Expertise
- Series 10
- Series 65
- Series 7 - General Securities Representative Exam (Stockbroker)
- CPA
- +78 subjects
Education & Certification
- Saint Peters College - Bachelor of Science, Business Administration and Management
Subject Expertise
- Series 10
- Series 4
- Series 7
- Series 9
- +4 subjects
Brian: Series 10 test prep instructor
I have a BS in finance and economics, I worked as a financial analyst and investment specialist for a brokerage firm. I abruptly changed direction and joined the military where I spent close to a decade serving in the United States Army Special Forces. I approach tutoring with a "no quit" attitude as I have done with many things in my life. Together we will make it happen!
Education & Certification
- Johnson Wales University-Providence - Bachelor in Arts, Finance
Subject Expertise
- Series 10
- PMP
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 7
- +18 subjects
Education & Certification
- University of Miami - Master of Science, General Literature
- University of Florida - Master of Science, Business Administration and Management
- Argosy University-Chicago - Doctor of Science, Organizational Leadership
Subject Expertise
- Series 10
- Series 6
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 79
- +20 subjects
Education & Certification
- University of Massachusetts-Dartmouth - Bachelor in Arts, Political Economy
Subject Expertise
- Series 10
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 9
- Series 63
- +16 subjects
John: Series 10 test prep instructor
My name is John Walker. I am a seasoned veteran in the financial and insurance industries. I look forward to putting my personal experience, education, and training to work for you. I hope to work with up-and-coming professionals to ensure you meet and exceed your goals!
Education & Certification
- Florida State College at Jacksonville - Bachelor of Science, Business Administration and Management
Subject Expertise
- Series 10
- Insurance License
- Series 63
- Series 7 - General Securities Representative Exam (Stockbroker)
- +10 subjects
Education & Certification
- Shandong Finance Institute - Bachelor in Arts, Marketing
- The Texas AM University System Office - Master of Science, Finance
Subject Expertise
- Series 10
- Series 7 - General Securities Representative Exam (Stockbroker)
- CFA
- Series 7
- +22 subjects