...time, I obtained my Series 7 and 66 licenses. Shortly after obtaining those licenses, I then obtained the Series 4, 24 and 53 licenses. To continue my pursuit of growth, I went on to earn my Certified Financial Planner (CFP) designation. A short time later, I enrolled at Kansas State University and earned a Master's degree in Personal Financial Planning. Recently, I've earned the Behavioral Financial Advisor (BFA) designation and the Retirement Income Certified Professional...
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...AISCO Holdings, Ltd., where I served as its Chief Executive Officer (CEO) and its Chairman of the Board. During my tenure, I held, among others, SEC Series Licenses 3, 4, 7, 15, 24, 27, 53, and 63. As the firm's primary SEC Licensed Principal, I grew this financial services conglomerate to $21 million in annual revenues, with over $700 million in customer assets under management, and employed approximately 300 licensed personnel. I coordinated and managed...
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...Commodities Futures Exam. If you want to obtain the SIE license, you probably are in one of these categories. You may be doing for the fun of it, looking to get a better understanding of investments, and exploring it as a career. You possibly are in college and wanting an internship at an investment firm. You are hired in the business and need to pass the SIE and the other FINRA exams thereafter. Please understand...
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...my bio below I just wanted to be clear above of exactly what I can help with, below is where and how I gained my knowledge. All of what I know has been actually gained doing various jobs while I may of started with book knowledge practical applications are different in terms of how things work to some degree. I started my career on the Coffee, Sugar and Cocoa exchange's trading floor at a young...
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I have been in the financial service industry for over 18 years and I would like to pass on my knowledge and experiences so that others can benefit .
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I am a CPA with a background in teaching and tutoring. I can work with you on most finance, business, and accounting subjects. I help simplify the material and highlight the core lessons. I've been told it's very effective and helpful!
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...formed global team deployed as financial engineers in various financial centers - Chicago, Zurich, London, Paris, Tokyo, Hong Kong. My assignment was in the bank's headquarters of Zurich, Switzerland within the Treasury Group where I priced, hedged, executed, and made markets on OTC derivatives, structured product and warrants held by the coveted AAA balance sheet. This multi-year experience proved to be mutually beneficial both to my professional career, as it was for the bank's global...
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I have been in the securities industry for over 20 years and have a good understanding of many different areas. I will do my best to help the student by simplifying the material and using everyday tasks as examples. Exams I have taken (and passed on the first try): Series 7 (General Securities), Series 24 (General Securities Principal), Series 4 (Registered Options Principal), Series 27 (Financial and Operations Principal), Series 53 (Municipal Securities Principal), Series...
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Our interview process, stringent qualifications, and background screening ensure that only the best Series 4 tutors work with Varsity Tutors. To assure a successful experience, you're paired with one of these qualified tutors by an expert director - and we stand behind that match with our money-back guarantee.
Receive personally tailored Series 4 lessons from exceptional tutors in a one-on-one setting. We help you connect with the best tutor for your particular needs while offering flexible scheduling to fit your busy life.
Series 4 Tutoring FAQ
Series 4 is a license and exam, which is also called the Registered Options Principal Exam. Individuals who successfully complete the exam gain the ability to supervise options sales personnel and handle compliance issues. The exam has 135 multiple-choice questions, which must be completed within the three-hour-and-fifteen-minute time frame. Candidates must answer at least 72% of the questions correctly to pass the exam and gain their Series 4 credential. Before taking the Series 4 exam, test-takers must already have their Series 7 license.
If you're interested in taking the Series 4 Exam, you should start by going over the material that the test will cover. Broadly speaking, the exam asks questions on topics like options strategies, foreign exchange options, and taxation. More specifically, the Series 4 Exam is split into six distinct categories, all of which test a different function of the role of an options supervisor. This includes sections like supervising the opening of new accounts, adhering to regulatory requirements, and supervising general options trading. Many candidates find it helpful to seek guidance as they begin their test preparation process. If you could use some help getting ready for your exam, consider working with a Series 4 tutor.
Varsity Tutors can get you started with a Series 4 tutoring in your area. You can begin preparing for your exam through one-on-one study sessions with your tutor. This personalization ensures that every lesson is effective and efficient. Additionally, your tutor can tailor your lessons to fit your unique set of strengths and needs. This type of customization in the learning process is hard to find in other academic settings.
If working with a Series 4 tutor sounds useful to you, contact Varsity Tutors today. We can find you a tutor to work with online through a powerful virtual learning platform. This enables you to meet with your tutor at a time that fits into your existing obligations. When using a private Series 4 tutor, you won't have to sacrifice time at work or in any of the other important parts of your life.
If you want to become a registered options supervisor, passing the Series 4 exam is essential. When you let Varsity Tutors connect you with a private Series 4 tutor, you don't have to leave your test results up to chance. Tutoring may be just what you need to feel confident on test day. Get started today by reaching out to Varsity Tutors.
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