If you're looking for Albany SIE prep, Varsity Tutors is here to set you up with excellent SIE preparation opportunities. The SIE exam, also known as the Securities Industry Essentials exam, is one of the first steps on your journey to work in the securities profession. The SIE is available for anyone to take; you do not need to be associated with a FINRA member firm to take it like when sitting for a qualification exam. If you are or were a student at a higher education institution such as the University at Albany or Albany State University studying finance, Albany SIE prep can help you work towards the next step in your career. For more information on the benefits to be gained from quality SIE prep, continue reading.
What are the skills and topics I can review during Albany SIE prep?
The SIE is a 75-question exam that takes one hour and 45 minutes to complete. To pass the Essentials exam, you must receive a 70% or higher. There is no penalty for guessing so you'll want to make sure to answer each question to the best of your ability.
There are four different sections on the SIE, each one assessing different topics and skills: Knowledge of Capital Markets, Understanding, Trading, Customer Accounts, and Prohibited Activities, Understanding Products and their Risks, and Overview of the Regulatory Framework. The material covered in these sections is extensive and preparing can be overwhelming if you're facing it alone. When you sign up for SIE prep, your instructor can make sure you cover all the content necessary to do well on each section. Content reviewed during prep sessions can include types of markets, monetary vs. fiscal policy, hedge funds, corporate actions, employee conduct, and reportable events. This list is not a comprehensive list of the topics found on the SIE, but merely a glimpse at the material you'll need to have mastered. If the idea of reviewing all these topics is daunting, you can find some comfort in knowing our instructors are experienced with the SIE and have the communication skills to convey the correct lessons.
What are the benefits of the different types of Albany SIE prep?
At Varsity Tutors we are proud to offer two options for your SIE preparation: online SIE classes and connections to exceptional SIE tutors. Both options are valuable tools for anyone getting ready for their exam, but each does come with a different set of benefits. Let's take a closer look at each opportunity.
Signing up for an Albany SIE prep course allows you the opportunity to take an interactive online course. Our live learning environment enables you to tune into your course sessions from anywhere a computer and an internet connection can be found. This platform allows you to see, hear, speak to, and observe your teacher the same way you'd be able to in a traditional classroom. You'll also be able to interact with your peers to work on group projects and engage in discussions about the material being reviewed in your course sessions. Working interactively with others has been shown to help students to learn the material more easily and thoroughly. This option is a great option for those who enjoy the structure and social environment found in creational educational settings.
Working with a private Albany SIE tutor is a different type of experience. With private instruction, you have more control over what material you cover. You also have the luxury of moving at the pace that is most comfortable for you. Your instructor can get to know your goals, strengths, weaknesses, and learning preferences. This information can use utilized when created your study schedule. Knowing your learning style can help your teacher to deliver lessons in a way that makes sense to you and keeps the material fresh and interesting. This is an excellent option for anyone who would enjoy a less structured atmosphere for learning.
It's also possible to benefit from both options, as it allows you to have the best of both worlds with collaborative activities while also getting to work on the topics you need the most help understanding.
What do I need to do to get started in an Albany SIE prep class or with a private SIE instructor?
When you're ready to either get signed up for an online class or be connected with a private SIE teacher, all you need to do is contact our educational directors. We'll help you choose between the two prep options or set you up with both. Call Varsity Tutors today to get started with quality Albany SIE prep as soon as you're ready.

Jessica: Albany SIE test prep instructor
Avid public speaker and advocate for financial literacy. I am a full-time financial advisor that uses my free time to help others gain the knowledge necessary to learn more about business and finance or make their own way in the financial services industry. I am also a life-long learner well-versed in a variety of subjects surrounding American History, Global Mythologies, US Government, Economics, Environmental Science, English, Study Skills and German.
Education & Certification
- SUNY College at Oneonta - Bachelor of Science, Economics
Subject Expertise
- SIE
- Series 27
- Series 10
- Series 7 - General Securities Representative Exam (Stockbroker)
- +79 subjects

Eunpa: Albany SIE test prep instructor
Business analyst with five years of tutoring and significant corporate strategy experience. Applied BA in math at top ten research university to financial modeling, ROI analyses, marketing, academic research, technology, and higher education.
Education & Certification
- University of Chicago - Bachelor in Arts, Mathematics
Subject Expertise
- SIE
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- PSAT
- +43 subjects

James: Albany SIE test prep instructor
...I am a licensed banker with JPMorgan Chase. I was a college baseball player at the University of Mount Union where I majored in Sport Business and Business management. Since then I have completed my MBA with Walden University in 2018 and will be completing my Masters of Science in Leadership and Management with Purdue Global in 2022. I have a passion for coaching and sharing my experiences in hopes of allowing other to realize...
Education & Certification
- University of Mount Union - Bachelor in Arts, Business Administration and Management
- Walden University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 6
- Series 63
- Business Ethics
- +34 subjects

Joseph: Albany SIE test prep instructor
...career in Financial and Investment Services. Having held several senior management, training, and business coaching positions has allowed me to develop a unique perspective and flexible tutoring style. While I tutor a range of subjects on business and financial topics, I am most passionate about FINRA and Insurance regulatory examinations. I am a firm proponent of continuing education throughout one's lifetime and in sharing knowledge with others as much as possible. I am a Certified...
Education & Certification
- University of Phoenix - Associate in Science, Business, General
Subject Expertise
- SIE
- Series 7
- Series 4
- Real Estate License
- +30 subjects

Daniel: Albany SIE test prep instructor
I am a CPA with a background in teaching and tutoring. I can work with you on most finance, business, and accounting subjects. I help simplify the material and highlight the core lessons. I've been told it's very effective and helpful!
Education & Certification
- Malone University - Bachelor in Arts, Organizational Leadership
- Baldwin-Wallace College - Masters in Business Administration, Accounting
Subject Expertise
- SIE
- CMA - Certified Management Accountant
- CPA
- Series 7 - General Securities Representative Exam (Stockbroker)
- +25 subjects

Ross: Albany SIE test prep instructor
...history. Since graduation, worked in government in economic development which caused a love for finance. I have studied for the SIE and passed it and helped other people pass the SIE. I am most passionate about History. In my experience helping struggling students prepare for Standardized Tests, we always seem to have the most fun. I am a firm proponent of education, believing it to be absolutely necessary for an improved quality of life, and...
Education & Certification
- University of New Haven - Bachelor in Arts, Political Science and Government
- Mercy College - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 79
- FINRA - Financial Industry Regulatory Authority
- Series 24
- +22 subjects
Education & Certification
- Arizona State University - Bachelor of Science, Political Science and Government
Subject Expertise
- SIE
- Series 66
- Series 65
- Series 63
- +9 subjects

Kim: Albany SIE test prep instructor
...to study constantly in order to maintain my skill set. To this very day, I work upwards of 18 hours per day, five and sometimes six days per week. Because of my diverse background, (heavy in the finance arena, including insurance, securities & investment banking/related) I can relate to people on different levels. I excel in working with those who are learning challenged. This can range from a person who is a non-native English speaker...
Education & Certification
- University of Alaska Anchorage - Bachelor of Science, Political Science and Government
- International Seminary for Distance Education in Theology - Bachelor of Theological Studies, Theology
Subject Expertise
- SIE
- Series 65
- Series 7
- Insurance License
- +46 subjects

Jacquelyn: Albany SIE test prep instructor
...the community, mentoring, and coaching, I have assisted many others in accomplishing their educational goals. 1. Parenting my children at home on how to do well in class and on tests. 2. Advising employees on how to study to obtain professional licenses to achieve passing scores. It has been a great accomplishment for me. When your children graduate with Honors, and your student employees perform well to obtain professional licenses, it represents how well you...
Education & Certification
- University of Detroit Mercy - Bachelor of Science, Finance
- Southern New Hampshire University - Master of Science, Entrepreneurial Studies
Subject Expertise
- SIE
- Series 66
- Series 63
- ARM-E - Associate in Management-Enterprise Risk Management
- +18 subjects

Lonie: Albany SIE test prep instructor
...a primary source of income; I teach because I enjoy helping others enough to do it in my spare time. People don't care what you know until they know that you care. I'm supposed to write something here about my own achievements. I have an impressive resume by most peoples' standards. But my achievements don't amount to anything unless they translate into helping YOU pass your exam. Let's just leave it at that.
Education & Certification
- Bowling Green State University-Main Campus - Bachelor of Science, German
- West Virginia University - Bachelor of Science, Statistics
- Xavier University - Master of Science, Business Administration and Management
Subject Expertise
- SIE
- Insurance License
- Series 63
- Series 7
- +21 subjects

Brian: Albany SIE test prep instructor
...improvements. I am a graduate of Portland State University. I received a Bachelor of Science with honors in Finance and Law. I also received a certificate in Black Studies with honors. I have a graduate degree from the Stonier Graduate School of Banking as well. I started a financial consulting business while in college then sold it a few years out of college. I became a US Marine. Over the next 15 years combined, I...
Education & Certification
- Portland State University - Bachelor of Science, Finance
Subject Expertise
- SIE
- Series 26
- FINRA - Financial Industry Regulatory Authority
- Series 63
- +22 subjects

Ben: Albany SIE test prep instructor
...studies. During my time there, I traveled extensively and was involved in several social service clubs, campus choir, and I also volunteered my time at the local Boys and Girls club to assist the kiddos with their homework assignments. Upon graduation, I began a career as a financial professional, where I advised families, individuals, and businesses by taking complex (and often confusing) financial subject matter and breaking them down into simple steps. I've always been...
Education & Certification
- Lee University - Bachelor of Science, Health Services Administration
Subject Expertise
- SIE
- Series 6
- Series 63
- Economics
- +45 subjects

Kyle: Albany SIE test prep instructor
I have a passion for financial and capital markets and love to teach and educate others. I have worked my entire professional career in financial services utilizing series exam information on a daily basis. I have a Masters of Finance from the University of Notre Dame and work as a investment analyst at a private investment firm. Open to giving career mentorship as well!
Education & Certification
- Texas am - Bachelor of Science, Business and Managerial Economics
- University of Notre Dame - Current Grad Student, Finance
Subject Expertise
- SIE
- Series 7
- Series 63
- Series 66
- +11 subjects

Scot: Albany SIE test prep instructor
...advisor in June of 2011. In February of 2017, I co-founded my financial planning firm, Providers & Families Wealth Management, with my wife, Lindsey; and in December of that year, I became a CERTIFIED FINANCIAL PLANNER. The most influential teachers in my life provided an engaging and entertaining learning experience, and I strongly believe that these are very important characteristics of an impactful education! I look forward to helping you in your pursuit of your...
Education & Certification
- Pennsylvania State University-Main Campus - Bachelor of Science, Marketing
Subject Expertise
- SIE
- Series 16
- CFP
- Series 79
- +12 subjects

Valentina: Albany SIE test prep instructor
...financial industry for over 20 years, and I am FINRA licensed in Series 7, Series 66, and of course, in SIE since it is a pre-requisite for Series 7. I have also been FINRA licensed in Series 63 and Series 65. The exams are very challenging, but there is nothing there that you will not be able to comprehend and nail from the first attempt. Therefore, I am standing by to help you with these...
Education & Certification
- Colorado Mesa University - Bachelor of Science, Computer and Information Sciences, General
Subject Expertise
- SIE
- Series 66
- FINRA - Financial Industry Regulatory Authority
- Series 65
- +4 subjects

Joyce: Albany SIE test prep instructor
...where I also pursued minors in International Relations and Korean. What sets me apart is my unique relationship with educationI graduated a semester early thanks to careful planning and a passion for learning. I understand the challenges students can face, as I've personally encountered and overcome them. My journey has equipped me with valuable study and teaching skills that can make a real difference in your academic success. I'm not just here to give you...
Education & Certification
- Rutgers University-Newark - Bachelor in Arts, Economics
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 52
- +31 subjects
Education & Certification
- University of Essex - Bachelor in Arts, Economics
Subject Expertise
- SIE
- CFA
- Series 7
- Series 65
- +14 subjects

Peter: Albany SIE test prep instructor
...win," meaning you help others with their finances and make money doing so. These licenses are so valuable, that you have the potential to make as much money, if not more money than doctors and lawyers. You do not need a secondary degree, you just need to pass the tests. You would want me as at tutor mainly because of my experience. My expertise is in OPTIONS and MARGIN. I started a broker-dealer from scratch,...
Education & Certification
- Rensselaer Polytechnic Institute - Bachelor of Science, Materials Engineering
- California University of Pennsylvania - Master of Science, Mathematics and Statistics
Subject Expertise
- SIE
- Series 9
- Series 66
- Series 7 - General Securities Representative Exam (Stockbroker)
- +42 subjects

Gary: Albany SIE test prep instructor
I tutor securities licensing exam prep courses for NASAA & FINRA registrations (Series 6,7,63,65,66 and a few others). I own a financial practice, hold the Series 65 and a CRPC designation, and my experience, knowledge and research are current and relevant.
Education & Certification
- Columbia College - Bachelor in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 66
- Series 15 - Foreign Currency Options Exam
- Series 4
- +72 subjects

Raman: Albany SIE test prep instructor
...in Finance and have successfully passed the FINRA Series 7, Series 66, State Life & Health Insurance License, and the CFP Exam. Being a Financial Planner is no different than being an educator or a coach. My passion is to teach my clients on how build a robust financial plan, however my passion goes beyond that. At Varsity Tutors, my vision is to help you achieve your goal of successfully passing the Series 7, Series...
Education & Certification
- University of Houston-Downtown - Bachelor in Business Administration, Finance
- Rice University - Certificate, Financial Planning
Subject Expertise
- SIE
- ChFC - Chartered Financial Consultant
- Series 6
- Series 66
- +25 subjects