If you're looking for Albany SIE prep, Varsity Tutors is here to set you up with excellent SIE preparation opportunities. The SIE exam, also known as the Securities Industry Essentials exam, is one of the first steps on your journey to work in the securities profession. The SIE is available for anyone to take; you do not need to be associated with a FINRA member firm to take it like when sitting for a qualification exam. If you are or were a student at a higher education institution such as the University at Albany or Albany State University studying finance, Albany SIE prep can help you work towards the next step in your career. For more information on the benefits to be gained from quality SIE prep, continue reading.
What are the skills and topics I can review during Albany SIE prep?
The SIE is a 75-question exam that takes one hour and 45 minutes to complete. To pass the Essentials exam, you must receive a 70% or higher. There is no penalty for guessing so you'll want to make sure to answer each question to the best of your ability.
There are four different sections on the SIE, each one assessing different topics and skills: Knowledge of Capital Markets, Understanding, Trading, Customer Accounts, and Prohibited Activities, Understanding Products and their Risks, and Overview of the Regulatory Framework. The material covered in these sections is extensive and preparing can be overwhelming if you're facing it alone. When you sign up for SIE prep, your instructor can make sure you cover all the content necessary to do well on each section. Content reviewed during prep sessions can include types of markets, monetary vs. fiscal policy, hedge funds, corporate actions, employee conduct, and reportable events. This list is not a comprehensive list of the topics found on the SIE, but merely a glimpse at the material you'll need to have mastered. If the idea of reviewing all these topics is daunting, you can find some comfort in knowing our instructors are experienced with the SIE and have the communication skills to convey the correct lessons.
What are the benefits of the different types of Albany SIE prep?
At Varsity Tutors we are proud to offer two options for your SIE preparation: online SIE classes and connections to exceptional SIE tutors. Both options are valuable tools for anyone getting ready for their exam, but each does come with a different set of benefits. Let's take a closer look at each opportunity.
Signing up for an Albany SIE prep course allows you the opportunity to take an interactive online course. Our live learning environment enables you to tune into your course sessions from anywhere a computer and an internet connection can be found. This platform allows you to see, hear, speak to, and observe your teacher the same way you'd be able to in a traditional classroom. You'll also be able to interact with your peers to work on group projects and engage in discussions about the material being reviewed in your course sessions. Working interactively with others has been shown to help students to learn the material more easily and thoroughly. This option is a great option for those who enjoy the structure and social environment found in creational educational settings.
Working with a private Albany SIE tutor is a different type of experience. With private instruction, you have more control over what material you cover. You also have the luxury of moving at the pace that is most comfortable for you. Your instructor can get to know your goals, strengths, weaknesses, and learning preferences. This information can use utilized when created your study schedule. Knowing your learning style can help your teacher to deliver lessons in a way that makes sense to you and keeps the material fresh and interesting. This is an excellent option for anyone who would enjoy a less structured atmosphere for learning.
It's also possible to benefit from both options, as it allows you to have the best of both worlds with collaborative activities while also getting to work on the topics you need the most help understanding.
What do I need to do to get started in an Albany SIE prep class or with a private SIE instructor?
When you're ready to either get signed up for an online class or be connected with a private SIE teacher, all you need to do is contact our educational directors. We'll help you choose between the two prep options or set you up with both. Call Varsity Tutors today to get started with quality Albany SIE prep as soon as you're ready.

John: Albany SIE test prep instructor
...perspective along with a deep understanding of the SIE and Series 7 exams. Having recently earned my own licenses, I developed a proven strategy that helped me succeed, and I am now offering tutoring services to help others do the same. With a tailored approach that simplifies complex concepts and focuses on key areas of the exam, I am committed to guiding aspiring professionals to achieve their goals and pass with confidence.
Education & Certification
- Northeastern Illinois University - Bachelor of Science, Marketing
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- FINRA - Financial Industry Regulatory Authority
- Series 7
- +1 subjects

John: Albany SIE test prep instructor
...equity trader, where I was responsible for executing various equity and equity derivative products on behalf of hedge funds. Part of my background includes analyzing market trends, managing portfolio risk, and developing optimal trading strategies from both a fundamental and technical perspective. In addition to my professional experience, I am highly analytical, detail-oriented, and have a strong product knowledge through my CFA candidacy and academic pursuits. I am excited to continue my learning and provide...
Education & Certification
- Marist College - Bachelor of Science, Business Administration and Management
- Marist College - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 63
- Series 7
- Series 57
- +20 subjects

DeSean: Albany SIE test prep instructor
...because I was a student once. During undergraduate, I tutored students in Statistics and College Algebra. I completed my undergraduate with a B.S.B.A. in Personal Financial Planning, a B.S.B.A. in Finance, and a B.A. in Communication Studies. I do not like micromanagement, although I do believe a tutor and student should have a vested interest to benefit the student. In my free time, I enjoy long walks with my wife and playing the alto. saxophone.
Education & Certification
- Kutztown University of Pennsylvania - Bachelor of Science, Finance
- Kutztown University of Pennsylvania - Bachelor of Science, Financial Planning
- Kutztown University of Pennsylvania - Bachelor in Arts, Communication, General
Subject Expertise
- SIE
- Series 6
- Series 63
- German 1
- +13 subjects
Education & Certification
- University of Massachusetts-Dartmouth - Bachelor in Arts, Political Economy
Subject Expertise
- SIE
- Series 10
- Series 66
- Series 24
- +16 subjects
Education & Certification
- Arizona State University - Bachelor of Science, Political Science and Government
Subject Expertise
- SIE
- Series 66
- Series 63
- Series 65
- +9 subjects

Jennifer: Albany SIE test prep instructor
...University. I received my Master of Science Degree and Bachelor of Arts Degree in Family and Consumer Science with a Minor in Business Administration. I have over 20 Years of sales, leadership, mentoring and coaching in the Financial Services field-which includes -Mortgage Branch Management, VP of Membership, Top Mortgage Production Sales Performer, Financial Advisor, Life & Health Agent and Medicare Health Agent. I focus on explaining real-life business experience examples so students understand how certification...
Education & Certification
- Eastern Illinois University - Bachelor of Science, Family and Consumer Sciences
- Eastern Illinois University - Master of Science, Family and Consumer Sciences
Subject Expertise
- SIE
- Series 6
- Real Estate License
- NMLS - Nationwide Mortgage Licensing System
- +5 subjects

Barrett: Albany SIE test prep instructor
...a function of how it's defined, I consider my own success to be helping my students along a journey to attaining their respective goals. But that journey begins with a first step, at times a humbling step. As a coach and mentor, I value my role as your trusted resource in helping you take those initial steps on your journey to passing the securities exam(s) and onward to a bright future!
Education & Certification
- Florida International University - Bachelor of Science, Criminal Justice
- Louisiana State University and Agricultural Mechanical College - Doctor of Laws, Law Enforcement Administration
Subject Expertise
- SIE
- Series 24
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 26
- +20 subjects

Kim: Albany SIE test prep instructor
...including insurance, securities & investment banking/related) I can relate to people on different levels. I excel in working with those who are learning challenged. This can range from a person who is a non-native English speaker to someone with ADHD/Autism. If you need to take a certification test, I can quell your nerves. I will tutor/coach/mentor you through the subject at hand and in process, impart in you a set of skills you will be...
Education & Certification
- University of Alaska Anchorage - Bachelor of Science, Political Science and Government
- International Seminary for Distance Education in Theology - Bachelor of Theological Studies, Theology
Subject Expertise
- SIE
- Series 79
- Series 6
- Series 7 - General Securities Representative Exam (Stockbroker)
- +46 subjects

Roman: Albany SIE test prep instructor
...all of them on the first attempt. I've actually passed the Series 7 twice! I'm passionate about personal finance and love helping others understand the concepts needed to pass these exams. Finance is a great field to work in, so I truly enjoy whenever I'm able to help someone pass their exams! My goal as your tutor is simple: To help you pass the exam on the first attempt. I take care to assess your...
Education & Certification
- Virginia Commonwealth University - Bachelor of Science, Mechanical Engineering
Subject Expertise
- SIE
- Series 66
- American Council on Exercise (ACE)
- Series 65
- +60 subjects

Brendan Daniel : Albany SIE test prep instructor
...with a degree in Psychology and a minor in Economics. Since graduation, I worked in asset management as a portfolio manager while pursuing my CFA, and recently founded my own firm. Currently, I am a level 3 CFA candidate and portfolio manager for my digital asset hedge fund. I focus on the fund's DeFi investment strategy, blockchain research, and protocol risk management. For students, (and interns), I have taught solidity, python, CFA level 1 and...
Subject Expertise
- SIE
- CAIA Level I
- Series 28
- Series 86
- +62 subjects

James: Albany SIE test prep instructor
As an adjunct professor of finance, I enjoy helping individuals find their way within the finance and business worlds. As a swimming coach, I enjoy helping individuals reach their goals. I am patient and kind and have been in your shoes. I am a strong tutor with the Series 65, 66, and 7.
Education & Certification
- Wittenberg University - Bachelor in Arts, Biology, General
- Baldwin-Wallace College - Masters in Business Administration, Business, General
Subject Expertise
- SIE
- Series 66
- Series 86
- CFP
- +24 subjects

Joseph: Albany SIE test prep instructor
...my students, especially those studying for FINRA and State Insurance Licensing exams. I have created unique study plans and practice exam questions that have assisted my students to pass their exams without any doubt about their capabilities. I'm happy to help you succeed in all FINRA and State Insurance Exams tutoring. Your passing grade is both of our goals! I welcome all students to study together to obtain that license and realize their dreams!
Education & Certification
- Yeshiva University - Bachelor of Science, Economics
- Western Governors University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 7
- Series 24
- Series 9
- +48 subjects

John: Albany SIE test prep instructor
...in Computer Science and Economics from Yale and an MBA from NYU. I have my Series 7 and 57 and work as a proprietary trader on Wall Street. I'm passionate about financial markets, technology and economics. My philosophy towards education is one of efficiency. I believe that time management is the key to accomplishing your academic and professional goals. I'm here to help you not only learn but absorb the material into your skill set.
Education & Certification
- Yale University - Bachelor of Science, Computer Science
- New York University - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 4
- Series 10
- Series 7
- +38 subjects

Dennis: Albany SIE test prep instructor
...stock, trader, analyst and writer. I started at the NY brokerage firm Bear Stearns at 17 years old and earned some licenses along the way (7, 63, 55 and 24 supervisory principal). Life is easiest when armed with a variety of skill sets. So learn a little of everything but specialize in something that you feel like learning, even if there will be no test or recognition. Your education is really for yourself and those...
Education & Certification
- Wesleyan University - Bachelor in Arts, Mathematical Statistics and Probability
Subject Expertise
- SIE
- Series 55
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 63
- +49 subjects

Joshuah: Albany SIE test prep instructor
...I CFA exam. All of which are completely unimportant because it's not about me, it's about how I can help you (and I can)! Whether you know what you need to know, or are completely lost, I will make sure that we progress with content at a speed that fits you until you are confident for test day. There are no stupid questions, only impatient teachers. Don't wait, get help, pass your test!
Education & Certification
- Excelsior College - Bachelor of Science, Biology, General
Subject Expertise
- SIE
- CPA
- Series 6
- Series 24
- +14 subjects

John: Albany SIE test prep instructor
I want to serve the academic needs of students in the areas of history, math, and finance. I have taught middle school math and US History for almost 20 years and am passionate about helping students in those areas. I also would work with people looking for help with exams to gain financial licenses such as the series 6 or 63.
Education & Certification
- Lycoming College - Bachelor in Arts, Economics
- Alvernia University - Masters in Education, Urban Education and Leadership
Subject Expertise
- SIE
- Series 6
- Series 63
- FINRA - Financial Industry Regulatory Authority
- +57 subjects
Subject Expertise
- SIE
- Series 7
- EMT - Emergency Medical Technicians
- Series 66
- +6 subjects

Zachary: Albany SIE test prep instructor
...and give investment advice to our high networth clients 1mm+ in assets. I passed the SIE and Series 65 will I was still in college and was put through a TD Ameritrade's training program to pass the Series 7 and Series 63 Licenses. The program I have learned is designed specifically to teach you the information you need to know to pass and skip out on all the fluff. I have a vast understanding of...
Education & Certification
- Troy University - Bachelor in Arts, Finance
Subject Expertise
- SIE
- Series 66
- Series 63
- Series 28
- +12 subjects

Braden: Albany SIE test prep instructor
...from the University of Oklahoma living in Overland Park, Kansas. I have a passion for teaching college, high school, and middle schoolers math from Algebra to College Calculus, chemistry, and physics. In high school I took a variety of AP Tests: AP Chemistry-5, AP Physics 1-4, AP Calculus AB-5 AP US History-4, AP English Composition-4. I hope we are a great fit, and I can't wait for the opportunity to help you!
Education & Certification
- University of Oklahoma Norman Campus - Chemical Engineer, Chemical Engineering
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 66
- Algebra 2
- +64 subjects

Angelo: Albany SIE test prep instructor
I love helping students in topics related to math, to finance (public and private equity) and to engineering. I believe that if I can't explain concept, then I don't understand it. By that same token, if a student can't explain a concept back to me, then they don't understand it even if they say they do. I believe in getting to know all students, as their background is intricately connected with how they learn.
Education & Certification
- University of Florida - Master of Science, Electrical Engineering
- University of Pennsylvania - Masters in Business Administration, Business Administration and Management
- university of chicago - Master's/Graduate, ma
Subject Expertise
- SIE
- Series 3
- NFPA - National Federation of Paralegal Associations
- Series 51
- +325 subjects