If your Richmond SIE preparation needs a kick-start, Varsity Tutors offers two ways to get expert assistance with your test prep. First, we provide a comprehensive Richmond SIE prep class where you can study both academic concepts and test-taking strategies in a structured learning environment. Alternatively, we can set you up with a private Richmond SIE tutor who can work with you one-on-one as you pursue your learning goals. There's really no wrong option between them, so reach out to us to get started with one or both of these great options today.
What topics can I review during my Richmond SIE prep?
The SIE, or Securities Industry Essentials Exam, is a test that assesses a candidate's knowledge of the fundamentals of the securities industry. Some of the topics discussed include different types of investment products and their risks, how securities operate, the function of major regulatory agencies, and prohibited practices. The exam is administered by the Financial Industry Regulatory Authority (FINRA) and is required to earn a license to trade securities, though you may not apply for licensure after passing the SIE alone. You must also pass a more specialized assessment such as the Series 3 or Series 7 before you may legally carry out the functions covered by your exam.
The SIE itself is structured as a multiple-choice test with 75 questions. You have an hour and 45 minutes to finish the exam and must earn a score of at least 70 percent to pass it. FINRA exams are known for misleading questions that make the test more challenging than the topics covered might suggest, so your instructor might supply you with practice exams to give you an idea of what the assessment expects of you. If you find that you consistently miss questions about a topic like hedge funds, you can redouble your efforts on that topic to improve your self-confidence heading into the test.
What are the benefits of each of my Richmond SIE prep options?
As noted above, we can enroll you in a Richmond SIE prep course or find you a personal academic mentor. If you opt for a course, you'll meet with a knowledgeable instructor and a group of classmates at a set time each week. All sessions take place on our proprietary Live Learning Platform, a convenient online classroom that allows everybody to see and hear one another as if you were in the same room. Why commute to a physical classroom when a classroom is available right on your favorite mobile device?
You can also interact with your classmates on our platform, allowing you to work together to create a collaborative learning environment that may make it easier to understand challenging financial concepts. For example, one of your peers might share a handy mnemonic device they came up with to remember how mutual funds work. You can also explain concepts to your classmates to help them out of a tight spot, reinforcing your own command of the material in the process. Working in a group also gives you great value for your money, as you can work with an expert teacher that you may not have been able to afford on your own.
If you would rather receive personalized attention, a private instructor might be a better choice for you. We can find you an educator to work with either online or in-person, giving you complete control over where your sessions take place. If you decide to work online, you'll make use of our Live Learning Platform to receive face-to-face instruction anywhere with a stable internet connection. Powerful features such as a virtual whiteboard ensure that your sessions are just as effective as meeting in-person. If you're more of a traditionalist when it comes to studying, you can meet your instructor at the Virginia Commonwealth University library, the food court at the University of Richmond, or the privacy of your own home.
Your private instructor can design study sessions around your preferred learning style to improve their efficacy. For instance, a kinesthetic learner might practice bookkeeping in order to keep accurate records for their clients, while a visual learner might get more out of a tutorial demonstrating how to approach the task. Your instructor can also give a lecture on the topic if you're more of an auditory student. Working with a private instructor also provides the flexibility to learn at your own pace, spending as little or as much time on a particular topic as you need.
How do I sign up for Richmond SIE prep?
Simply reach out to Varsity Tutors to learn more about each of our Richmond SIE prep options or to sign up today. We look forward to helping you work toward academic success!
Kyle: Richmond SIE test prep instructor
I have a passion for financial and capital markets and love to teach and educate others. I have worked my entire professional career in financial services utilizing series exam information on a daily basis. I have a Masters of Finance from the University of Notre Dame and work as a investment analyst at a private investment firm. Open to giving career mentorship as well!
Education & Certification
- Texas am - Bachelor of Science, Business and Managerial Economics
- University of Notre Dame - Current Grad Student, Finance
Subject Expertise
- SIE
- Series 63
- Series 65
- Series 6
- +11 subjects
Robert: Richmond SIE test prep instructor
I am passionate about lifting up the next generation of business leaders. I had amazing tutors when I was in college and business school and I am ready to pay it forward.
Education & Certification
- Carnegie Mellon University - Masters in Business Administration, Business Statistics
Subject Expertise
- SIE
- Series 63
- Series 7
- FINRA - Financial Industry Regulatory Authority
- +25 subjects
Johnny: Richmond SIE test prep instructor
...simple as I can by using analogies and references that is unique to each person and their way of absorbing information. The subjects I enjoy teaching within Finance are understanding Fundamental Analysis( financials such as 10Q and 10K), this goes with earning season or when companies report earning. Technical Analysis, which is understanding how to read a chart that includes candles, SMA, MACD, RSI and Divergence. I also teach economics and how economics is applied...
Education & Certification
- University of Houston-Victoria - Bachelor in Business Administration, Finance
Subject Expertise
- SIE
- Series 57
- Series 7
- Series 65
- +14 subjects
Jennifer: Richmond SIE test prep instructor
...with a Minor in Business Administration. I have over 20 Years of sales, leadership, mentoring and coaching in the Financial Services field-which includes -Mortgage Branch Management, VP of Membership, Top Mortgage Production Sales Performer, Financial Advisor, Life & Health Agent and Medicare Health Agent. I focus on explaining real-life business experience examples so students understand how certification questions relate to situations they may encounter in the future. I enjoy sharing my tips and tools on...
Education & Certification
- Eastern Illinois University - Bachelor of Science, Family and Consumer Sciences
- Eastern Illinois University - Master of Science, Family and Consumer Sciences
Subject Expertise
- SIE
- Real Estate License
- Series 6
- Insurance License
- +5 subjects
John: Richmond SIE test prep instructor
My name is John Walker. I am a seasoned veteran in the financial and insurance industries. I look forward to putting my personal experience, education, and training to work for you. I hope to work with up-and-coming professionals to ensure you meet and exceed your goals!
Education & Certification
- Florida State College at Jacksonville - Bachelor of Science, Business Administration and Management
Subject Expertise
- SIE
- Insurance License
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 10
- +10 subjects
David: Richmond SIE test prep instructor
Education & Certification
- University of Massachusetts-Dartmouth - Bachelor in Arts, Political Economy
Subject Expertise
- SIE
- Series 66
- Series 10
- Series 24
- +16 subjects
Victoria: Richmond SIE test prep instructor
...seem to have the most success when we have discovered the student's learning style and thought-process. I believe learning should be an engaging, inspiring activity where the student can envision how their new knowledge will apply to real-life scenarios. I am also a firm proponent of education, believing it to be absolutely necessary for an improved quality of life, and I try to impart this appreciation to all of my students.
Education & Certification
- University of South Alabama - Bachelor of Science, Biology, General
- Florida Atlantic University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- CFP
- Series 23
- Series 65
- +35 subjects
Michael: Richmond SIE test prep instructor
...pass it on to others. That is what brought me to earn my PhD and my flight instructor certificate, allowing me to teach various areas in finance, such as corporate finance, personal finance, and securities markets, and anything dealing with aviation. I have recently changed my career to move out of in-house financial services firms and focus completely on teaching. The way I prefer to teach and tutor is to work with the student, not...
Education & Certification
- Capella University - Doctor of Philosophy, Finance
Subject Expertise
- SIE
- Series 7
- FINRA - Financial Industry Regulatory Authority
- Series 7 - General Securities Representative Exam (Stockbroker)
- +16 subjects
Zachary: Richmond SIE test prep instructor
...broker dealer. I work for a large firm in the industry and give investment advice to our high networth clients 1mm+ in assets. I passed the SIE and Series 65 will I was still in college and was put through a TD Ameritrade's training program to pass the Series 7 and Series 63 Licenses. The program I have learned is designed specifically to teach you the information you need to know to pass and skip...
Education & Certification
- Troy University - Bachelor in Arts, Finance
Subject Expertise
- SIE
- Series 7
- Series 65
- Series 63
- +12 subjects
Gabriel: Richmond SIE test prep instructor
I am a graduate of the Darla Moore School of Business in South Carolina. Since then I have worked as a paraplanner and assistant to financial advisors.
Subject Expertise
- SIE
- Series 65
- Series 7
- Series 63
- +24 subjects
William: Richmond SIE test prep instructor
...past 26 years and now recently the SIE as well. I specialize in helping students with options and margin. I get my most enjoyment from assisting students progress through their career by helping to add different licenses. I have experience with a variety of different educational products including, Kaplan, ExamFX, Training Consultants, STC and Achievable. I am Series 7, 9, 10, 24, 63 and 65 (66) licensed and have multiple industry designations (CAS, CMFC, AAMS,...
Education & Certification
- Malone University - Bachelor in Arts, Accounting and Business Management
Subject Expertise
- SIE
- Series 52
- Series 82
- Series 7
- +30 subjects
Sarah: Richmond SIE test prep instructor
...I've been trained to cater to a wide range of learning styles, personality types, and unique challenges such as learning disabilities, test anxiety, and other mental blocks. My flexibility and deep understanding of exam content stem from years of close collaboration with students across various categories. I am dedicated to being available for my students, offering the flexibility to learn at their own pace, whether that means intensive preparation in a month or a more...
Education & Certification
- University of upper Iowa - Bachelor in Business Administration, Business Administration and Management
- University of Wisconsin-Madison - Masters in Business Administration, Accounting and Business Management
Subject Expertise
- SIE
- CFP
- Series 63
- Series 6
- +36 subjects
Brian: Richmond SIE test prep instructor
...a few years out of college. I became a US Marine. Over the next 15 years combined, I worked for two top 5 US Banks and one top 5 US Defense contractor before moving back into independent consulting in 2016. I have traveled, worked, and lived across the US, Europe, Central and South America, and some of the Middle East (while in the military). Either professionally or as a personal interest I have tutored, mentored,...
Education & Certification
- Portland State University - Bachelor of Science, Finance
Subject Expertise
- SIE
- Six Sigma
- Series 9
- Series 26
- +22 subjects
Richard: Richmond SIE test prep instructor
I am an Investment Banker specializing in Healthcare and Manufacturing both for Capital Raises and Buy and Sell side.
Education & Certification
- Purdue University - Bachelor in Arts, Education
- Indiana University - Master of Science, Public Finance
Subject Expertise
- SIE
- Series 24
- Series 63
- Series 7 - General Securities Representative Exam (Stockbroker)
- +20 subjects
Robin: Richmond SIE test prep instructor
Senior Associate in Equity Research | UCLA Economics/Finance Alumni To me, Finance is the intersection between art and science.
Education & Certification
- University of California-Los Angeles - Bachelor of Science, Economics
Subject Expertise
- SIE
- Series 63
- Series 87
- Series 86
- +10 subjects
Myles: Richmond SIE test prep instructor
...pursue my love for finance. My professional journey in banking, investments, and business ownership, has led me to acquire the Series 7, 65, 63, SIE, and Life Insurance licenses. In addition, I am a Chartered Retirement Planning Counselor and Certified Financial Planner. Because of the study habits I was taught, I was able to pass all exams on my first attempt and in a relatively short time frame. I hope to pass on to more...
Education & Certification
- Lamar University - Bachelor in Arts, Communication, General
Subject Expertise
- SIE
- Series 6
- Series 65
- Series 63
- +4 subjects
Joyce: Richmond SIE test prep instructor
...help you excel in your academics. I hold a degree in Economics from Rutgers University, where I also pursued minors in International Relations and Korean. What sets me apart is my unique relationship with educationI graduated a semester early thanks to careful planning and a passion for learning. I understand the challenges students can face, as I've personally encountered and overcome them. My journey has equipped me with valuable study and teaching skills that can...
Education & Certification
- Rutgers University-Newark - Bachelor in Arts, Economics
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 52
- +31 subjects
Joshuah: Richmond SIE test prep instructor
...Series 63, 65, and 7 on the first attempts, and have passed the Level I CFA exam. All of which are completely unimportant because it's not about me, it's about how I can help you (and I can)! Whether you know what you need to know, or are completely lost, I will make sure that we progress with content at a speed that fits you until you are confident for test day. There are no...
Education & Certification
- Excelsior College - Bachelor of Science, Biology, General
Subject Expertise
- SIE
- Series 4
- Series 6
- Series 7 - General Securities Representative Exam (Stockbroker)
- +14 subjects
John: Richmond SIE test prep instructor
...industry, I bring a fresh perspective along with a deep understanding of the SIE and Series 7 exams. Having recently earned my own licenses, I developed a proven strategy that helped me succeed, and I am now offering tutoring services to help others do the same. With a tailored approach that simplifies complex concepts and focuses on key areas of the exam, I am committed to guiding aspiring professionals to achieve their goals and pass...
Education & Certification
- Northeastern Illinois University - Bachelor of Science, Marketing
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 7
- FINRA - Financial Industry Regulatory Authority
- +1 subjects
Jacquelyn: Richmond SIE test prep instructor
...a Mom and a Business Leader in the community, mentoring, and coaching, I have assisted many others in accomplishing their educational goals. 1. Parenting my children at home on how to do well in class and on tests. 2. Advising employees on how to study to obtain professional licenses to achieve passing scores. It has been a great accomplishment for me. When your children graduate with Honors, and your student employees perform well to obtain...
Education & Certification
- University of Detroit Mercy - Bachelor of Science, Finance
- Southern New Hampshire University - Master of Science, Entrepreneurial Studies
Subject Expertise
- SIE
- WMCP - Wealth Management Certified Professional
- Series 66
- RICP - Retirement Income Certified Professional
- +18 subjects