If your Richmond SIE preparation needs a kick-start, Varsity Tutors offers two ways to get expert assistance with your test prep. First, we provide a comprehensive Richmond SIE prep class where you can study both academic concepts and test-taking strategies in a structured learning environment. Alternatively, we can set you up with a private Richmond SIE tutor who can work with you one-on-one as you pursue your learning goals. There's really no wrong option between them, so reach out to us to get started with one or both of these great options today.
What topics can I review during my Richmond SIE prep?
The SIE, or Securities Industry Essentials Exam, is a test that assesses a candidate's knowledge of the fundamentals of the securities industry. Some of the topics discussed include different types of investment products and their risks, how securities operate, the function of major regulatory agencies, and prohibited practices. The exam is administered by the Financial Industry Regulatory Authority (FINRA) and is required to earn a license to trade securities, though you may not apply for licensure after passing the SIE alone. You must also pass a more specialized assessment such as the Series 3 or Series 7 before you may legally carry out the functions covered by your exam.
The SIE itself is structured as a multiple-choice test with 75 questions. You have an hour and 45 minutes to finish the exam and must earn a score of at least 70 percent to pass it. FINRA exams are known for misleading questions that make the test more challenging than the topics covered might suggest, so your instructor might supply you with practice exams to give you an idea of what the assessment expects of you. If you find that you consistently miss questions about a topic like hedge funds, you can redouble your efforts on that topic to improve your self-confidence heading into the test.
What are the benefits of each of my Richmond SIE prep options?
As noted above, we can enroll you in a Richmond SIE prep course or find you a personal academic mentor. If you opt for a course, you'll meet with a knowledgeable instructor and a group of classmates at a set time each week. All sessions take place on our proprietary Live Learning Platform, a convenient online classroom that allows everybody to see and hear one another as if you were in the same room. Why commute to a physical classroom when a classroom is available right on your favorite mobile device?
You can also interact with your classmates on our platform, allowing you to work together to create a collaborative learning environment that may make it easier to understand challenging financial concepts. For example, one of your peers might share a handy mnemonic device they came up with to remember how mutual funds work. You can also explain concepts to your classmates to help them out of a tight spot, reinforcing your own command of the material in the process. Working in a group also gives you great value for your money, as you can work with an expert teacher that you may not have been able to afford on your own.
If you would rather receive personalized attention, a private instructor might be a better choice for you. We can find you an educator to work with either online or in-person, giving you complete control over where your sessions take place. If you decide to work online, you'll make use of our Live Learning Platform to receive face-to-face instruction anywhere with a stable internet connection. Powerful features such as a virtual whiteboard ensure that your sessions are just as effective as meeting in-person. If you're more of a traditionalist when it comes to studying, you can meet your instructor at the Virginia Commonwealth University library, the food court at the University of Richmond, or the privacy of your own home.
Your private instructor can design study sessions around your preferred learning style to improve their efficacy. For instance, a kinesthetic learner might practice bookkeeping in order to keep accurate records for their clients, while a visual learner might get more out of a tutorial demonstrating how to approach the task. Your instructor can also give a lecture on the topic if you're more of an auditory student. Working with a private instructor also provides the flexibility to learn at your own pace, spending as little or as much time on a particular topic as you need.
How do I sign up for Richmond SIE prep?
Simply reach out to Varsity Tutors to learn more about each of our Richmond SIE prep options or to sign up today. We look forward to helping you work toward academic success!

Joseph: Richmond SIE test prep instructor
...patient with my students, especially those studying for FINRA and State Insurance Licensing exams. I have created unique study plans and practice exam questions that have assisted my students to pass their exams without any doubt about their capabilities. I'm happy to help you succeed in all FINRA and State Insurance Exams tutoring. Your passing grade is both of our goals! I welcome all students to study together to obtain that license and realize their...
Education & Certification
- Yeshiva University - Bachelor of Science, Economics
- Western Governors University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 10
- Series 79
- Series 86
- +48 subjects
Education & Certification
- Arizona State University - Bachelor of Science, Political Science and Government
Subject Expertise
- SIE
- Series 10
- Series 7
- Series 65
- +9 subjects
Education & Certification
- University of California-Los Angeles - Bachelor of Science, Economics
Subject Expertise
- SIE
- Series 63
- Series 7
- Series 87
- +10 subjects

Krista: Richmond SIE test prep instructor
...currently licensed with the state of NJ for Life/Health Insurance. I am registered with FINRA (Series 7 & 66). I also hold a Certified Financial Planner designation. I help candidates studying for their Life/Health, SIE, Series 7, Series 6, Series 66 (63/65), and CFP designations. I am eager to pass on various tips and tricks I have learned for the various exams. I have various study tips and tricks that I have found helpful and...
Education & Certification
- Pennsylvania State University-Main Campus - Bachelor of Science, Business Administration and Management
- Capella University - Masters in Business Administration, Project Management
Subject Expertise
- SIE
- Insurance License
- Series 65
- Series 6
- +18 subjects

Steven: Richmond SIE test prep instructor
...here to help. I understand how overwhelming these topics can feel at first - I've been through it myself. In my career, I've built financial models for multi-billion dollar deals, underwritten investments across industries, and worked closely with senior executives and investors experiences that shape how I teach and mentor today. I'm patient, flexible, and committed to making sure our sessions are productive, engaging, and tailored to your goals. Let's work together! I enjoy: Skiing,...
Education & Certification
- Cornell University - Bachelor of Science, Information Science
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Series 65
- Business
- +15 subjects

Joseph: Richmond SIE test prep instructor
...and business coaching positions has allowed me to develop a unique perspective and flexible tutoring style. While I tutor a range of subjects on business and financial topics, I am most passionate about FINRA and Insurance regulatory examinations. I am a firm proponent of continuing education throughout one's lifetime and in sharing knowledge with others as much as possible. I am a Certified Financial Educator (CFEd), and hold the Corporate Trainer Certified, and Remote Workforce...
Education & Certification
- University of Phoenix - Associate in Science, Business, General
Subject Expertise
- SIE
- Series 65
- Series 6
- Series 66
- +30 subjects

Vincent : Richmond SIE test prep instructor
...Financial Advisor, MBA Graduate, and Lifelong Learner. I have successfully taken and passed the Securities Industry Essentials (SIE), the General Securities Representative (Series 7), the Uniform Securities Agent State Law (Series 63), and the Uniform Investment Advisor Law (Series 65) examinations. Due to my experience in financial services, I will be able to incorporate real-world examples into my sessions in order to help students grasp and understand the material at hand. Let's get started!
Education & Certification
- University of Central Florida - Bachelor of Science, Business and Managerial Economics
- Georgian Court University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 65
- Series 63
- Series 7
- +14 subjects

Valentina: Richmond SIE test prep instructor
...also been FINRA licensed in Series 63 and Series 65. The exams are very challenging, but there is nothing there that you will not be able to comprehend and nail from the first attempt. Therefore, I am standing by to help you with these challenging exams. Additionally, I have been teaching as a licensed teacher for several years in public schools. My qualifications are Highly Qualified, and my teaching endorsements are in Business, Technology, and...
Education & Certification
- Colorado Mesa University - Bachelor of Science, Computer and Information Sciences, General
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Series 7
- Series 66
- +4 subjects

Johnny: Richmond SIE test prep instructor
...to the community anyway that I can, so I figured why not teach subjects in Finance. My philosophy in teaching is to try to keep it as simple as I can by using analogies and references that is unique to each person and their way of absorbing information. The subjects I enjoy teaching within Finance are understanding Fundamental Analysis( financials such as 10Q and 10K), this goes with earning season or when companies report earning....
Education & Certification
- University of Houston-Victoria - Bachelor in Business Administration, Finance
Subject Expertise
- SIE
- Series 66
- Series 57
- Series 65
- +14 subjects
Subject Expertise
- SIE
- Series 7
- Series 66
- Series 63
- +24 subjects

Edward: Richmond SIE test prep instructor
...year veteran of the Financial Services industry. I have been involved with advising and counseling both clients and advisors, and am passionate about helping others learn how financial markets work. I have passed the Series 6, 7, 24, 26, and 66 exams, and held the Massachusetts Life and Health insurance licenses. I coached basketball and football both at the youth and high school levels. I love music and am an active member of 2 bands.
Education & Certification
- Western New England University - Bachelor of Science, Finance
Subject Expertise
- SIE
- Series 65
- Series 79
- Insurance License
- +26 subjects

James: Richmond SIE test prep instructor
As an adjunct professor of finance, I enjoy helping individuals find their way within the finance and business worlds. As a swimming coach, I enjoy helping individuals reach their goals. I am patient and kind and have been in your shoes. I am a strong tutor with the Series 65, 66, and 7.
Education & Certification
- Wittenberg University - Bachelor in Arts, Biology, General
- Baldwin-Wallace College - Masters in Business Administration, Business, General
Subject Expertise
- SIE
- Series 7
- Series 6
- Series 9
- +24 subjects

Joyce: Richmond SIE test prep instructor
...passion for learning. I understand the challenges students can face, as I've personally encountered and overcome them. My journey has equipped me with valuable study and teaching skills that can make a real difference in your academic success. I'm not just here to give you answers; I'm here to guide you toward them, fostering active learning and critical thinking. I have a deep passion for helping individuals reach their goals, and I'm excited to be...
Education & Certification
- Rutgers University-Newark - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 52
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 86
- +31 subjects
Education & Certification
- University of Essex - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 7
- Series 65
- CPA
- +14 subjects

Danny: Richmond SIE test prep instructor
...in Marketing, and then began my journey from the battlefield to the corporate office. I am happy to share my knowledge and experiences with you and help you achieve your goals. I have been a sales leader in the financial services industry for over 25 years and I retired a senior NCO in the Army Reserve serving for 23 years. I've had the pleasure of mentoring training and leading sales people and soldiers most of...
Education & Certification
- Pace University-New York - Bachelor of Science, Marketing
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Insurance License
- Series 7
- +11 subjects

Evan: Richmond SIE test prep instructor
...Summa Cum Laude (top 5% of my class) from Northwestern University with a degree in economics. I subsequently passed all 3 levels of the CFA examination process. I have worked in Investment Banking (Barclays Investment Bank) where I performed complex financial analyses before subsequently working in Private Equity. Most recently, I served as a Director of Finance for a Private Equity owned enterprise. I have helped many students in statistics, economics, managerial accounting, financial accounting...
Education & Certification
- Northwestern University - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 7
- Series 63
- CFA
- +27 subjects

Bryan: Richmond SIE test prep instructor
...students with the material covered in FINRA Licensing Exams (SIE, Series 7, Series 63/66). In my experience helping students prepare for Licensing Exams, I have enjoyed seeing learners become more confident in their knowledge of financial products, industry regulations, and market mechanics. I am enthusiastic about learning and believe that anyone can grasp complex material, no matter how difficult. I believe that mastering challenging material empowers individuals to believe in their abilities and strive for...
Education & Certification
- University of Utah - Bachelor in Arts, Finance
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Series 63
- Series 66
- +5 subjects

Brandy: Richmond SIE test prep instructor
...Series 7 licensed. I am a Financial Services Rep at a major Brokerage Firm in which I have been with with for two years. Passed each of my tests on the first try. I'm very skilled at teaching. I was previously licensed as a Life Insurance agent (Life Insurance and Annuities). I have a history in the Financial Industry working with Workers Comp Insurance and other Business Insurance. I have a Bachelors degree in Psychology.
Education & Certification
- Bellevue University - Bachelor of Science, Psychology
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 63
- Series 7
- +1 subjects

Donald: Richmond SIE test prep instructor
...I was commissioned into the United States Marine Corps my job as a Financial Manager. My passion for finance was sparked once I began my work as a financial manager. I applied for grad school and began my MBA with a concentration in finance shortly after from LSUS. It was at this point that I knew that I wanted to make finance a career. I currently hold the Certified Financial Planner, Chartered Financial Consultant and...
Education & Certification
- United States Naval Academy - Bachelor of Science, History
- Louisiana State University-Shreveport - Masters in Business Administration, Finance
Subject Expertise
- SIE
- RICP - Retirement Income Certified Professional
- ChFC - Chartered Financial Consultant
- Series 7
- +35 subjects

Jennifer: Richmond SIE test prep instructor
...for SAT. Most recently, I obtained the SIE, series 7, and series 66 licenses. While I am capable of tutoring a broad range of subjects, I am more interested in helping students/clients prepare for certification exams such as the SIE, Series 7, 63, 65, 66, pharmacy technician certification exam (PTCE) etc. I have got tips and tricks on how to pass these exams in one sitting. In addition, I will incorporate real-world examples that will...
Education & Certification
- Fort Valley State University - Bachelor of Science, Biology, General
Subject Expertise
- SIE
- Series 63
- Series 66
- Series 7 - General Securities Representative Exam (Stockbroker)
- +18 subjects