Varsity Tutors can help you find a Salt Lake City SIE prep solution that best fits your learning requirements. The Securities Industry Essentials (SIE or Essentials) Exam is necessary for anyone considering a career in the securities field. The SIE is one of the few industry exams that does not require the test-taker to be affiliated with a firm to sit for the exam. This open door policy means you can take the SIE before you land a job with a firm, and it may even help you stand out as a self-starter when you apply.
The SIE was created by the Financial Industry Regulatory Authority (FINRA) as a way to provide greater opportunities for those coming into the securities industry from another career path and students trying to get started right out of college. The exam combines some of the general knowledge questions about the field that were previously included in the various specialty tests. While passing the SIE will not grant you a license to begin working the industry, it is one of the requirements you can get out of the way before you're hired.
What can Salt Lake City SIE prep cover?
Professional SIE prep solutions have the potential to cover any aspect of the SIE examination. Prior to taking the test, it is essential to become familiar with several key concepts, including various financial products and their associated risks, trading, capital markets, regulatory framework, customer accounts, and prohibited activities.
You have two SIE prep options from which to choose: courses and private instruction. Both offer effective preparation techniques but do so in slightly different ways.
How can a Salt Lake City SIE prep course help me prepare?
A prep course is a great choice for those students who enjoy being in a collaborative group setting and want a comprehensive review of the concepts which will be covered on the exam. Courses offer precise study guidelines that can help take the guesswork out of SIE preparation.
Every session is led by a skilled teacher who has been thoroughly vetted by Varsity Tutors. You will meet with your teacher and classmates in a convenient online classroom. Digital classrooms save students time and allow more students to participate, which can reduce the cost typically associated with professional SIE prep resources.
Your teacher can offer direct instruction to the class just as if they were standing at the front of the room. The most significant difference is that every student has a front-row seat, and there isn't any distracting noise from the rest of the class during the presentation. You will also be able to view any shared resources on the digital whiteboard. Your instructor may also break the class into pairs or study groups when appropriate to promote group learning opportunities which can help solidify learning gains.
You will have opportunities during your sessions to ask your teacher questions. If you find you need more clarification around a particular concept, you can request individual time with the instructor outside of your session times.
During your course some of the topics you may review include business economic factors, municipal fund securities, exchange-traded products, corporate actions, prohibited activities, types of markets, debt instruments, REITs, orders and strategies, employee conduct, anti-money laundering, and other topics included on the SIE.
How is working with a Salt Lake City SIE tutor different from taking a class?
A Salt Lake City SIE prep class is a group learning environment, and working with a private instructor is a one-on-one individualized learning environment. Your sessions are created with your precise learning needs in mind. Whether you want a comprehensive review or focus on just a few areas, your sessions will reflect your learning needs.
Your personal teacher can take more time to get to discover your academic needs, learning style, and areas of opportunity. This is the type of information that is invaluable in creating custom learning plans. Working with a private teacher also gives you more scheduling flexibility.
As part of your private Salt Lake City SIE preparation, you can review international economic factors, packaged products, hedge funds, investment returns, privacy requirements, reportable events, the differences between fiscal and monetary policy, equity securities, direct participation programs, risk types, customer account registrations, and other skills or concepts included on the SIE.
How can I get started with Salt Lake City SIE prep?
Varsity Tutors makes it easy to find and get started with the right Salt Lake City SIE prep solution for your needs. Whether you want to enroll in a class or be connected to a skilled private instructor, we can help. Contact Varsity Tutors today to get started.

Bryan: Salt Lake City SIE test prep instructor
...University of Utah. I received my Bachelor of Science in Finance. I have worked in Financial Services for nearly 10 years, and have specialized in Adult Learning and Development within the industry since 2018. While I tutor a variety of subjects, I especially enjoy helping students with the material covered in FINRA Licensing Exams (SIE, Series 7, Series 63/66). In my experience helping students prepare for Licensing Exams, I have enjoyed seeing learners become more...
Education & Certification
- University of Utah - Bachelor in Arts, Finance
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- FINRA - Financial Industry Regulatory Authority
- Series 66
- +5 subjects

Jennifer: Salt Lake City SIE test prep instructor
...you can make is investing in yourself! My love of learning and sharing my wisdom shines through my positive energy-my students give me the greatest gratification when they are overcoming learning roadblocks-I tutor a broad range of subjects including Professional Certifications, Insurance License, NMLS, SIE, and Series 6. I am a graduate of Eastern Illinois University. I received my Master of Science Degree and Bachelor of Arts Degree in Family and Consumer Science with a...
Education & Certification
- Eastern Illinois University - Bachelor of Science, Family and Consumer Sciences
- Eastern Illinois University - Master of Science, Family and Consumer Sciences
Subject Expertise
- SIE
- Real Estate License
- Series 6
- NMLS - Nationwide Mortgage Licensing System
- +5 subjects

Haazim: Salt Lake City SIE test prep instructor
I am your trusted Tutor and financial partner for your educational journey as a financial professional. I look forward to helping you to master the information with a keen attention to detail, with your willingness to approach this learning process with an open mind. I look forward to helping you to meet your specific needs and to foster and environment for continuous growth.
Education & Certification
- Howard University - Bachelor in Arts, English
Subject Expertise
- SIE
- Series 79
- Insurance License
- Series 65
- +4 subjects

Sarah: Salt Lake City SIE test prep instructor
...I am proud to offer a personalized and highly effective learning approach, boasting an impressive pass rate. My teaching style is rooted in clear, everyday language, and I provide a variety of accessible learning portals, eliminating the need for additional expenses on materials. My extensive resource library includes both my own unique materials and traditional ones (Kaplan, PassPerfect, and Achievable), ensuring a comprehensive learning experience. As a financial advisor and recent MBA graduate, I've been...
Education & Certification
- University of upper Iowa - Bachelor in Business Administration, Business Administration and Management
- University of Wisconsin-Madison - Masters in Business Administration, Accounting and Business Management
Subject Expertise
- SIE
- Series 66
- CFP
- Series 63
- +36 subjects

Jorge: Salt Lake City SIE test prep instructor
...earning my Bachelor of Arts Degree, I had the opportunity to enter the world of Finance and have enjoyed a rewarding career of over 20 years. Along the way, I have earned my Certificate in Financial Planning from Bryant University. Preparing for a certification exam can be a daunting and stressful experience. I strive to help my students isolate their strengths and weaknesses, then help them construct a plan to approach the material in a...
Education & Certification
- Long Island University-C W Post Campus - Bachelor in Arts, English
Subject Expertise
- SIE
- Series 55
- Series 7
- Series 66
- +36 subjects
Subject Expertise
- SIE
- Series 63
- Series 7
- Series 65
- +24 subjects

Scot: Salt Lake City SIE test prep instructor
...State University. I received my degree in Marketing in 2010 and became a licensed financial advisor in June of 2011. In February of 2017, I co-founded my financial planning firm, Providers & Families Wealth Management, with my wife, Lindsey; and in December of that year, I became a CERTIFIED FINANCIAL PLANNER. The most influential teachers in my life provided an engaging and entertaining learning experience, and I strongly believe that these are very important characteristics...
Education & Certification
- Pennsylvania State University-Main Campus - Bachelor of Science, Marketing
Subject Expertise
- SIE
- Series 63
- Series 10
- Series 7
- +12 subjects

James: Salt Lake City SIE test prep instructor
...am a licensed banker with JPMorgan Chase. I was a college baseball player at the University of Mount Union where I majored in Sport Business and Business management. Since then I have completed my MBA with Walden University in 2018 and will be completing my Masters of Science in Leadership and Management with Purdue Global in 2022. I have a passion for coaching and sharing my experiences in hopes of allowing other to realize their...
Education & Certification
- University of Mount Union - Bachelor in Arts, Business Administration and Management
- Walden University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 6
- Series 63
- Macroeconomics
- +32 subjects

John: Salt Lake City SIE test prep instructor
...securities industry, I bring a fresh perspective along with a deep understanding of the SIE and Series 7 exams. Having recently earned my own licenses, I developed a proven strategy that helped me succeed, and I am now offering tutoring services to help others do the same. With a tailored approach that simplifies complex concepts and focuses on key areas of the exam, I am committed to guiding aspiring professionals to achieve their goals and...
Education & Certification
- Northeastern Illinois University - Bachelor of Science, Marketing
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- +1 subjects

Peter: Salt Lake City SIE test prep instructor
...exploring it as a career. You possibly are in college and wanting an internship at an investment firm. You are hired in the business and need to pass the SIE and the other FINRA exams thereafter. Please understand that these tests are NOT EASY. You must be committed to PASSING the test. Your commitment to passing ensures my commitment to you. Otherwise, I probably am not the right tutor for you. My GOAL is for...
Education & Certification
- Rensselaer Polytechnic Institute - Bachelor of Science, Materials Engineering
- California University of Pennsylvania - Master of Science, Mathematics and Statistics
Subject Expertise
- SIE
- Series 66
- Series 63
- Series 53
- +42 subjects

Joyce: Salt Lake City SIE test prep instructor
...to help you excel in your academics. I hold a degree in Economics from Rutgers University, where I also pursued minors in International Relations and Korean. What sets me apart is my unique relationship with educationI graduated a semester early thanks to careful planning and a passion for learning. I understand the challenges students can face, as I've personally encountered and overcome them. My journey has equipped me with valuable study and teaching skills that...
Education & Certification
- Rutgers University-Newark - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 86
- FINRA - Financial Industry Regulatory Authority
- +31 subjects

Nancy: Salt Lake City SIE test prep instructor
...subjects. As a college economics major with an MBA, and as former investment banker with many years of experience there (now retired), I enjoy teaching finance, accounting, and econ as well as the various secrutities licensing tests. But my avocations are history and literature and I love teaching them as well--whether through assisting with regular school homework and test preparation, or through SAT/ACT prep, or through AP/SAT subject test prep in English Literature, Human Geography,...
Education & Certification
- Rhodes College - Bachelor in Arts, Economics
- Harvard Business School - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 63
- Series 66
- Series 6
- +85 subjects

John: Salt Lake City SIE test prep instructor
My name is John Walker. I am a seasoned veteran in the financial and insurance industries. I look forward to putting my personal experience, education, and training to work for you. I hope to work with up-and-coming professionals to ensure you meet and exceed your goals!
Education & Certification
- Florida State College at Jacksonville - Bachelor of Science, Business Administration and Management
Subject Expertise
- SIE
- Insurance License
- Series 9
- Series 7 - General Securities Representative Exam (Stockbroker)
- +10 subjects

Kevin: Salt Lake City SIE test prep instructor
...Public Accountant), MBA and inventive Patent Holder with the US Patent Office, I know that learning is a great investment. My passion for teaching comes from a life long passion for learning. Im a Masters Degree graduate of Washington University in St. Louis (Olin School of Business: Finance emphasis) and also received my Bachelor of Science in Accounting from Truman State University. Both students and parents say that I help students succeed and realize their...
Education & Certification
- Truman State University - Bachelor of Science, Accounting
- Washington University in St Louis - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 65
- CPA
- Series 79
- +41 subjects

Roman: Salt Lake City SIE test prep instructor
...Mechanical Engineering from Virginia Commonwealth University, in my hometown of Richmond, Virginia, I moved and began my career in finance in Charlotte, NC. During my time in the industry, I've taken many exams, including, the SIE, Series 7, Series 63, Series 66, Life Ins, Health Ins, and LTC Ins, and I've passed all of them on the first attempt. I've actually passed the Series 7 twice! I'm passionate about personal finance and love helping others...
Education & Certification
- Virginia Commonwealth University - Bachelor of Science, Mechanical Engineering
Subject Expertise
- SIE
- Insurance License
- Series 63
- Series 7
- +59 subjects

Joseph Fon: Salt Lake City SIE test prep instructor
As a wealth management professional, I have learned that my personal success is tied to how well I succeed in managing my clients wealth and that my success is tied to their success. As their wealth increases, so too does my satisfaction, happiness and compensation. As a Varsity Instructor, I will maintain the same values even though there will be no assets to manage.
Education & Certification
- University of New Orleans - Bachelor of Science, Business Administration and Management
- University of Alabama - Master of Science, Economics
Subject Expertise
- SIE
- Series 22
- Series 6
- UK A Level
- +5 subjects

Robin: Salt Lake City SIE test prep instructor
...because I believe in empowering them to reach their full potential, both academically and professionally. Throughout my career, I have been dedicated to mentoring individuals, guiding them through complex financial and business concepts, and helping them build confidence in their skills. My experience as a professor and my hands on experience in the investment world has allowed me to engage with students at various stages of their educational journeys, tailoring my approach to suit their...
Education & Certification
- University of British Columbia - Bachelor in Arts, Psychology
- Daytona State College - Associate in Arts, Accounting
- Stetson University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 66
- Series 65
- Series 6
- +23 subjects

Zachary: Salt Lake City SIE test prep instructor
...investment advisor representative and an agent of a broker dealer. I work for a large firm in the industry and give investment advice to our high networth clients between 250k-5MM in assets. I passed the SIE and Series 65 will I was still in college and was put through a TD Ameritrade's training program to pass the Series 7 and Series 63 Licenses. The program I have learned is designed specifically to teach you the...
Education & Certification
- Troy University - Bachelor in Arts, Finance
Subject Expertise
- SIE
- Series 24
- Series 7
- Series 66
- +12 subjects

Jennifer: Salt Lake City SIE test prep instructor
...and an MBA with a specialization in finance and business analytics. I have taught natural science in higher education for more than 8 years. Before that, I tutored chemistry and algebra to my peers in undergrad as well as high school students who were preparing for SAT. Most recently, I obtained the SIE, series 7, and series 66 licenses. While I am capable of tutoring a broad range of subjects, I am more interested in...
Education & Certification
- Fort Valley State University - Bachelor of Science, Biology, General
Subject Expertise
- SIE
- Series 65
- Series 66
- Series 7 - General Securities Representative Exam (Stockbroker)
- +18 subjects

Sang-Hoon: Salt Lake City SIE test prep instructor
I graduated from Columbia College in Columbia University in 1996 with a degree in Economics. I look forward to teaching students and learners and have a positive influence in your education and experience.
Education & Certification
- Columbia University in the City of New York - Bachelor of Science, Economics
Subject Expertise
- SIE
- Series 63
- Series 7
- Exam FM - Financial Mathematics
- +96 subjects