Varsity Tutors is the only name you need to know to kick your Dayton SIE preparation into high gear. We offer connections to two fantastic services to help you get professional assistance with your test prep. First, we can enroll you in an online Dayton SIE prep course where you can study both academic concepts and proven test-taking strategies to prepare for test day. Alternatively, we can connect you with a private Dayton SIE tutor who can forge a personal rapport with you as you work together toward your educational goals. Both are great options, and some students use both in order to feel as prepared as possible heading into the SIE.
The Securities Industry Essentials (SIE) exam is administered by FINRA (or Financial Industry Regulatory Authority) as a kind of introduction to the basic skills required for licensed securities industry professionals. While you must pass this test in order to earn a trading license, the SIE alone is not sufficient to start trading. Instead, you will need to combine it with a more specific qualification exam such as the Series 79 or Series 7 in order to earn a license. You must be associated with a FINRA member firm to sit for a qualification test, but the SIE is open to students at local colleges such as Wright State University and the University of Dayton. As such, the SIE is a great place to start.
What topics can I review during Dayton SIE prep?
The SIE covers basic securities industry concepts such as product types and their associated risks, the structure of security industries markets, the role of regulatory agencies, and prohibited practices. The exam itself has 75 multiple-choice questions administered over a testing session lasting 105 minutes, and you need to earn a score of at least 70 in order to pass.
FINRA is known for writing deceptively-worded questions that can trick you even if you understand the material, so you might want to make practice exams part of your test prep to get an idea of what to expect. Experiencing what the time available to you feels like firsthand can also make it easier to modify your pace, helping to ensure that you have an opportunity to answer every question. Perhaps most importantly, you can review your answers with your instructor to identify where you are improving and any areas of opportunity for further study.
What are some of the benefits of formal Dayton SIE prep?
As noted above, Varsity Tutors can either enroll you in a Dayton SIE prep class or find you a private instructor. If you choose to take a class, you'll meet with a knowledgeable teacher and your fellow classmates on our proprietary Live Learning Platform, an online classroom that allows you all to see and hear each other even if you're miles apart geographically. Since your teacher can see you, asking for help is as easy as raising your hand.
You are also free to communicate with your fellow students on our platform, allowing you to help each other out while your teacher is working with someone else. For example, you might explain business economic factors to one of your new friends if they're struggling with the topic. Likewise, a classmate's take on debt instruments may resonate more with you than your instructor's explanation. Best of all, studying in a group setting allows you to share the associated expenses so you get more value for your money.
If you would rather study with a private instructor, we can set you up with a qualified SIE instructor. Since you will meet with your instructor online, you will also get to use our Live Learning Platform to review. Powerful features like video chat and a virtual whiteboard ensure that your sessions are just as effective as meeting in-person, giving you a face-to-face study experience without the associated commute.
Choosing to meet with a private instructor allows you to learn at your own pace. If you're having a hard time with packaged products, your instructor can provide additional examples until you feel ready to move on. If you understand hedge funds immediately, your instructor can quickly move on to something else to keep your sessions engaging.
Can I sign up for Dayton SIE prep right now?
Absolutely. Simply reach out to an Educational Consultant to get the process started or if you want to find out more information about the benefits of each Dayton SIE prep option provided by Varsity Tutors. We can't wait to work with you!

Jacquelyn: Dayton SIE test prep instructor
...who enjoys helping others learn personally and professionally. As a Mom and a Business Leader in the community, mentoring, and coaching, I have assisted many others in accomplishing their educational goals. 1. Parenting my children at home on how to do well in class and on tests. 2. Advising employees on how to study to obtain professional licenses to achieve passing scores. It has been a great accomplishment for me. When your children graduate with...
Education & Certification
- University of Detroit Mercy - Bachelor of Science, Finance
- Southern New Hampshire University - Master of Science, Entrepreneurial Studies
Subject Expertise
- SIE
- Series 65
- Series 7 - General Securities Representative Exam (Stockbroker)
- International Sports Sciences Association
- +18 subjects

Edward: Dayton SIE test prep instructor
...of the Financial Services industry. I have been involved with advising and counseling both clients and advisors, and am passionate about helping others learn how financial markets work. I have passed the Series 6, 7, 24, 26, and 66 exams, and held the Massachusetts Life and Health insurance licenses. I coached basketball and football both at the youth and high school levels. I love music and am an active member of 2 bands.
Education & Certification
- Western New England University - Bachelor of Science, Finance
Subject Expertise
- SIE
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 24
- +26 subjects

Brandy: Dayton SIE test prep instructor
...licensed. I am a Financial Services Rep at a major Brokerage Firm in which I have been with with for two years. Passed each of my tests on the first try. I'm very skilled at teaching. I was previously licensed as a Life Insurance agent (Life Insurance and Annuities). I have a history in the Financial Industry working with Workers Comp Insurance and other Business Insurance. I have a Bachelors degree in Psychology.
Education & Certification
- Bellevue University - Bachelor of Science, Psychology
Subject Expertise
- SIE
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 63
- +1 subjects

William: Dayton SIE test prep instructor
...pass the Series 6, 7 and 66 for the past 26 years and now recently the SIE as well. I specialize in helping students with options and margin. I get my most enjoyment from assisting students progress through their career by helping to add different licenses. I have experience with a variety of different educational products including, Kaplan, ExamFX, Training Consultants, STC and Achievable. I am Series 7, 9, 10, 24, 63 and 65 (66)...
Education & Certification
- Malone University - Bachelor in Arts, Accounting and Business Management
Subject Expertise
- SIE
- Series 7
- FINRA - Financial Industry Regulatory Authority
- Series 86
- +30 subjects

Kyle: Dayton SIE test prep instructor
I have a passion for financial and capital markets and love to teach and educate others. I have worked my entire professional career in financial services utilizing series exam information on a daily basis. I have a Masters of Finance from the University of Notre Dame and work as a investment analyst at a private investment firm. Open to giving career mentorship as well!
Education & Certification
- Texas am - Bachelor of Science, Business and Managerial Economics
- University of Notre Dame - Current Grad Student, Finance
Subject Expertise
- SIE
- Series 65
- Series 7
- Insurance License
- +11 subjects

Michael: Dayton SIE test prep instructor
...deep understanding of the interconnections between economic number both domestically and abroad, government statistics, drivers of the market and the connection all asset classes have on each other. I have the following licenses; 3,4,7,55,63 and SIE. Having run 4 trading desks, I can also help with compliance questions regarding order handling, proper investment fit, confidentiality rules. Equally as important is the able to see what is coming and to be flexible in your career choice,...
Education & Certification
- Long Island University-C W Post Campus - Bachelor of Science, Finance
- CUNY Bernard M Baruch College - Master of Science, Finance
Subject Expertise
- SIE
- Series 4
- Series 63
- Series 7 - General Securities Representative Exam (Stockbroker)
- +14 subjects

Lonie: Dayton SIE test prep instructor
...teach as a primary source of income; I teach because I enjoy helping others enough to do it in my spare time. People don't care what you know until they know that you care. I'm supposed to write something here about my own achievements. I have an impressive resume by most peoples' standards. But my achievements don't amount to anything unless they translate into helping YOU pass your exam. Let's just leave it at that.
Education & Certification
- Bowling Green State University-Main Campus - Bachelor of Science, German
- West Virginia University - Bachelor of Science, Statistics
- Xavier University - Master of Science, Business Administration and Management
Subject Expertise
- SIE
- Series 63
- Series 6
- Insurance License
- +21 subjects

Isaiah: Dayton SIE test prep instructor
...School system (Montgomery, AL). The subjects ranged from pre-algebra to calculus. I taught grades 6th, 9th, 10th, 11th, & 12th. During my last year of teaching high school, I began studying for FINRA Series 6 exam. I passed the series 6 exam in May of 2018. Two weeks later I passed the Series 63. A month later I passed the Series 26. In February of 2019 I passed the Series 65. All together it took...
Education & Certification
- Alabama State University - Bachelor of Science, Mathematics
- Alabama State University - Master of Science, Mathematics
Subject Expertise
- SIE
- Series 26
- Series 65
- Insurance License
- +29 subjects

Johnathan: Dayton SIE test prep instructor
...nonprofit advocating for tort reform in the health care space, the right to prescribe for first responders, and health care reform for New Jersey State residents in 2010. A few years after that I graduated college and started a career in government with the Office of the Mayor of New York City. Here I demonstrated data driven change by working with the Office of Management and Budget to fine-tune procurement processes and spending for various...
Education & Certification
- Rider University - Bachelor of Fine Arts, Police Science
- Fordham University - Master of Laws, Prelaw Studies
Subject Expertise
- SIE
- College Political Science
- UK A Level
- AP Microeconomics
- +36 subjects

Danny: Dayton SIE test prep instructor
...to be your tutor. I attended Pace University and received my Bachelor of Business Administration in Marketing, and then began my journey from the battlefield to the corporate office. I am happy to share my knowledge and experiences with you and help you achieve your goals. I have been a sales leader in the financial services industry for over 25 years and I retired a senior NCO in the Army Reserve serving for 23 years....
Education & Certification
- Pace University-New York - Bachelor of Science, Marketing
Subject Expertise
- SIE
- Series 7
- Series 9
- Series 65
- +11 subjects

Aaron: Dayton SIE test prep instructor
...led study groups for. I was further nominated by my professors to lead study groups in statistics and intermediate mathematical microeconomics. I have worked, both formally and informally, providing career advice to students, particualrly those interested in pursuing a career in finance. I have helped numerous students successfully gain internships and full-time jobs in finance and look forward to continuing to help aspiring professionals achieve their goals. In my free time, I enjoy watching sports,...
Education & Certification
- Bucknell University - Bachelor in Business Administration, Accounting and Finance
Subject Expertise
- SIE
- Series 79
- Series 63
- English
- +31 subjects

Jennifer: Dayton SIE test prep instructor
...I received my Master of Science Degree and Bachelor of Arts Degree in Family and Consumer Science with a Minor in Business Administration. I have over 20 Years of sales, leadership, mentoring and coaching in the Financial Services field-which includes -Mortgage Branch Management, VP of Membership, Top Mortgage Production Sales Performer, Financial Advisor, Life & Health Agent and Medicare Health Agent. I focus on explaining real-life business experience examples so students understand how certification questions...
Education & Certification
- Eastern Illinois University - Bachelor of Science, Family and Consumer Sciences
- Eastern Illinois University - Master of Science, Family and Consumer Sciences
Subject Expertise
- SIE
- Series 6
- Real Estate License
- Insurance License
- +5 subjects

Joseph: Dayton SIE test prep instructor
...Science, Business Administration in Organizational Leadership, as an adult student while actively working and advancing my career in Financial and Investment Services. Having held several senior management, training, and business coaching positions has allowed me to develop a unique perspective and flexible tutoring style. While I tutor a range of subjects on business and financial topics, I am most passionate about FINRA and Insurance regulatory examinations. I am a firm proponent of continuing education throughout...
Education & Certification
- University of Phoenix - Associate in Science, Business, General
Subject Expertise
- SIE
- Series 65
- Series 66
- Real Estate License
- +30 subjects

Ross: Dayton SIE test prep instructor
...University of New Haven. I received my Bachelor degree in Political Science with a focus on history. Since graduation, worked in government in economic development which caused a love for finance. I have studied for the SIE and passed it and helped other people pass the SIE. I am most passionate about History. In my experience helping struggling students prepare for Standardized Tests, we always seem to have the most fun. I am a firm...
Education & Certification
- University of New Haven - Bachelor in Arts, Political Science and Government
- Mercy College - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Series 79
- Series 24
- +22 subjects
Subject Expertise
- SIE
- Series 7
- Series 63
- Series 65
- +24 subjects

John: Dayton SIE test prep instructor
...Computer Science and Economics from Yale and an MBA from NYU. I have my Series 7 and 57 and work as a proprietary trader on Wall Street. I'm passionate about financial markets, technology and economics. My philosophy towards education is one of efficiency. I believe that time management is the key to accomplishing your academic and professional goals. I'm here to help you not only learn but absorb the material into your skill set.
Education & Certification
- Yale University - Bachelor of Science, Computer Science
- New York University - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 72
- Series 57
- Series 4
- +38 subjects

Daniel: Dayton SIE test prep instructor
...trade and economic issues, coupled with strong leadership and communication skills. I have a proven track record of working within a diplomatic mission, supporting senior civil servants in developing and implementing policies and programs that boost trade and investment . As the Founder of Envoy West, I specialize in U.S market entry strategies, go-to-market planning, and business development for technology companies. I have successfully completed over 40 market entry projects, helping clients navigate the complexities...
Education & Certification
- Nottingham Trent University - Bachelor of Science, International Relations
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Series 82
- Series 63
- +1 subjects

Jennifer: Dayton SIE test prep instructor
...and series 66 licenses. While I am capable of tutoring a broad range of subjects, I am more interested in helping students/clients prepare for certification exams such as the SIE, Series 7, 63, 65, 66, pharmacy technician certification exam (PTCE) etc. I have got tips and tricks on how to pass these exams in one sitting. In addition, I will incorporate real-world examples that will expand on the knowledge base of any student and enable...
Education & Certification
- Fort Valley State University - Bachelor of Science, Biology, General
Subject Expertise
- SIE
- Series 66
- Series 63
- Series 86
- +18 subjects

Stephen: Dayton SIE test prep instructor
...a Master's degree from Rollins College, I bring over two years of tutoring experience in subjects such as macroeconomics and personal finance. My diverse background in banking, real estate, and investments fuels my passion for teaching essential financial concepts that are often overlooked in traditional education. I believe in a student-centered approach, tailoring my methods to accommodate different learning styles, whether through hands-on problem-solving or practical real-world applications. I find fulfillment in helping students grasp...
Education & Certification
- Rollins College - Master's/Graduate, Business Adm/Finance
Subject Expertise
- SIE
- Real Estate License
- AACN - American Association of Colleges of Nursing
- Insurance License
- +21 subjects

Jorge: Dayton SIE test prep instructor
...University, earning my Bachelor of Arts Degree, I had the opportunity to enter the world of Finance and have enjoyed a rewarding career of over 20 years. Along the way, I have earned my Certificate in Financial Planning from Bryant University. Preparing for a certification exam can be a daunting and stressful experience. I strive to help my students isolate their strengths and weaknesses, then help them construct a plan to approach the material in...
Education & Certification
- Long Island University-C W Post Campus - Bachelor in Arts, English
Subject Expertise
- SIE
- Series 66
- Series 65
- Series 31
- +38 subjects