Varsity Tutors offers a Dallas Fort Worth SIE course that can set you on the right path with your SIE test prep. The SIE is a test created by the Financial Industry Regulatory Authority (FINRA) and is taken by people who want to work in the securities industry. In the exam, you'll be tested on your knowledge of basic securities industry information such as products, risks, and regulated practices. There are many students from the University of Texas - Dallas and the University of Dallas who enroll in the SIE course so they can have a comprehensive and guided review of the topics covered in the exam. If you are also looking for a comprehensive SIE review, enrolling in the Dallas Fort Worth SIE prep course with Varsity Tutors can be an excellent option.
What are some of the topics a Dallas Fort Worth SIE class can cover?
Your review will cover materials that can help you thoroughly understand the key concepts tested in the different sections of SIE. There are four sections and each has its own weight on your final score.
The first section is Knowledge of Capital Markets, which covers categories such as regulatory entities, agencies, and market participants, as well as market structure, economic factors, and offerings. This has 12 multiple-choice questions and is equal to 16% of the exam.
The second section is Understanding Products and Their Risks, which covers categories like real estate investment trusts (REITs), investment risks, municipal fund securities, and MSRB rules. This section has 33 multiple-choice questions that make up 44% of the exam.
The third section is Understanding Trading, Customer Accounts, and Prohibited Activities, which covers categories such as trading, settlement and corporate actions, and customer accounts and compliance consideration. This section has 23 multiple-choice questions and makes up 31% of the exam.
The fourth section is Overview of the Regulatory Framework, which covers categories like employee conduct, SEC rules, and self-regulatory organization (SRO) regulatory requirements for associated persons. This section has 7 multiple-choice questions and makes up 9% of the exam.
What are the advantages of enrolling in a Dallas Fort Worth SIE course?
For many students and professionals, hectic schedules and other personal commitments can make it difficult to dedicate time to their SIE study. The SIE course with Varsity Tutors has notable advantages that can address these obstacles. The course is offered online, so you don't need to commute or worry about making it on time for class. You can comfortably participate in the review just by logging into the virtual classroom. As long as you have an internet connection, you're ready to go. The online class is conducted live, so you'll see and hear your instructor as if you were in a regular, physical classroom. You can ask questions and get immediate feedback - something that may not be as readily available if you're just doing self-study. You will also learn with other students in the course. Studying with a group has shown to help students gain new perspectives on a topic, which can then help them learn the topic thoroughly and even kill-off their procrastination.
Studying for the SIE with the guidance of expert Dallas Fort Worth SIE class instructors is another advantage you can benefit from when you enroll in the course. It can be confusing to prepare for a standardized exam since there are many topics to cover. Where do you start? How can you best review for the test? What materials should you study? With the help of instructors who have several years of experience preparing students for the SIE, you can tackle these questions with more confidence. Your instructor can give detailed discussions on topics covered in each section of the test and you can also learn test-taking techniques that can boost your efficiency during test day. If you find yourself struggling with certain topics, the course also allows you to reserve one-on-one time with your instructor so you can receive personalized attention in addressing your core difficulties.
How can I enroll in a Dallas Fort Worth SIE course?
If you are ready to start your SIE test prep or would like to get more information about the course, reach out to our educational consultants at Varsity Tutors. We can give you details on what the course covers, our available course times, and how you can sign up for the course. We have 2-week and 4-week courses that start on a rolling monthly basis, so you'll have more flexibility when starting your review. Contact Varsity Tutors and ask about our Dallas Fort Worth SIE course today.
Blake: Dallas SIE course instructor
...coming alongside me and helping me with things I didn't even know I didn't know. I strive to teach and help in a relevant, understandable, and helpful way. I attended Oakland University on a full-tuition academic scholarship and majored in finance and minored in accounting. After working in the financial planning industry for 4 years, I became one of the youngest CFP Professionals in the country in 2019. My best areas to teach are personal...
Education & Certification
- Oakland University - Bachelor in Arts, Finance
Subject Expertise
- SIE
- CFP
- Series 65
- High School Government
- +71 subjects
Gary: Dallas SIE course instructor
I tutor securities licensing exam prep courses for NASAA & FINRA registrations (Series 6,7,63,65,66 and a few others). I own a financial practice, hold the Series 65 and a CRPC designation, and my experience, knowledge and research are current and relevant.
Education & Certification
- Columbia College - Bachelor in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 52
- Series 57
- Series 63
- +72 subjects
James: Dallas SIE course instructor
Subject Expertise
- SIE
- Series 66
- Series 7
- EMT - Emergency Medical Technicians
- +6 subjects
Joyce: Dallas SIE course instructor
...passion for learning. I understand the challenges students can face, as I've personally encountered and overcome them. My journey has equipped me with valuable study and teaching skills that can make a real difference in your academic success. I'm not just here to give you answers; I'm here to guide you toward them, fostering active learning and critical thinking. I have a deep passion for helping individuals reach their goals, and I'm excited to be...
Education & Certification
- Rutgers University-Newark - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 86
- Series 7 - General Securities Representative Exam (Stockbroker)
- FINRA - Financial Industry Regulatory Authority
- +31 subjects
Nancy: Dallas SIE course instructor
...a variety of subjects. As a college economics major with an MBA, and as former investment banker with many years of experience there (now retired), I enjoy teaching finance, accounting, and econ as well as the various secrutities licensing tests. But my avocations are history and literature and I love teaching them as well--whether through assisting with regular school homework and test preparation, or through SAT/ACT prep, or through AP/SAT subject test prep in English...
Education & Certification
- Rhodes College - Bachelor in Arts, Economics
- Harvard Business School - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 7
- Series 66
- Series 79
- +83 subjects
Barrett: Dallas SIE course instructor
...largely a function of how it's defined, I consider my own success to be helping my students along a journey to attaining their respective goals. But that journey begins with a first step, at times a humbling step. As a coach and mentor, I value my role as your trusted resource in helping you take those initial steps on your journey to passing the securities exam(s) and onward to a bright future!
Education & Certification
- Florida International University - Bachelor of Science, Criminal Justice
- Louisiana State University and Agricultural Mechanical College - Doctor of Laws, Law Enforcement Administration
Subject Expertise
- SIE
- Series 24
- Series 26
- Series 51
- +20 subjects
Myles: Dallas SIE course instructor
...Counselor and Certified Financial Planner. Because of the study habits I was taught, I was able to pass all exams on my first attempt and in a relatively short time frame. I hope to pass on to more students the study habits that I was blessed to be taught from some of the best in the industry. I have taught on a one-on-one basis, in virtual classes of about 12-15 students, and have led SIE...
Education & Certification
- Lamar University - Bachelor in Arts, Communication, General
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 63
- Series 6
- +4 subjects
Melissa: Dallas SIE course instructor
I have 20 years of real world experience in business. I can teach the following licenses: SIE, Series 7, Series 63, and Series 66. I am a current licensed senior broker at a large firm. I have assisted with in-person training to pass these licenses and have worked teaching adults my entire career. Cannot wait to work with you!
Education & Certification
- The University of Texas at Arlington - Bachelor in Arts, Anthropology
- Capella University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 7
- Series 63
- Series 66
- +1 subjects
Zachary: Dallas SIE course instructor
Recent graduate from the Masters program in Finance from the University of Miami. Looking to help students expand their understanding of Math, Finance, and Economics.
Education & Certification
- Florida State University - Bachelor of Science, Finance
- University of Miami - Master of Science, Finance
Subject Expertise
- SIE
- CFA
- Series 66
- CPA
- +35 subjects
Cathleen: Dallas SIE course instructor
...have worked with hundreds of people from age 22 to 62 with many different backgrounds. Over 90% of my trainees have passed the Series 7 on their first try. My specialty is creating analogies to de-mystify unfamiliar concepts. I ask that you commit to studying for 9 weeks, and take the test immediately after that because that's generally how long short term memory lasts. I genuinely care about each person I encounter, and would love...
Education & Certification
- Maryville University of Saint Louis - Bachelor in Arts, Psychology
- Webster University - Master of Arts, Human Resources Development
Subject Expertise
- SIE
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 63
- +1 subjects
Brendan Daniel : Dallas SIE course instructor
...to getting you closer to your goal. I graduated with a degree in Psychology and a minor in Economics. Since graduation, I worked in asset management as a portfolio manager while pursuing my CFA, and recently founded my own firm. Currently, I am a level 3 CFA candidate and portfolio manager for my digital asset hedge fund. I focus on the fund's DeFi investment strategy, blockchain research, and protocol risk management. For students, (and interns),...
Subject Expertise
- SIE
- Series 3
- CAIA Level I
- Series 66
- +62 subjects
Kevin: Dallas SIE course instructor
...topical computer related tools. I often ask for feedback and appreciate candid communication. I try to be flexible with my time. To ensure that we have a quiet and comfortable study space, I work with the student to help select mutually convenient locations. In my spare time, I enjoy biking, hiking, swimming, tennis, reading, movies, traveling, spending time with my family and our dog. I look forward to hearing from you and helping you achieve...
Education & Certification
- Truman State University - Bachelor of Science, Accounting
- Washington University in St Louis - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 6
- Series 65
- CPA
- +41 subjects
Vincent : Dallas SIE course instructor
...Financial Advisor, MBA Graduate, and Lifelong Learner. I have successfully taken and passed the Securities Industry Essentials (SIE), the General Securities Representative (Series 7), the Uniform Securities Agent State Law (Series 63), and the Uniform Investment Advisor Law (Series 65) examinations. Due to my experience in financial services, I will be able to incorporate real-world examples into my sessions in order to help students grasp and understand the material at hand. Let's get started!
Education & Certification
- University of Central Florida - Bachelor of Science, Business and Managerial Economics
- Georgian Court University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 63
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 65
- +14 subjects
Sebastian: Dallas SIE course instructor
I'm here to help you pass in a fun way. I have over 20 years of Wall Street experience. I have worked as a trader, analyst, investment product specialist, portfolio manager and investment strategist.
Education & Certification
- University of Essex - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 7
- Series 65
- Series 7 - General Securities Representative Exam (Stockbroker)
- +14 subjects
Scot: Dallas SIE course instructor
...licensed financial advisor in June of 2011. In February of 2017, I co-founded my financial planning firm, Providers & Families Wealth Management, with my wife, Lindsey; and in December of that year, I became a CERTIFIED FINANCIAL PLANNER. The most influential teachers in my life provided an engaging and entertaining learning experience, and I strongly believe that these are very important characteristics of an impactful education! I look forward to helping you in your pursuit...
Education & Certification
- Pennsylvania State University-Main Campus - Bachelor of Science, Marketing
Subject Expertise
- SIE
- Series 4
- Series 63
- Series 65
- +12 subjects
Mark: Dallas SIE course instructor
...65 & # 66 The Life, Health and P&C Insurance test The Real Estate Agent and the Real Estate Broker test TEST TAKING SKILLS are a vital part of passing any test I will demonstrate how. PRACTICE QUESTIONS - The more the better. As you are taking the test... I will show you how to build a POSITIVE ATTITUDE. The key is: HOW TO READ THE QUESTIONS and HOW TO STUDY FROM THE QUESTIONS. Bilingual...
Education & Certification
- University of Houston-Downtown - Associate in Science, Business Administration and Management
Subject Expertise
- SIE
- NMLS - Nationwide Mortgage Licensing System
- Series 10
- Real Estate License
- +73 subjects
Jennifer: Dallas SIE course instructor
...Series 6. I am a graduate of Eastern Illinois University. I received my Master of Science Degree and Bachelor of Arts Degree in Family and Consumer Science with a Minor in Business Administration. I have over 20 Years of sales, leadership, mentoring and coaching in the Financial Services field-which includes -Mortgage Branch Management, VP of Membership, Top Mortgage Production Sales Performer, Financial Advisor, Life & Health Agent and Medicare Health Agent. I focus on explaining...
Education & Certification
- Eastern Illinois University - Bachelor of Science, Family and Consumer Sciences
- Eastern Illinois University - Master of Science, Family and Consumer Sciences
Subject Expertise
- SIE
- Real Estate License
- NMLS - Nationwide Mortgage Licensing System
- Insurance License
- +5 subjects
Danny: Dallas SIE course instructor
...In addition, I also have my New Jersey Life and Health Insurance licenses. I am here to help you develop a plan for success. I will set you up to the best of my abilities for test day and make sure you have given 100% to get there. I love to play golf and I love all sports. I'm a family man, and they always come first. I'm not going to pull any punches, and...
Education & Certification
- Pace University-New York - Bachelor of Science, Marketing
Subject Expertise
- SIE
- Series 65
- Insurance License
- Series 7 - General Securities Representative Exam (Stockbroker)
- +11 subjects
Braden: Dallas SIE course instructor
...recent Chemical Engineering graduate with a minor in economics from the University of Oklahoma living in Overland Park, Kansas. I have a passion for teaching college, high school, and middle schoolers math from Algebra to College Calculus, chemistry, and physics. In high school I took a variety of AP Tests: AP Chemistry-5, AP Physics 1-4, AP Calculus AB-5 AP US History-4, AP English Composition-4. I hope we are a great fit, and I can't wait...
Education & Certification
- University of Oklahoma Norman Campus - Chemical Engineer, Chemical Engineering
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 66
- CLEP College Algebra
- +64 subjects
John: Dallas SIE course instructor
...BS in Computer Science and Economics from Yale and an MBA from NYU. I have my Series 7 and 57 and work as a proprietary trader on Wall Street. I'm passionate about financial markets, technology and economics. My philosophy towards education is one of efficiency. I believe that time management is the key to accomplishing your academic and professional goals. I'm here to help you not only learn but absorb the material into your skill...
Education & Certification
- Yale University - Bachelor of Science, Computer Science
- New York University - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 3
- Series 9
- Series 7
- +38 subjects