If you are an individual in the Buffalo area that is interested in the securities industry, you may want to reach out to Varsity Tutors to sign up for a Buffalo SIE class. The SIE (Securities Industry Essentials Exam) is an exam that covers topics that are considered fundamental to working in the securities industry and is taken by those who are interested in becoming professionals in this field. After you pass the SIE, you will then have to complete a qualification exam related to the specific business you want to go into. As the SIE covers a wide range of topics, it can be helpful to go through an extensive review as you prepare to take it. If you think it may be valuable to you to work with someone as you do this, it may behoove you to seek out Buffalo SIE prep.
What are some of the topics a Buffalo SIE prep course can cover?
The SIE, sometimes known as the "Essentials Exam," examines a variety of securities-related material. On a general level, the SIE covers concepts related to various types of products and the risks they may pose, how the securities industry markets are structured, how regulatory agencies function, and practices that are prohibited. At a more specific level, the exam may cover the definition and identification of different types of risk, direct participation programs, and books and records, to name a few.
In addition to reviewing material, a Buffalo SIE course can also go over test-taking strategies that could prove useful on exam day. This may include time management techniques, which can be helpful in terms of making sure you have a chance to answer as many questions as you can. As you will only have a limited amount of time to finish the exam, it may be worth it to spend some time familiarizing yourself with the format of the exam and practicing your pace.
No matter how much time you put into studying for the exam, there is still a chance that you will come across questions you're just not sure about. When this happens, you may have to guess. Rather than just picking a random answer choice, you may want to work on eliminating incorrect answer choices based on the way the question is worded. If you can eliminate at least some of the answer possibilities, you may have a better chance of guessing right.
What are the advantages of enrolling in a Buffalo SIE class?
Enrolling in a Buffalo SIE class can provide you with numerous advantages. You can be led through a comprehensive review of the material by your instructor. As your Buffalo SIE class will also include other students, your instructor can lead discussions that allow you to interact with your classmates. Your teacher may also break the class into smaller groups so that you can engage in activities or projects that allow you to work with the material in a practical sense.
Collaborating with other students can be an excellent way of retaining information. Getting tips from your classmates could offer you insight into how other people approach a topic, which can add a new tactic to your own skill set. Your classmates may also have different perspectives on the securities industry, which could help give you an idea as to which specific area you may want to go into if you're not quite sure yet. Additionally, if you have a firm grasp on a particular topic, you could teach this topic to a classmate who may be struggling. Teaching a concept to another student can go a long way towards deepening your understanding.
Whether you are a student at the University of Buffalo or a working professional who's interested in advancing your career in the securities industry, you likely have a busy schedule. Thus, it might seem impossible to fit extra study time into your day. A Buffalo SIE class can help with this because you can take it completely online. You don't have to stress about commuting to your Buffalo SIE class because you can take it at your house, a coffee shop, the library, or at any other location you feel comfortable and have Internet access.
How can I enroll in a Buffalo SIE course?
Enrolling in a Buffalo SIE course can be as easy as reaching out to Varsity Tutors, either over the phone or online. There are a variety of sections at different times of the day and on different days of the week, so you should be able to find one that fits with your hectic schedule. Feel free to contact Varsity Tutors today to get started.
Education & Certification
- University of California-Los Angeles - Bachelor of Science, Economics
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Series 63
- Series 87
- +10 subjects

Joseph: Buffalo SIE course instructor
...an adult student while actively working and advancing my career in Financial and Investment Services. Having held several senior management, training, and business coaching positions has allowed me to develop a unique perspective and flexible tutoring style. While I tutor a range of subjects on business and financial topics, I am most passionate about FINRA and Insurance regulatory examinations. I am a firm proponent of continuing education throughout one's lifetime and in sharing knowledge with...
Education & Certification
- University of Phoenix - Associate in Science, Business, General
Subject Expertise
- SIE
- Series 7
- Series 63
- Insurance License
- +30 subjects

Scot: Buffalo SIE course instructor
...February of 2017, I co-founded my financial planning firm, Providers & Families Wealth Management, with my wife, Lindsey; and in December of that year, I became a CERTIFIED FINANCIAL PLANNER. The most influential teachers in my life provided an engaging and entertaining learning experience, and I strongly believe that these are very important characteristics of an impactful education! I look forward to helping you in your pursuit of your next FINRA license or your CFP...
Education & Certification
- Pennsylvania State University-Main Campus - Bachelor of Science, Marketing
Subject Expertise
- SIE
- Series 16
- Series 82
- Series 57
- +12 subjects

Karen: Buffalo SIE course instructor
...degree from Ashwood University in business administration. In addition, I hold an English teaching certificate. Since I graduated, I've taught or coached in several areas. However, my primary focus has been on Series licensing. I help students with all licenses such as SIE, 6, 63, 7 65.66, 24 and many more. Many students struggle with the concepts of the SIE exam. I can break it down for you and relate it to something that makes...
Education & Certification
- Ashwood University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- ChFC - Chartered Financial Consultant
- Series 87
- Real Estate License
- +24 subjects

Johnny: Buffalo SIE course instructor
...University of Houston-Victoria with honors( cum laude). While serving in the Army I was an Instructor and I also studied to become a math teacher, but changed majors into Finance. Every since my military days I enjoy giving back to the community anyway that I can, so I figured why not teach subjects in Finance. My philosophy in teaching is to try to keep it as simple as I can by using analogies and references...
Education & Certification
- University of Houston-Victoria - Bachelor in Business Administration, Finance
Subject Expertise
- SIE
- Series 65
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 6
- +14 subjects

Joshuah: Buffalo SIE course instructor
...Level I CFA exam. All of which are completely unimportant because it's not about me, it's about how I can help you (and I can)! Whether you know what you need to know, or are completely lost, I will make sure that we progress with content at a speed that fits you until you are confident for test day. There are no stupid questions, only impatient teachers. Don't wait, get help, pass your test!
Education & Certification
- Excelsior College - Bachelor of Science, Biology, General
Subject Expertise
- SIE
- Series 4
- Series 63
- Series 79
- +14 subjects

Jacquelyn: Buffalo SIE course instructor
...professionally. As a Mom and a Business Leader in the community, mentoring, and coaching, I have assisted many others in accomplishing their educational goals. 1. Parenting my children at home on how to do well in class and on tests. 2. Advising employees on how to study to obtain professional licenses to achieve passing scores. It has been a great accomplishment for me. When your children graduate with Honors, and your student employees perform well...
Education & Certification
- University of Detroit Mercy - Bachelor of Science, Finance
- Southern New Hampshire University - Master of Science, Entrepreneurial Studies
Subject Expertise
- SIE
- ARM - Associate in Risk Management
- Series 79
- Series 65
- +18 subjects
Education & Certification
- University of Missouri-St Louis - Bachelor in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 66
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 79
- +24 subjects

Stephen: Buffalo SIE course instructor
...bring over two years of tutoring experience in subjects such as macroeconomics and personal finance. My diverse background in banking, real estate, and investments fuels my passion for teaching essential financial concepts that are often overlooked in traditional education. I believe in a student-centered approach, tailoring my methods to accommodate different learning styles, whether through hands-on problem-solving or practical real-world applications. I find fulfillment in helping students grasp complex topics and develop their financial literacy,...
Education & Certification
- Rollins College - Master's/Graduate, Business Adm/Finance
Subject Expertise
- SIE
- AACN - American Association of Colleges of Nursing
- Series 65
- Insurance License
- +21 subjects

Joseph Fon: Buffalo SIE course instructor
As a wealth management professional, I have learned that my personal success is tied to how well I succeed in managing my clients wealth and that my success is tied to their success. As their wealth increases, so too does my satisfaction, happiness and compensation. As a Varsity Instructor, I will maintain the same values even though there will be no assets to manage.
Education & Certification
- University of New Orleans - Bachelor of Science, Business Administration and Management
- University of Alabama - Master of Science, Economics
Subject Expertise
- SIE
- Series 6
- Series 22
- UK A Level French
- +5 subjects

Hal: Buffalo SIE course instructor
...developed and took an introducing brokerage firm through the entire FINRA (then NASD) creation and registration process. I attended what was then a week-long Brokers Option Course at the Chicago Board of Options and followed that as the designated options trader for a firm. I have over twenty years of teaching experience at the college and university level in addition to having served as a national educator in investments for a Fortune 20 firm. My...
Education & Certification
- Frostburg State University - Bachelor of Science, Accounting and Business Management
- Frostburg State University - Master of Science, Management Science
Subject Expertise
- SIE
- Series 82
- Series 66
- Series 6
- +171 subjects

John: Buffalo SIE course instructor
...Finance and Accounting from Pace University, where I also gained valuable experience tutoring my peers. With over 2 years of tutoring experience, I specialize in Series 65, SIE, accounting, and corporate finance. My teaching philosophy is centered on making complex topics accessible through real-world applications and tailored lesson plans that accommodate individual learning styles. I believe in fostering a supportive environment that builds confidence, using practical examples and interactive exercises to ensure my students grasp...
Education & Certification
- Pace University-New York - Bachelor in Business Administration, Accounting and Finance
Subject Expertise
- SIE
- Series 65
- AACN - American Association of Colleges of Nursing
- College Accounting
- +15 subjects

Aaron: Buffalo SIE course instructor
...B.S.B.A. degree Summa Cum Laude in finance and minored in economics. I hold over 2 years of experience working in investment banking and private equity. During college, I was a teaching assistant for courses covering investment banking, political economy and macro- and microeconomics, the last of which I also led study groups for. I was further nominated by my professors to lead study groups in statistics and intermediate mathematical microeconomics. I have worked, both formally...
Education & Certification
- Bucknell University - Bachelor in Business Administration, Accounting and Finance
Subject Expertise
- SIE
- Series 63
- Series 79
- Microsoft Office
- +31 subjects

Zachary: Buffalo SIE course instructor
...to pass the Series 7 and Series 63 Licenses. The program I have learned is designed specifically to teach you the information you need to know to pass and skip out on all the fluff. I have a vast understanding of the "test world" concepts and their real world applications. If you are looking for a tutor who can break down the concepts into an easy to understand bits look no further.
Education & Certification
- Troy University - Bachelor in Arts, Finance
Subject Expertise
- SIE
- Series 65
- Series 66
- Series 7
- +12 subjects

Kyle: Buffalo SIE course instructor
I have a passion for financial and capital markets and love to teach and educate others. I have worked my entire professional career in financial services utilizing series exam information on a daily basis. I have a Masters of Finance from the University of Notre Dame and work as a investment analyst at a private investment firm. Open to giving career mentorship as well!
Education & Certification
- Texas am - Bachelor of Science, Business and Managerial Economics
- University of Notre Dame - Current Grad Student, Finance
Subject Expertise
- SIE
- Series 63
- Insurance License
- Series 6
- +11 subjects

LaKeisha: Buffalo SIE course instructor
...that I have consists of working with elementary, middle, high school, college, and graduate students in subject areas pertaining to English, Writing, Pre-Algebra, Algebra 1, American Government, and Investments. I believe that learning should be a memorable and relatable experience for students to enjoy and to apply in their life. My desire is for students to be able to experience the countless opportunities and places that reading and learning can take them as Dr. Seuss...
Education & Certification
- Wesleyan University - Bachelor in Arts, English
- Augusta State University - Master of Public Policy, Public Administration
- Capella University - Doctor of Philosophy, Human Services
Subject Expertise
- SIE
- Series 24
- Series 66
- Series 7 - General Securities Representative Exam (Stockbroker)
- +27 subjects

Krista: Buffalo SIE course instructor
...Life/Health Insurance. I am registered with FINRA (Series 7 & 66). I also hold a Certified Financial Planner designation. I help candidates studying for their Life/Health, SIE, Series 7, Series 6, Series 66 (63/65), and CFP designations. I am eager to pass on various tips and tricks I have learned for the various exams. I have various study tips and tricks that I have found helpful and previous students that I have tutored have as...
Education & Certification
- Pennsylvania State University-Main Campus - Bachelor of Science, Business Administration and Management
- Capella University - Masters in Business Administration, Project Management
Subject Expertise
- SIE
- Series 66
- Series 65
- Series 7 - General Securities Representative Exam (Stockbroker)
- +18 subjects

Hajra: Buffalo SIE course instructor
...the exams in the allotted time frames given. I am passionate about helping people pass the professional exams and achieving their goals. I aim to be a resource to people, and letting them set the pace. I enjoy traveling when I can, either locally or internationally. Some of my favorite jaunts are those unassuming places that my family and I spontaneously drive to on a weekend off. We always good food and each others company.
Education & Certification
- American International College - Bachelor of Science, Business Administration and Management
Subject Expertise
- SIE
- Series 22
- Series 65
- Series 7 - General Securities Representative Exam (Stockbroker)
- +9 subjects

Dennis: Buffalo SIE course instructor
...finance, investments, FINRA licenses (SIE, Series 7 and 24). Practitioner and teacher, bonds and stock, trader, analyst and writer. I started at the NY brokerage firm Bear Stearns at 17 years old and earned some licenses along the way (7, 63, 55 and 24 supervisory principal). Life is easiest when armed with a variety of skill sets. So learn a little of everything but specialize in something that you feel like learning, even if there...
Education & Certification
- Wesleyan University - Bachelor in Arts, Mathematical Statistics and Probability
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 7
- Series 55
- +49 subjects

Brian: Buffalo SIE course instructor
...lived across the US, Europe, Central and South America, and some of the Middle East (while in the military). Either professionally or as a personal interest I have tutored, mentored, and coached young and experienced adults in select academic topics, select professional exam pre test materials, soft skills, technical skill building, performance improvement, decision making, financial literacy, and leadership. While I can tutor a broad range of subjects, I am most passionate about finance, FINRA...
Education & Certification
- Portland State University - Bachelor of Science, Finance
Subject Expertise
- SIE
- Series 10
- Series 63
- Six Sigma
- +22 subjects