Study for the SIE with the guidance of expert instructors when you enroll in Varsity Tutors' Tampa SIE course. Students from The University of Tampa and the University of South Florida who are aspiring to work as professionals in the securities industry need to take the SIE as the first step towards their dream career. There is a great value to having experienced and knowledgeable SIE instructors who can not only help you become more familiar with the test content but also teach you some test-taking techniques to boost your performance on the test. If you want to experience quality review from expert academic mentors, the Tampa SIE prep course can be the solution to your test prep needs.
What are some of the topics a Tampa SIE class can cover?
The Securities Industry Essentials or SIE assesses a person's knowledge of fundamental concepts in the securities industry such as the structure of the securities industry markets, types of products and their risks, functions of regulatory industries, and prohibited practices.
There are 75 multiple-choice questions in the test distributed in four sections called "Functions." Function 1 is Knowledge of Capital Markets. This part has 12 questions on topics covering FINRA rules, regulatory entities, structure and participants, and offerings. Function 2 is called Understanding Products and Their Risks. This has 33 questions that cover categories like exchange-traded funds, MSRB rules, and real estate investment trusts (REITs). Function 3 is Understanding Trading, Customer Accounts, and Prohibited Activities and has 23 questions that test you on topics like anti-money laundering laws, NASD rules, compliance considerations, and market manipulation. Function 4 is called Overview of the Regulatory Framework. There are 7 questions in this part and they test you on your knowledge of SEC rules, employee conduct, and reportable events.
Each of the four sections of the SIE also has a particular weight on your test score: Function 1 is 16% of the exam, Function 2 is 44%, Function 3 is 31% of the exam, and Function 4 is 9 percent. The entire test lasts for 1 hour and 45 minutes and 70% is the passing mark. Your Tampa SIE class instructor can help you become more familiar with each section of the test and can also give effective test-taking techniques that can help you answer with confidence during test day.
What are the advantages of enrolling in a Tampa SIE course?
The course is led by experienced SIE instructors who have several years of industry and SIE experience. You can be at ease knowing that you are learning from highly qualified teachers which may not be the case if you are doing your review on your own. It's easy to get confused and disorganized when studying for a standardized test like the SIE, so with the guidance of your instructor, you can also be confident that you are reviewing exam-relevant material.
Do you need help on topics like Definition and Identification of Risk Types? Are there concepts under Books and Records and Privacy Requirements that you are struggling with? If you feel you need extra help, you can ask to meet your instructor 1-on-1. This is another advantage that the Tampa SIE class offers that may not be readily available in traditional ways of reviewing for the SIE.
If you are concerned about the schedule of the course and if you can actually have the time to study, then you'll be relieved to know that you can complete your entire review online. No need to set aside extra hours for your preparation and commute. No need to worry about being late. As long as you have an internet connection, you can log into the virtual classroom and start learning in the comfort of your home. And because it's online, we can offer more course times for you to choose from. Study in the morning, in the evening, or anytime in between. There are also weekday and weekend classes, which are also perfect for working professionals.
Wondering how you can ask questions during the class? The online SIE class is live, so you can interact with your instructor and classmates as if you were in a physical classroom. You can get immediate answers to your questions and learn together with a group.
How can I enroll in a Tampa SIE course?
The SIE is a very important requirement and we know that many prospective candidates can easily get confused and overwhelmed once they start preparing for the test. Call Varsity Tutors now and sign up for our Tampa SIE course so you can receive structured, quality SIE review from expert SIE instructors.
Joseph: Tampa SIE course instructor
...a unique perspective and flexible tutoring style. While I tutor a range of subjects on business and financial topics, I am most passionate about FINRA and Insurance regulatory examinations. I am a firm proponent of continuing education throughout one's lifetime and in sharing knowledge with others as much as possible. I am a Certified Financial Educator (CFEd), and hold the Corporate Trainer Certified, and Remote Workforce Management Certified credentials, in addition to several project management...
Education & Certification
- University of Phoenix - Associate in Science, Business, General
Subject Expertise
- SIE
- Series 65
- Series 63
- Series 26
- +30 subjects
Jennifer: Tampa SIE course instructor
...University. I received my Master of Science Degree and Bachelor of Arts Degree in Family and Consumer Science with a Minor in Business Administration. I have over 20 Years of sales, leadership, mentoring and coaching in the Financial Services field-which includes -Mortgage Branch Management, VP of Membership, Top Mortgage Production Sales Performer, Financial Advisor, Life & Health Agent and Medicare Health Agent. I focus on explaining real-life business experience examples so students understand how certification...
Education & Certification
- Eastern Illinois University - Bachelor of Science, Family and Consumer Sciences
- Eastern Illinois University - Master of Science, Family and Consumer Sciences
Subject Expertise
- SIE
- NMLS - Nationwide Mortgage Licensing System
- Real Estate License
- Series 6
- +5 subjects
David: Tampa SIE course instructor
Education & Certification
- University of Massachusetts-Dartmouth - Bachelor in Arts, Political Economy
Subject Expertise
- SIE
- Series 9
- Series 6
- Series 7 - General Securities Representative Exam (Stockbroker)
- +16 subjects
Roman: Tampa SIE course instructor
...them on the first attempt. I've actually passed the Series 7 twice! I'm passionate about personal finance and love helping others understand the concepts needed to pass these exams. It's a great field to work in, so whenever I can help someone pass the entry exams, it feels great! My goal as your tutor is simple: To help you pass the exam on the first attempt. I take care to assess your starting position and...
Education & Certification
- Virginia Commonwealth University - Bachelor of Science, Mechanical Engineering
Subject Expertise
- SIE
- Series 63
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 66
- +59 subjects
James: Tampa SIE course instructor
...with JPMorgan Chase. I was a college baseball player at the University of Mount Union where I majored in Sport Business and Business management. Since then I have completed my MBA with Walden University in 2018 and will be completing my Masters of Science in Leadership and Management with Purdue Global in 2022. I have a passion for coaching and sharing my experiences in hopes of allowing other to realize their own goals.
Education & Certification
- University of Mount Union - Bachelor in Arts, Business Administration and Management
- Walden University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 63
- Series 6
- Stock Trading 101: Investing Basics
- +32 subjects
Adam: Tampa SIE course instructor
Here to help
Education & Certification
- Loyola University Maryland - Bachelor in Business Administration, Finance
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 66
- Series 7
- +4 subjects
William: Tampa SIE course instructor
...their career by helping to add different licenses. I have experience with a variety of different educational products including (Kaplan, ExamFX, Training Consultants, STC and Achievable) I am Series 7, 9, 10, 24, 63 and 65 (66) licensed and have multiple industry designations (CAS, CMFC, AAMS, CRPC and ARPC). My tutoring approach is tailored to each student's unique learning style and pace, ensuring that they grasp the concepts and strategies needed to pass these exams.
Education & Certification
- Malone University - Bachelor in Arts, Accounting and Business Management
Subject Expertise
- SIE
- Series 87
- Series 79
- Series 22
- +30 subjects
Dennis: Tampa SIE course instructor
...analyst and writer. I started at the NY brokerage firm Bear Stearns at 17 years old and earned some licenses along the way (7, 63, 55 and 24 supervisory principal). Life is easiest when armed with a variety of skill sets. So learn a little of everything but specialize in something that you feel like learning, even if there will be no test or recognition. Your education is really for yourself and those you will...
Education & Certification
- Wesleyan University - Bachelor in Arts, Mathematical Statistics and Probability
Subject Expertise
- SIE
- Series 24
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 63
- +49 subjects
Daniel: Tampa SIE course instructor
I am a CPA with a background in teaching and tutoring. I can work with you on most finance, business, and accounting subjects. I help simplify the material and highlight the core lessons. I've been told it's very effective and helpful!
Education & Certification
- Malone University - Bachelor in Arts, Organizational Leadership
- Baldwin-Wallace College - Masters in Business Administration, Accounting
Subject Expertise
- SIE
- Series 6
- CLU - Chartered Life Underwriter
- Series 7
- +25 subjects
Alexander: Tampa SIE course instructor
...and certification tests in the financial services field on the first attempt, including the CFP. This is thanks to my mastery of financial concepts and understanding of test-taking logic and strategy. When you work with me, I will show you the best practices, strategies, and techniques that allowed me to pass the CFP in UNDER SIX MONTHS with a 90% blended score on my only full practice exam. Most candidates spend at least a year...
Education & Certification
- Indiana University-East - Bachelor in Arts, Creative Writing
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 66
- Series 7
- +37 subjects
Paul: Tampa SIE course instructor
...into a financial career. I've spent over three decades as a successful Financial Advisor. The multiple exams a student must pass can seem daunting. My goal is to add clarity and help students fully understand the necessary concepts and terminology. I have a Bachelors in religious studies. I've completed CLU / ChFC courses from American College and graduate studies in business at Wharton. I've always had a passion for helping others, in business, training, instructing...
Education & Certification
- Cincinnati Christian University - Bachelor in Arts, Religious Studies
Subject Expertise
- SIE
- Series 7
- Series 99
- Series 86
- +17 subjects
Richard: Tampa SIE course instructor
I am an Investment Banker specializing in Healthcare and Manufacturing both for Capital Raises and Buy and Sell side.
Education & Certification
- Purdue University - Bachelor in Arts, Education
- Indiana University - Master of Science, Public Finance
Subject Expertise
- SIE
- Series 65
- Series 6
- Real Estate License
- +20 subjects
Nancy: Tampa SIE course instructor
...economics major with an MBA, and as former investment banker with many years of experience there (now retired), I enjoy teaching finance, accounting, and econ as well as the various secrutities licensing tests. But my avocations are history and literature and I love teaching them as well--whether through assisting with regular school homework and test preparation, or through SAT/ACT prep, or through AP/SAT subject test prep in English Literature, Human Geography, or American or World...
Education & Certification
- Rhodes College - Bachelor in Arts, Economics
- Harvard Business School - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 63
- Series 24
- Series 79
- +83 subjects
Melissa: Tampa SIE course instructor
I have 20 years of real world experience in business. I can teach the following licenses: SIE, Series 7, Series 63, and Series 66. I am a current licensed senior broker at a large firm. I have assisted with in-person training to pass these licenses and have worked teaching adults my entire career. Cannot wait to work with you!
Education & Certification
- The University of Texas at Arlington - Bachelor in Arts, Anthropology
- Capella University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 7
- Series 63
- Series 66
- +1 subjects
John: Tampa SIE course instructor
...a BS in Computer Science and Economics from Yale and an MBA from NYU. I have my Series 7 and 57 and work as a proprietary trader on Wall Street. I'm passionate about financial markets, technology and economics. My philosophy towards education is one of efficiency. I believe that time management is the key to accomplishing your academic and professional goals. I'm here to help you not only learn but absorb the material into your...
Education & Certification
- Yale University - Bachelor of Science, Computer Science
- New York University - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 7
- Series 3
- Series 4
- +38 subjects
John: Tampa SIE course instructor
...where I was responsible for executing various equity and equity derivative products on behalf of hedge funds. Part of my background includes analyzing market trends, managing portfolio risk, and developing optimal trading strategies from both a fundamental and technical perspective. In addition to my professional experience, I am highly analytical, detail-oriented, and have a strong product knowledge through my CFA candidacy and academic pursuits. I am excited to continue my learning and provide some of...
Education & Certification
- Marist College - Bachelor of Science, Business Administration and Management
- Marist College - Bachelor in Arts, Economics
Subject Expertise
- SIE
- CFA
- Series 7
- Series 63
- +20 subjects
Haazim: Tampa SIE course instructor
I am your trusted Tutor and financial partner for your educational journey as a financial professional. I look forward to helping you to master the information with a keen attention to detail, with your willingness to approach this learning process with an open mind. I look forward to helping you to meet your specific needs and to foster and environment for continuous growth.
Education & Certification
- Howard University - Bachelor in Arts, English
Subject Expertise
- SIE
- Insurance License
- Series 6
- Series 65
- +4 subjects
Jorge: Tampa SIE course instructor
...Degree, I had the opportunity to enter the world of Finance and have enjoyed a rewarding career of over 20 years. Along the way, I have earned my Certificate in Financial Planning from Bryant University. Preparing for a certification exam can be a daunting and stressful experience. I strive to help my students isolate their strengths and weaknesses, then help them construct a plan to approach the material in a disciplined and structured manner. By...
Education & Certification
- Long Island University-C W Post Campus - Bachelor in Arts, English
Subject Expertise
- SIE
- Series 66
- Series 6
- Series 55
- +36 subjects
Aaron: Tampa SIE course instructor
...also led study groups for. I was further nominated by my professors to lead study groups in statistics and intermediate mathematical microeconomics. I have worked, both formally and informally, providing career advice to students, particualrly those interested in pursuing a career in finance. I have helped numerous students successfully gain internships and full-time jobs in finance and look forward to continuing to help aspiring professionals achieve their goals. In my free time, I enjoy watching...
Education & Certification
- Bucknell University - Bachelor in Business Administration, Accounting and Finance
Subject Expertise
- SIE
- Series 79
- Series 63
- College Business
- +31 subjects
Donald: Tampa SIE course instructor
...for the football team from 2011-2015. I earned my Bachelors of Science in History. The Naval Academy challenged me in ways I did not know were possible. I was tested every single day mentally, morally, and physically. The Naval Academy is an Engineering school and all students are required to take dozens of credits of technical STEM courses to include thermodynamics, electrical engineering, cyber security, physics, chemistry, calculus, and computer systems engineering. Not only was...
Education & Certification
- United States Naval Academy - Bachelor of Science, History
- Louisiana State University-Shreveport - Masters in Business Administration, Finance
Subject Expertise
- SIE
- CFP
- Insurance License
- RICP - Retirement Income Certified Professional
- +35 subjects