When preparing for the SIE exam, the Los Angeles SIE course provided by Varsity Tutors can be a good way to start your review. The course can introduce you to the right review materials and give you the opportunity to study under highly qualified instructors who can guide you through the content and format of the exam. Enrolling in the course can also give you insights into critical concepts tested on the SIE that you may not have if you are studying on your own. Many aspiring candidates from schools like the University of California, Los Angeles and Pepperdine University who want to enter the securities industry take a prep course to help them perform at their best during the exam day.
What are some of the topics a Los Angeles SIE prep course can cover?
The SIE, or Securities Industry Essentials, is an exam created by the Financial Industry Regulatory Authority (FINRA) for people who would like to work in the securities industry. It has a total of 75 multiple-choice questions that you need to answer in 1 hour and 45 minutes. The passing score is 70 percent. Your Los Angeles SIE class will cover the different sections of the SIE called "Functions" so you can know what to expect during the test. Let's briefly discuss the different Functions:
Function 1 is labeled as Knowledge of Capital Markets and has 12 questions, making up 16% of your total exam score. The questions will cover topics on regulatory entities, market structure and participants, and FINRA rules.
Function 2 is called Understanding Products and Their Risks. It has 33 questions and makes up 44% of the exam. Here you'll encounter questions on real estate investment trusts (REITs), exchange-traded funds, and MSRB rules.
Function 3 is called Understanding Trading, Customer Accounts, and Prohibited Activities where you'll need to answer 23 questions. It makes up 31% of your score and will cover topics such as compliance considerations, anti-money laundering, market manipulation, and NASD rules.
Function 4 is the Overview of the Regulatory Framework. Here you'll answer 7 questions that comprise 9% of the exam. Topics under this Function include employee conduct, SEC rules, reportable events, and continuing education.
Apart from the content and format of the SIE, your Los Angeles SIE class instructor can also share effective test-taking techniques that can boost your efficiency when answering the SIE test questions. You can also learn tips on how to develop good study habits for your test prep.
What are the advantages of enrolling in a Los Angeles SIE course?
Studying for the SIE will require focus and effort in order for your review to be worthwhile and effective. Many prospective candidates may lose their motivation in pursuing the test if their review experience becomes very stressful. The SIE course provided by Varsity Tutors is designed to give students a more convenient way to do their test prep via online classes. Since it's online, you no longer need to set aside extra hours for traveling to and from school. This means you can be more flexible when choosing a course time and can enroll in the morning, afternoon, or evening courses.
The SIE course is led by expert SIE instructors who can give spirited and in-depth explanations of all the critical concepts and topics that are tested in the SIE. Succeeding on the test requires more than memorizing facts or terms. You also need to know how to best approach the exam. With the guidance of highly qualified and experienced instructors, you can learn strategies that can help you overcome question traps and give you more confidence in your skills during test day. If you think there are certain topics on SIE that you are not too confident about, or if you would like to work on some topics with extra help from your instructor, you can also request to meet your instructor in a one-on-one meeting so you can better address your concerns.
How can I enroll in a Los Angeles SIE course?
Conquering the SIE can be the start of your successful, long-term career in the securities industry. Your test prep is not just for the actual day of the exam but also for your future. You can make your test prep more effective and convenient by enrolling in our online SIE course with an organized and comprehensive curriculum led by experienced SIE instructors. Reach out today and ask our educational consultants at Varsity Tutors how you can start your SIE review through our Los Angeles SIE course.
Krista: Los Angeles SIE course instructor
...I currently licensed with the state of NJ for Life/Health Insurance. I am registered with FINRA (Series 7 & 66). I also hold a Certified Financial Planner designation. I help candidates studying for their Life/Health, SIE, Series 7, Series 6, Series 66 (63/65), and CFP designations. I am eager to pass on various tips and tricks I have learned for the various exams. I have various study tips and tricks that I have found helpful...
Education & Certification
- Pennsylvania State University-Main Campus - Bachelor of Science, Business Administration and Management
- Capella University - Masters in Business Administration, Project Management
Subject Expertise
- SIE
- Series 66
- Insurance License
- Series 63
- +18 subjects
Melissa: Los Angeles SIE course instructor
I have 20 years of real world experience in business. I can teach the following licenses: SIE, Series 7, Series 63, and Series 66. I am a current licensed senior broker at a large firm. I have assisted with in-person training to pass these licenses and have worked teaching adults my entire career. Cannot wait to work with you!
Education & Certification
- The University of Texas at Arlington - Bachelor in Arts, Anthropology
- Capella University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 63
- Series 66
- Series 7
- +1 subjects
Joshuah: Los Angeles SIE course instructor
...7 on the first attempts, and have passed the Level I CFA exam. All of which are completely unimportant because it's not about me, it's about how I can help you (and I can)! Whether you know what you need to know, or are completely lost, I will make sure that we progress with content at a speed that fits you until you are confident for test day. There are no stupid questions, only impatient...
Education & Certification
- Excelsior College - Bachelor of Science, Biology, General
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 7
- Series 66
- +14 subjects
Scot: Los Angeles SIE course instructor
...a licensed financial advisor in June of 2011. In February of 2017, I co-founded my financial planning firm, Providers & Families Wealth Management, with my wife, Lindsey; and in December of that year, I became a CERTIFIED FINANCIAL PLANNER. The most influential teachers in my life provided an engaging and entertaining learning experience, and I strongly believe that these are very important characteristics of an impactful education! I look forward to helping you in your...
Education & Certification
- Pennsylvania State University-Main Campus - Bachelor of Science, Marketing
Subject Expertise
- SIE
- Series 10
- Series 82
- Series 24
- +12 subjects
Ryan : Los Angeles SIE course instructor
Hi, I am a writer of fiction and non-fiction. I worked as an award-winning journalist in Montana and Wisconsin and have been writing in some form for about 20 years. I am currently studying for FINRA's Series 7 exam.
Education & Certification
- The University of Montana - Bachelor in Arts, Journalism
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Elementary School Writing
- Writing
- +12 subjects
Haazim: Los Angeles SIE course instructor
I am your trusted Tutor and financial partner for your educational journey as a financial professional. I look forward to helping you to master the information with a keen attention to detail, with your willingness to approach this learning process with an open mind. I look forward to helping you to meet your specific needs and to foster and environment for continuous growth.
Education & Certification
- Howard University - Bachelor in Arts, English
Subject Expertise
- SIE
- Series 63
- Insurance License
- Series 79
- +4 subjects
Sarah: Los Angeles SIE course instructor
...cater to a wide range of learning styles, personality types, and unique challenges such as learning disabilities, test anxiety, and other mental blocks. My flexibility and deep understanding of exam content stem from years of close collaboration with students across various categories. I am dedicated to being available for my students, offering the flexibility to learn at their own pace, whether that means intensive preparation in a month or a more gradual, step-by-step approach. My...
Education & Certification
- University of upper Iowa - Bachelor in Business Administration, Business Administration and Management
- University of Wisconsin-Madison - Masters in Business Administration, Accounting and Business Management
Subject Expertise
- SIE
- Series 65
- Series 63
- CFP
- +36 subjects
Hajra: Los Angeles SIE course instructor
...over 9 years of professional experience, holding various positions within the finance sector. In my professional setting I have helped and trained fellow colleagues to pass the different FINRA exams. I understand the pressure of learning the materials and then passing the exams in the allotted time frames given. I am passionate about helping people pass the professional exams and achieving their goals. I aim to be a resource to people, and letting them set...
Education & Certification
- American International College - Bachelor of Science, Business Administration and Management
Subject Expertise
- SIE
- Series 6
- Series 27
- Series 63
- +9 subjects
Bryan: Los Angeles SIE course instructor
...Bachelor of Science in Finance. I have worked in Financial Services for nearly 10 years, and have specialized in Adult Learning and Development within the industry since 2018. While I tutor a variety of subjects, I especially enjoy helping students with the material covered in FINRA Licensing Exams (SIE, Series 7, Series 63/66). In my experience helping students prepare for Licensing Exams, I have enjoyed seeing learners become more confident in their knowledge of financial...
Education & Certification
- University of Utah - Bachelor in Arts, Finance
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 66
- Series 7
- +5 subjects
Vincent : Los Angeles SIE course instructor
...a Financial Advisor, MBA Graduate, and Lifelong Learner. I have successfully taken and passed the Securities Industry Essentials (SIE), the General Securities Representative (Series 7), the Uniform Securities Agent State Law (Series 63), and the Uniform Investment Advisor Law (Series 65) examinations. Due to my experience in financial services, I will be able to incorporate real-world examples into my sessions in order to help students grasp and understand the material at hand. Let's get started!
Education & Certification
- University of Central Florida - Bachelor of Science, Business and Managerial Economics
- Georgian Court University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 63
- Series 7
- +14 subjects
Sebastian: Los Angeles SIE course instructor
I'm here to help you pass in a fun way. I have over 20 years of Wall Street experience. I have worked as a trader, analyst, investment product specialist, portfolio manager and investment strategist.
Education & Certification
- University of Essex - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 66
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- +14 subjects
Gabriel: Los Angeles SIE course instructor
I am a graduate of the Darla Moore School of Business in South Carolina. Since then I have worked as a paraplanner and assistant to financial advisors.
Subject Expertise
- SIE
- Series 63
- Series 66
- Series 65
- +24 subjects
Joseph Fon: Los Angeles SIE course instructor
As a wealth management professional, I have learned that my personal success is tied to how well I succeed in managing my clients wealth and that my success is tied to their success. As their wealth increases, so too does my satisfaction, happiness and compensation. As a Varsity Instructor, I will maintain the same values even though there will be no assets to manage.
Education & Certification
- University of New Orleans - Bachelor of Science, Business Administration and Management
- University of Alabama - Master of Science, Economics
Subject Expertise
- SIE
- Series 6
- Series 22
- UK A Level French
- +5 subjects
Joyce: Los Angeles SIE course instructor
...academics. I hold a degree in Economics from Rutgers University, where I also pursued minors in International Relations and Korean. What sets me apart is my unique relationship with educationI graduated a semester early thanks to careful planning and a passion for learning. I understand the challenges students can face, as I've personally encountered and overcome them. My journey has equipped me with valuable study and teaching skills that can make a real difference in...
Education & Certification
- Rutgers University-Newark - Bachelor in Arts, Economics
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 52
- +31 subjects
Zachary: Los Angeles SIE course instructor
Recent graduate from the Masters program in Finance from the University of Miami. Looking to help students expand their understanding of Math, Finance, and Economics.
Education & Certification
- Florida State University - Bachelor of Science, Finance
- University of Miami - Master of Science, Finance
Subject Expertise
- SIE
- CFA
- CPA
- Series 66
- +35 subjects
James: Los Angeles SIE course instructor
Subject Expertise
- SIE
- Firefighter Exam
- Series 7
- EMT - Emergency Medical Technicians
- +6 subjects
Kyle: Los Angeles SIE course instructor
I have a passion for financial and capital markets and love to teach and educate others. I have worked my entire professional career in financial services utilizing series exam information on a daily basis. I have a Masters of Finance from the University of Notre Dame and work as a investment analyst at a private investment firm. Open to giving career mentorship as well!
Education & Certification
- Texas am - Bachelor of Science, Business and Managerial Economics
- University of Notre Dame - Current Grad Student, Finance
Subject Expertise
- SIE
- Series 66
- Series 65
- Series 7
- +11 subjects
Jennifer: Los Angeles SIE course instructor
...Business Administration. I have over 20 Years of sales, leadership, mentoring and coaching in the Financial Services field-which includes -Mortgage Branch Management, VP of Membership, Top Mortgage Production Sales Performer, Financial Advisor, Life & Health Agent and Medicare Health Agent. I focus on explaining real-life business experience examples so students understand how certification questions relate to situations they may encounter in the future. I enjoy sharing my tips and tools on how keep your "mind-over-matter"...
Education & Certification
- Eastern Illinois University - Bachelor of Science, Family and Consumer Sciences
- Eastern Illinois University - Master of Science, Family and Consumer Sciences
Subject Expertise
- SIE
- Insurance License
- Real Estate License
- Series 6
- +5 subjects
Edward: Los Angeles SIE course instructor
A 25 plus year veteran of the Financial Services industry. I have been involved with advising and counselling both clients and advisors, and am passionate about helping others learn how financial markets work. I have passed the Series 6, 7, 24, 26, and 66 exams, and held the Massachusetts Life and Health insurance licenses. I am a former youth and high school basketball coach, youth and high school football coach.
Education & Certification
- Western New England University - Bachelor of Science, Finance
Subject Expertise
- SIE
- Series 79
- Series 65
- Series 26
- +24 subjects
Jahlen: Los Angeles SIE course instructor
...the best of his abilities. Currently, specializes in tutoring the SIE exam, Series 6, Series 63. Tutors in a style that establishes a bridge between the material and common terms that are very understandable. I've received a Bachelors of Arts degree in economics from SUNY Purchase. I've also spent my recent time of employment working for a insurance company. At this time I developed my experience in tutoring,over the last 2 years, by helping my...
Education & Certification
- SUNY at Purchase College - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Insurance License
- Series 6
- Series 63
- +1 subjects