If your goal is to take the Securities Industry Essentials (SIE) exam to move forward on the path toward becoming a securities industry professional, Varsity Tutors can connect you with a Seattle SIE tutor or online course. Any individual who is interested in beginning a career in securities can benefit from an academic mentor or class before taking this exam. By taking a Seattle SIE prep course or working with a private academic mentor, you can receive a more comprehensive overview of the material than if you were to study by yourself.
What are the main concepts covered during Seattle SIE prep?
If you attended Seattle University, Seattle Pacific University, or any other school in the surrounding area, SIE prep is helpful to review the concepts that prospective securities industry professionals must know. The SIE is a 75-question multiple-choice exam that requires a 70 percent score in order to pass. It should be noted that passing the exam alone does not qualify an individual for registration with a FINRA member or firm. An individual must pass the SIE and the qualification exam appropriate for the type of securities business they wish to engage in (Series 7, Series 22, Series 52, Series, 79, etc.).
The exam covers a variety of topics and important concepts that are fundamental to working in the industry, such as regulatory agencies and their functions, the structure of the securities industry markets, as well as types of products and their risks. With such a comprehensive exam, it is obvious how important preparation is in order to help you reach for your goals.
During Seattle SIE prep, an instructor can help go over the different concepts that will likely be featured on the exam, like monetary vs. fiscal policy, international economic factors, and debt instruments. They can also teach test strategies to increase your chances of guessing correctly if you are unfamiliar with specific questions on the exam.
What are some of benefits of SIE Prep?
There are two different types of prep that Varsity Tutors can set you up with: online courses or private tutoring. Whether you prefer learning in a classroom setting or would like one-on-one instruction, Varsity Tutors can cover all your bases.
If you find that you are more comfortable in the familiar setting of a classroom, it may be in your best interest to enroll in an online Seattle SIE prep class. The prep class allows you to take advantage of our Live Learning Platform that features video chat and an online whiteboard. In an online class, you will be working with other students who are also interested in passing the SIE. You can interact with classmates as well as your instructor, just as if you were sitting in a physical classroom. This means that you will be able to share your knowledge with fellow students as well as get instant feedback from your instructor.
If you would like to supplement your in-class experience with additional face-to-face instruction, you can connect with a private instructor. Tutoring gives you additional control of what you review, and you can spend your time as you see fit. An instructor can help you work more effectively by addressing your weaknesses and can help deepen your understanding of a wide range of topics like municipal fund securities and investment returns.
An academic mentor can allow you to dictate the pace of your sessions in order to maximize your efficiency. An instructor can also teach test-taking skills that might help you work more effectively through questions on the exam and help give you more confidence going into exam day.
You can choose between an online course, one-on-one instruction, or, if you think you could benefit from each, you can choose both. And no matter what you choose, you'll receive accurate information from a highly knowledgeable instructor.
How can I get set up with Seattle SIE preparation?
Whether it's in your best interest to learn in an online class or through individual tutoring, your prep will be led by an instructor who is knowledgeable in both the content and the format of the SIE. With flexible scheduling as well as online access to classes and tutoring, even if you find that your schedule is jam-packed, you can still find the time for exam prep. If you are interested in how professional test preparation can help you, give us a call. By reaching out to Varsity Tutors about Seattle SIE prep, you can have all your questions answered by our educational consultants so you can make the decision that's right for you.

Zipporah: Seattle SIE test prep instructor
...potential and discover the joy in learning. My approach is tailored to each individual, focusing on building understanding, confidence, and curiosity. I believe that every challenge is an opportunity to grow, and I strive to create an environment where questions are encouraged, mistakes are embraced as part of the process, and progress feels exciting. Whether it's mastering new concepts, preparing for exams, or simply developing better study habits, I am committed to making learning engaging,...
Education & Certification
- Brandman University - Bachelor in Arts, Human Resources Management
Subject Expertise
- SIE
- IBEW - International Brotherhood of Electrical Workers
- Firefighter Exam
- Series 10
- +1077 subjects

Japhet: Seattle SIE test prep instructor
...passionate about helping students unlock their full potential and achieve their academic goals. With expertise in academic writing, programming, and GIS software, I offer a well-rounded, personalized approach to learning. I believe that every student can excel with the right support, so I tailor each session to fit individual learning styles and needs. My goal is to break down complex concepts, transforming challenging subjects into manageableand even enjoyablelearning experiences. Seeing my students grow in confidence...
Education & Certification
- University of Washington-Tacoma Campus - Bachelor of Science, Computer Science
- Washington University in St Louis - Bachelor of Science, Mechanical Engineering
Subject Expertise
- SIE
- AAI - Accredited Adviser in Insurance
- ARDMS - RDMS - Fetal Echocardiography (FE)
- FE - Fundamentals of Engineering - Electrical and Computer Engineering
- +1414 subjects
Education & Certification
- University of Washington-Seattle Campus - Bachelor of Science, Mathematics
- New York University - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 63
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 6
- +61 subjects

Joseph: Seattle SIE test prep instructor
...Organizational Leadership, as an adult student while actively working and advancing my career in Financial and Investment Services. Having held several senior management, training, and business coaching positions has allowed me to develop a unique perspective and flexible tutoring style. While I tutor a range of subjects on business and financial topics, I am most passionate about FINRA and Insurance regulatory examinations. I am a firm proponent of continuing education throughout one's lifetime and in...
Education & Certification
- University of Phoenix - Associate in Science, Business, General
Subject Expertise
- SIE
- Series 65
- Series 66
- Series 26
- +30 subjects

Peter: Seattle SIE test prep instructor
...instructor for a Series 7 school years ago before publishing training manuals that became the big business we see today. My peers, other broker-dealers, had enough confidence in me to elect me to two different FINRA offices. One was regional office and the other a national position. I sat in on the meetings when FINRA changed the Series 7 test from a single 6 hour exam to the present two exams being the SIE and...
Education & Certification
- Rensselaer Polytechnic Institute - Bachelor of Science, Materials Engineering
- California University of Pennsylvania - Master of Science, Mathematics and Statistics
Subject Expertise
- SIE
- Series 66
- Series 57
- Series 79
- +42 subjects

Barrett: Seattle SIE test prep instructor
...winning is largely a function of how it's defined, I consider my own success to be helping my students along a journey to attaining their respective goals. But that journey begins with a first step, at times a humbling step. As a coach and mentor, I value my role as your trusted resource in helping you take those initial steps on your journey to passing the securities exam(s) and onward to a bright future!
Education & Certification
- Florida International University - Bachelor of Science, Criminal Justice
- Louisiana State University and Agricultural Mechanical College - Doctor of Laws, Law Enforcement Administration
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 26
- Series 79
- +20 subjects
Education & Certification
- University of California-Los Angeles - Bachelor of Science, Economics
Subject Expertise
- SIE
- CFA
- Series 86
- Series 87
- +10 subjects

Steven: Seattle SIE test prep instructor
...background in investment banking, and a passion for helping others master finance, investing, and business fundamentals. Whether you're looking to sharpen your financial modeling skills, prepare for the SIE exam, or navigate the interview process for investment banking or private equity roles, I'm here to help. I understand how overwhelming these topics can feel at first - I've been through it myself. In my career, I've built financial models for multi-billion dollar deals, underwritten investments...
Education & Certification
- Cornell University - Bachelor of Science, Information Science
Subject Expertise
- SIE
- Series 65
- FINRA - Financial Industry Regulatory Authority
- SAT Math
- +15 subjects

Kevin: Seattle SIE test prep instructor
...focus on math, science, history, government, geography, accounting, finance and related business topics. One of my goals for each tutoring session is to keep the student engaged and challenged yet not overwhelmed. I use a number of teaching methods, including practice questions and topical computer related tools. I often ask for feedback and appreciate candid communication. I try to be flexible with my time. To ensure that we have a quiet and comfortable study space,...
Education & Certification
- Truman State University - Bachelor of Science, Accounting
- Washington University in St Louis - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 3
- Series 30
- Series 24
- +41 subjects

Ryan : Seattle SIE test prep instructor
Hi, I am a writer of fiction and non-fiction. I worked as an award-winning journalist in Montana and Wisconsin and have been writing in some form for about 20 years. I am currently studying for FINRA's Series 7 exam.
Education & Certification
- The University of Montana - Bachelor in Arts, Journalism
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Essay Editing
- Middle School Writing
- +12 subjects
Education & Certification
- Florida State University - Bachelor of Science, Finance
- University of Miami - Master of Science, Finance
Subject Expertise
- SIE
- CFA
- Series 66
- CPA
- +35 subjects

Ben: Seattle SIE test prep instructor
...my Bachelor of Science in Healthcare Administration with a minor in biblical studies. During my time there, I traveled extensively and was involved in several social service clubs, campus choir, and I also volunteered my time at the local Boys and Girls club to assist the kiddos with their homework assignments. Upon graduation, I began a career as a financial professional, where I advised families, individuals, and businesses by taking complex (and often confusing) financial...
Education & Certification
- Lee University - Bachelor of Science, Health Services Administration
Subject Expertise
- SIE
- Series 63
- Series 6
- Elementary School Reading
- +45 subjects

Zachary: Seattle SIE test prep instructor
...and an agent of a broker dealer. I work for a large firm in the industry and give investment advice to our high networth clients 1mm+ in assets. I passed the SIE and Series 65 will I was still in college and was put through a TD Ameritrade's training program to pass the Series 7 and Series 63 Licenses. The program I have learned is designed specifically to teach you the information you need to...
Education & Certification
- Troy University - Bachelor in Arts, Finance
Subject Expertise
- SIE
- Series 24
- Series 7
- Series 28
- +12 subjects

Daniel: Seattle SIE test prep instructor
...in Washington, D.C. I led a high-performing team responsible for delivering significant growth capital and real asset sales. My role involved full sales cycle management for investment attraction and export promotion, collaborating with various departments and agencies to champion UK trade interests. My experience also includes serving as Vice Consul for the Department for International Trade, where I consistently exceeded trade quotas and facilitated significant trade contracts for British companies. I have extensive experience in...
Education & Certification
- Nottingham Trent University - Bachelor of Science, International Relations
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Series 63
- Series 82
- +1 subjects

John: Seattle SIE test prep instructor
...working in market-oriented roles for the past 4 years. My most relevant experience is as an equity trader, where I was responsible for executing various equity and equity derivative products on behalf of hedge funds. Part of my background includes analyzing market trends, managing portfolio risk, and developing optimal trading strategies from both a fundamental and technical perspective. In addition to my professional experience, I am highly analytical, detail-oriented, and have a strong product knowledge...
Education & Certification
- Marist College - Bachelor of Science, Business Administration and Management
- Marist College - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 63
- Series 7
- CFA
- +20 subjects

Evan: Seattle SIE test prep instructor
...with your coursework - whether that be high school work, undergraduate/graduate level Finance, Economics, Math, or Accounting work, or CFA exam prep I graduated Summa Cum Laude (top 5% of my class) from Northwestern University with a degree in economics. I subsequently passed all 3 levels of the CFA examination process. I have worked in Investment Banking (Barclays Investment Bank) where I performed complex financial analyses before subsequently working in Private Equity. Most recently, I...
Education & Certification
- Northwestern University - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 65
- Series 7
- FINRA - Financial Industry Regulatory Authority
- +27 subjects

Sarah: Seattle SIE test prep instructor
...to offer a personalized and highly effective learning approach, boasting an impressive pass rate. My teaching style is rooted in clear, everyday language, and I provide a variety of accessible learning portals, eliminating the need for additional expenses on materials. My extensive resource library includes both my own unique materials and traditional ones (Kaplan, PassPerfect, and Achievable), ensuring a comprehensive learning experience. As a financial advisor and recent MBA graduate, I've been trained to cater...
Education & Certification
- University of upper Iowa - Bachelor in Business Administration, Business Administration and Management
- University of Wisconsin-Madison - Masters in Business Administration, Accounting and Business Management
Subject Expertise
- SIE
- Series 63
- Series 65
- Series 6
- +36 subjects

Vincent : Seattle SIE test prep instructor
...am a Financial Advisor, MBA Graduate, and Lifelong Learner. I have successfully taken and passed the Securities Industry Essentials (SIE), the General Securities Representative (Series 7), the Uniform Securities Agent State Law (Series 63), and the Uniform Investment Advisor Law (Series 65) examinations. Due to my experience in financial services, I will be able to incorporate real-world examples into my sessions in order to help students grasp and understand the material at hand. Let's get...
Education & Certification
- University of Central Florida - Bachelor of Science, Business and Managerial Economics
- Georgian Court University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 63
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- +14 subjects

Paul: Seattle SIE test prep instructor
...enter into a financial career. I've spent over three decades as a successful Financial Advisor. The multiple exams a student must pass can seem daunting. My goal is to add clarity and help students fully understand the necessary concepts and terminology. I have a Bachelors in religious studies. I've completed CLU / ChFC courses from American College and graduate studies in business at Wharton. I've always had a passion for helping others, in business, training,...
Education & Certification
- Cincinnati Christian University - Bachelor in Arts, Religious Studies
Subject Expertise
- SIE
- Series 6
- Series 79
- Insurance License
- +17 subjects

Mark: Seattle SIE test prep instructor
...like to help people pass: The Series # 7 - # 63 - # 65 & # 66 The Life, Health and P&C Insurance test The Real Estate Agent and the Real Estate Broker test TEST TAKING SKILLS are a vital part of passing any test I will demonstrate how. PRACTICE QUESTIONS - The more the better. As you are taking the test... I will show you how to build a POSITIVE ATTITUDE. The key...
Education & Certification
- University of Houston-Downtown - Associate in Science, Business Administration and Management
Subject Expertise
- SIE
- Exam IFM - Investment and Financial Markets
- Series 9
- Series 66
- +73 subjects