...a larger financial institution. The firm entered into a joint venture with Swiss Bank creating the opportunity to become part of a newly formed global team deployed as financial engineers in various financial centers - Chicago, Zurich, London, Paris, Tokyo, Hong Kong. My assignment was in the bank's headquarters of Zurich, Switzerland within the Treasury Group where I priced, hedged, executed, and made markets on OTC derivatives, structured product and warrants held by the coveted...
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Series 28 Tutoring FAQ
Series 28 is a license and exam sought by financial industry professionals. This exam is also commonly called the Financial and Operations Principal Introducing Broker Exam. Individuals who pass this exam become qualified to work as record keepers or operations principles for broker-dealers and securities custodians. Specifically, professionals who have their Series 28 license can begin participating in back office operations and preparing and maintaining their firm's books and record. If you're a financial professional who is interested in this type of work, passing the Series 28 is a prerequisite to finding employment in the industry.
If you're considering taking the Series 28 Exam, you should begin your preparation process by familiarizing yourself with the content and layout of the exam. The test has 95 multiple-choice questions, which are divided into categories based on the job function they represent. Test-takers have two hours to complete all 95 questions and must get at least 69% correct to receive their license. The sections you'll find on the exam are financial reporting, operations and general securities industry regulations, net capital, and customer protection. Within these categories you'll be asked about topics like how to accurately record investment transactions, financial responsibilities, net capital requirements, and the rights of investors under the Securities Investor Protection Act of 1970.
Candidates who are beginning their test preparation process often find it valuable to work with a private Series 28 tutor. If that type of assistance appeals to you, Varsity Tutors can help by connecting you with a tutor who fits your needs. You and your tutor will meet online through a virtual learning platform that replicates a face-to-face study session. Varsity Tutors can find a Series 28 tutor for you who is also able to meet around your work schedule. This ensures that even busy financial professionals can take advantage of the tutoring process.
Series 28 tutoring is a great option for individuals who value a personalized approach to learning. Tutors are able to take this approach because they work individually with their students. That means your tutor can craft customized lesson plans for you that are based on your existing strengths and needs. You can spend more time covering a topic you don't understand and less time on the information you already feel confident with. Tutoring may be just what you need to have a more effective test preparation process. Contact Varsity Tutors today to connect with a Series 28 tutor who can help you today.
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