If you're looking forward to a career in the securities industry and need an Albany SIE prep course, you can rely on Varsity Tutors to provide what you need. Our educational consultants can place you in a virtual Albany SIE course to enhance your understanding of the SIE. Whether you're a current student at Albany State University or the University of Albany or a working professional who needs a refresher course, we can help you prepare for the SIE.
What topics are covered by an Albany SIE prep course?
You can take the SIE (or Securities Industry Essentials) Exam to take the next step in your career as a securities industry professional. It includes concepts that are fundamental to working in the securities industry, such as the types of products you will work with and their risks, the functions of various regulatory agencies, the structure of the securities industry markets, and various prohibited practices. Passing the SIE is important for any prospective securities industry professional, but by itself, it won't qualify you to register with a Financial Industry Regulatory Authority (FINRA) member firm or otherwise allow you to engage in the securities business. To become fully registered, you must complete the SIE along with the qualification exam appropriate to the specific type of business in which you'll be working.
When you take the SIE, you're allowed an hour and 45 minutes to answer all 75 multiple-choice questions. You must correctly answer at least 70 percent of them to earn a passing score. Some of the topics that may be covered in the exam include monetary vs. fiscal policy, packaged products, business economic factors, types of markets, international economic factors, investment returns, debt instruments, and customer account registrations. You'll also answer questions about money laundering and other prohibited activities that you may run into as a securities industry professional. This can seem intimidating if you aren't properly prepared, but a quality Albany SIE class can help you prepare for the exam by reviewing as much of this material as you need.
What are some of the benefits when I enroll in an Albany SIE course?
As with any test you must pass to procure licensure and registration, you'll need to take the necessary time to prepare for the SIE. That's one way an Albany SIE course can help you. When you enroll in an Albany SIE course, you have an opportunity to interact with other students and your instructor in a virtual classroom over the Internet. Since all the students in your online class are preparing for the same exam, you could work together to some extent.
If your instructor assigns group activities, you might get suggestions from a classmate that help you remember something that keeps slipping your mind, and you may be able to provide help for other students on, say, setting a realistic homework schedule. Or maybe you understand equity securities, but have trouble with understanding international economic factors. You can help peers with one, and some of your fellow students might help you with the other. You may even run into topics that might have otherwise missed if you were studying on your own.
This kind of collaborative learning environment can help you better understand concepts and retain material learned during class. If you need to, however, you can set up one-on-one time with your instructor to go over something you find especially challenging.
There's far more flexibility allowed by doing your class preparation online than there would be if you had enrolled in a course that takes place in a physical location. You'll have to adhere to the class schedule, but you won't have to worry about the time and money involved when commuting to a class. A reliable Internet connection is all you need to attend class sessions from anywhere.
Multiple class sections are available at different times of the day and different days of the week for your convenience. New sections also open up on a monthly basis, so you can fit into an SIE course that works best for your schedule.
How can I get started with an Albany SIE Course?
If the securities industry is where you want to make your career, Varsity Tutors can enroll you in the Albany SIE course that best suits your schedule. Contact our educational consultants when you're ready, and they can enroll you in the SIE prep course that works best for you. There's no need for you to continue studying on your own when Varsity Tutors has such excellent courses available.

Jessica: Albany SIE course instructor
Avid public speaker and advocate for financial literacy. I am a full-time financial advisor that uses my free time to help others gain the knowledge necessary to learn more about business and finance or make their own way in the financial services industry. I am also a life-long learner well-versed in a variety of subjects surrounding American History, Global Mythologies, US Government, Economics, Environmental Science, English, Study Skills and German.
Education & Certification
- SUNY College at Oneonta - Bachelor of Science, Economics
Subject Expertise
- SIE
- Series 63
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 27
- +79 subjects

Eunpa: Albany SIE course instructor
Business analyst with five years of tutoring and significant corporate strategy experience. Applied BA in math at top ten research university to financial modeling, ROI analyses, marketing, academic research, technology, and higher education.
Education & Certification
- University of Chicago - Bachelor in Arts, Mathematics
Subject Expertise
- SIE
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- College Chemistry
- +43 subjects

James: Albany SIE course instructor
...Weber. I am a licensed banker with JPMorgan Chase. I was a college baseball player at the University of Mount Union where I majored in Sport Business and Business management. Since then I have completed my MBA with Walden University in 2018 and will be completing my Masters of Science in Leadership and Management with Purdue Global in 2022. I have a passion for coaching and sharing my experiences in hopes of allowing other to...
Education & Certification
- University of Mount Union - Bachelor in Arts, Business Administration and Management
- Walden University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 6
- Series 63
- College Business
- +34 subjects

Joseph: Albany SIE course instructor
...while actively working and advancing my career in Financial and Investment Services. Having held several senior management, training, and business coaching positions has allowed me to develop a unique perspective and flexible tutoring style. While I tutor a range of subjects on business and financial topics, I am most passionate about FINRA and Insurance regulatory examinations. I am a firm proponent of continuing education throughout one's lifetime and in sharing knowledge with others as much...
Education & Certification
- University of Phoenix - Associate in Science, Business, General
Subject Expertise
- SIE
- Series 6
- Series 63
- Series 7
- +30 subjects

Daniel: Albany SIE course instructor
I am a CPA with a background in teaching and tutoring. I can work with you on most finance, business, and accounting subjects. I help simplify the material and highlight the core lessons. I've been told it's very effective and helpful!
Education & Certification
- Malone University - Bachelor in Arts, Organizational Leadership
- Baldwin-Wallace College - Masters in Business Administration, Accounting
Subject Expertise
- SIE
- CPA
- Series 4
- CMA - Certified Management Accountant
- +25 subjects

Ross: Albany SIE course instructor
...Political Science with a focus on history. Since graduation, worked in government in economic development which caused a love for finance. I have studied for the SIE and passed it and helped other people pass the SIE. I am most passionate about History. In my experience helping struggling students prepare for Standardized Tests, we always seem to have the most fun. I am a firm proponent of education, believing it to be absolutely necessary for...
Education & Certification
- University of New Haven - Bachelor in Arts, Political Science and Government
- Mercy College - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 24
- Series 79
- Series 7
- +22 subjects
Education & Certification
- Arizona State University - Bachelor of Science, Political Science and Government
Subject Expertise
- SIE
- Series 66
- Series 63
- Series 10
- +9 subjects

Kim: Albany SIE course instructor
...During that time, I have had to study constantly in order to maintain my skill set. To this very day, I work upwards of 18 hours per day, five and sometimes six days per week. Because of my diverse background, (heavy in the finance arena, including insurance, securities & investment banking/related) I can relate to people on different levels. I excel in working with those who are learning challenged. This can range from a person...
Education & Certification
- University of Alaska Anchorage - Bachelor of Science, Political Science and Government
- International Seminary for Distance Education in Theology - Bachelor of Theological Studies, Theology
Subject Expertise
- SIE
- Series 6
- Series 63
- Series 7
- +46 subjects

Jacquelyn: Albany SIE course instructor
...Mom and a Business Leader in the community, mentoring, and coaching, I have assisted many others in accomplishing their educational goals. 1. Parenting my children at home on how to do well in class and on tests. 2. Advising employees on how to study to obtain professional licenses to achieve passing scores. It has been a great accomplishment for me. When your children graduate with Honors, and your student employees perform well to obtain professional...
Education & Certification
- University of Detroit Mercy - Bachelor of Science, Finance
- Southern New Hampshire University - Master of Science, Entrepreneurial Studies
Subject Expertise
- SIE
- ARM-E - Associate in Management-Enterprise Risk Management
- Series 66
- ARM - Associate in Risk Management
- +18 subjects

Lonie: Albany SIE course instructor
...primary source of income; I teach because I enjoy helping others enough to do it in my spare time. People don't care what you know until they know that you care. I'm supposed to write something here about my own achievements. I have an impressive resume by most peoples' standards. But my achievements don't amount to anything unless they translate into helping YOU pass your exam. Let's just leave it at that.
Education & Certification
- Bowling Green State University-Main Campus - Bachelor of Science, German
- West Virginia University - Bachelor of Science, Statistics
- Xavier University - Master of Science, Business Administration and Management
Subject Expertise
- SIE
- Series 6
- Series 7
- Insurance License
- +21 subjects

Brian: Albany SIE course instructor
...professionally or as a personal interest I have tutored, mentored, and coached young and experienced adults in select academic topics, select professional exam pre test materials, soft skills, technical skill building, performance improvement, decision making, financial literacy, and leadership. While I can tutor a broad range of subjects, I am most passionate about finance, FINRA exams, decision making, financial literacy, and leadership. I am a firm proponent of higher education as well as career connected...
Education & Certification
- Portland State University - Bachelor of Science, Finance
Subject Expertise
- SIE
- Series 7
- Series 63
- FINRA - Financial Industry Regulatory Authority
- +22 subjects

Ben: Albany SIE course instructor
...Administration with a minor in biblical studies. During my time there, I traveled extensively and was involved in several social service clubs, campus choir, and I also volunteered my time at the local Boys and Girls club to assist the kiddos with their homework assignments. Upon graduation, I began a career as a financial professional, where I advised families, individuals, and businesses by taking complex (and often confusing) financial subject matter and breaking them down...
Education & Certification
- Lee University - Bachelor of Science, Health Services Administration
Subject Expertise
- SIE
- Series 6
- Series 63
- Technology and Coding
- +45 subjects

Kyle: Albany SIE course instructor
I have a passion for financial and capital markets and love to teach and educate others. I have worked my entire professional career in financial services utilizing series exam information on a daily basis. I have a Masters of Finance from the University of Notre Dame and work as a investment analyst at a private investment firm. Open to giving career mentorship as well!
Education & Certification
- Texas am - Bachelor of Science, Business and Managerial Economics
- University of Notre Dame - Current Grad Student, Finance
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 65
- Series 63
- +11 subjects

Scot: Albany SIE course instructor
...2010 and became a licensed financial advisor in June of 2011. In February of 2017, I co-founded my financial planning firm, Providers & Families Wealth Management, with my wife, Lindsey; and in December of that year, I became a CERTIFIED FINANCIAL PLANNER. The most influential teachers in my life provided an engaging and entertaining learning experience, and I strongly believe that these are very important characteristics of an impactful education! I look forward to helping...
Education & Certification
- Pennsylvania State University-Main Campus - Bachelor of Science, Marketing
Subject Expertise
- SIE
- Series 6
- Series 7
- Series 10
- +12 subjects

Valentina: Albany SIE course instructor
...exams. I have been in the financial industry for over 20 years, and I am FINRA licensed in Series 7, Series 66, and of course, in SIE since it is a pre-requisite for Series 7. I have also been FINRA licensed in Series 63 and Series 65. The exams are very challenging, but there is nothing there that you will not be able to comprehend and nail from the first attempt. Therefore, I am standing...
Education & Certification
- Colorado Mesa University - Bachelor of Science, Computer and Information Sciences, General
Subject Expertise
- SIE
- Series 63
- Series 66
- FINRA - Financial Industry Regulatory Authority
- +4 subjects

Joyce: Albany SIE course instructor
...a degree in Economics from Rutgers University, where I also pursued minors in International Relations and Korean. What sets me apart is my unique relationship with educationI graduated a semester early thanks to careful planning and a passion for learning. I understand the challenges students can face, as I've personally encountered and overcome them. My journey has equipped me with valuable study and teaching skills that can make a real difference in your academic success....
Education & Certification
- Rutgers University-Newark - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 86
- FINRA - Financial Industry Regulatory Authority
- +31 subjects
Education & Certification
- University of Essex - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 6
- CFA
- +14 subjects

Peter: Albany SIE course instructor
...years ago before publishing training manuals that became the big business we see today. My peers, other broker-dealers, had enough confidence in me to elect me to two different FINRA offices. One was regional office and the other a national position. I sat in on the meetings when FINRA changed the Series 7 test from a single 6 hour exam to the present two exams being the SIE and the Series 7 top off. I...
Education & Certification
- Rensselaer Polytechnic Institute - Bachelor of Science, Materials Engineering
- California University of Pennsylvania - Master of Science, Mathematics and Statistics
Subject Expertise
- SIE
- Series 6
- IBEW - International Brotherhood of Electrical Workers
- Series 16
- +42 subjects

Gary: Albany SIE course instructor
I tutor securities licensing exam prep courses for NASAA & FINRA registrations (Series 6,7,63,65,66 and a few others). I own a financial practice, hold the Series 65 and a CRPC designation, and my experience, knowledge and research are current and relevant.
Education & Certification
- Columbia College - Bachelor in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 10
- Series 5 - Interest Rate Options Exams
- Series 66
- +72 subjects

Raman: Albany SIE course instructor
...industry. I have completed my Bachelors in Finance and have successfully passed the FINRA Series 7, Series 66, State Life & Health Insurance License, and the CFP Exam. Being a Financial Planner is no different than being an educator or a coach. My passion is to teach my clients on how build a robust financial plan, however my passion goes beyond that. At Varsity Tutors, my vision is to help you achieve your goal of...
Education & Certification
- University of Houston-Downtown - Bachelor in Business Administration, Finance
- Rice University - Certificate, Financial Planning
Subject Expertise
- SIE
- Series 66
- Series 7
- Insurance License
- +25 subjects