If you're looking for a comprehensive Phoenix SIE prep course to make it easier to study for the exam, Varsity Tutors provides one of the best options on the market. The SIE (or Securities Industries Essentials Exam) is a standardized test taken by individuals interested in working in the securities industry. It covers a broad swath of topics financial professionals need to understand, including the types of financial products (including associated risks), the role of various regulatory agencies, and prohibited practices. The exam is offered by the Financial Industry Regulatory Authority (FINRA) and is the first step toward earning a securities-trading license, though you must also pass a qualification exam appropriate for your specific field, such as the Series 7 exam if you're interested in trading.
While you need to be registered with a FINRA member firm before you can take a qualification exam, you can take the SIE while you're still attending a local school such as Ottawa University - Arizona or Arizona University. Many students opt to take the SIE as soon as possible in order to demonstrate their commitment to prospective employers. Continue reading to learn more about how we can help you prepare for this difficult test.
What topics can I review in a Phoenix SIE course?
The SIE consists of 75 multiple-choice questions given over an hour and 45 minutes, which means that time management is just as important as your academic knowledge. If you're feeling stumped, it may be better to take a guess and move on rather than trying to puzzle it out for an extended period of time. Your instructor may give you practice exams so that you can experience what the time available feels like firsthand, making it easier to budget your time on exam day.
Likewise, FINRA is notorious for including deceptively worded questions that can trick you into choosing an incorrect response even if you understand the underlying material. Taking practice tests can help you identify these tricky questions for what they are and answer them appropriately. You can also review the results of your practice tests to identify your strengths and any areas of opportunity you might want to go over again, helping you make the most of any study time you get in between class sessions.
What are the benefits of enrolling in a Phoenix SIE course?
Every Phoenix SIE class instructor is thoroughly vetted, so you will be working with a great communicator with a comprehensive understanding of the structure and concepts of the SIE. Our exclusive Live Learning Platform also allows you to see and hear your instructor as if you were in the same room, so asking for help is as simple as raising your hand. Why bother with the hassle of a commute when you can attend a class on your device of choice?
You can also interact with your peers on our proprietary online platform. If you're having a hard time understanding the risks associated with exchange-traded products, one of your peers may be able to explain it to you in a more relatable way. Similarly, you can help one of your classmates review Direct Participation Programs, or DPPs, if they're struggling with them. Many students find that studying in a collaborative learning environment makes it easier to develop a deeper understanding of academic concepts versus trying to go it alone.
Studying in a group also gives you amazing value for your money, as you can split the cost of your Phoenix SIE instructor with all of your classmates. If you ever feel like you could benefit from individualized instruction, you also have the right to request private help from your instructor to work on any learning obstacles you're having a hard time with. As such, there's really no downside to trying a class to see if it's the right fit for you.
We also try to make attending a course as convenient as possible. We offer multiple course sessions concurrently, including both two and four-week options to make it easier to find a course that fits into your schedule. New courses also start up on a monthly basis, ensuring that you will never need to wait too long to get started.
How do I sign up for a Phoenix SIE course today?
Knowledgeable Educational Consultants are currently standing by to help you enroll in a Phoenix SIE class or answer any questions you have, so contact Varsity Tutors today to get the process started. We look forward to helping you work toward professional success!
Sean: Phoenix SIE course instructor
...SIE, Series 7, and Series 66 licenses and am eager to share my tips and tricks to passing these exams with flying colors. When teaching I prefer to apply real world application of topics in order to gain a deeper understanding and truly gain knowledge around different subjects. My ultimate goal is to get my students to the end goal of passing their exam as quickly and efficiently as possible. I received my undergraduate degree...
Education & Certification
- Arizona State University - Bachelor of Science, Business Administration and Management
Subject Expertise
- SIE
- Series 7
- Series 6
- Series 66
- +2 subjects
David: Phoenix SIE course instructor
Independent Financial Advisor and Political Junkie. If you need to pass your series exams or need to learn about our political system here in The United States I'm your guy!
Education & Certification
- Arizona State University - Bachelor of Science, Political Science and Government
Subject Expertise
- SIE
- Series 66
- Series 10
- Series 7
- +9 subjects
Raman: Phoenix SIE course instructor
...FINRA Series 7, Series 66, State Life & Health Insurance License, and the CFP Exam. Being a Financial Planner is no different than being an educator or a coach. My passion is to teach my clients on how build a robust financial plan, however my passion goes beyond that. At Varsity Tutors, my vision is to help you achieve your goal of successfully passing the Series 7, Series 63, Series 65, Series 66, State Life...
Education & Certification
- University of Houston-Downtown - Bachelor in Business Administration, Finance
- Rice University - Certificate, Financial Planning
Subject Expertise
- SIE
- CFP
- RICP - Retirement Income Certified Professional
- Series 6
- +25 subjects
Richard: Phoenix SIE course instructor
...1/2 years, and I have been a FINRA license exam instructor and tutor for about 7 years with RegEd and A.D. Banker, and recently with Exam FX. We can work over the phone, but I prefer Skype or Google Hangouts which lets me share a PowerPoint presentation. Besides explaining test topics to you, I'll ask you to explain them to me, because I know when you can clearly explain something to someone else, you will...
Education & Certification
- Arizona State University - Bachelors, English
Subject Expertise
- SIE
- Series 6
- Series 7
- Test Prep
- +1 subjects
Harrison: Phoenix SIE course instructor
Hello, My name is Harrison and I am an economics major at the University of Pennsylvania from Philadelphia. I have experience tutoring in economics, statistics, algebra/pre-calc, and introductory calculus. I typically have the most availability during evening and weekend hours, but will always work to try and work with any schedule. If interested, please do not hesitate to reach out.
Education & Certification
- University of Pennsylvania - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 7
- Series 57
- Series 63
- +20 subjects
William: Phoenix SIE course instructor
...students with options and margin. I get my most enjoyment from assisting students progress through their career by helping to add different licenses. I have experience with a variety of different educational products including, Kaplan, ExamFX, Training Consultants, STC and Achievable. I am Series 7, 9, 10, 24, 63 and 65 (66) licensed and have multiple industry designations (CAS, CMFC, AAMS, CRPC and ARPC). My tutoring approach is tailored to each student's unique learning style...
Education & Certification
- Malone University - Bachelor in Arts, Accounting and Business Management
Subject Expertise
- SIE
- Series 39
- Series 66
- Series 27
- +30 subjects
Michael: Phoenix SIE course instructor
...to accomplish it, knowing the risks associated with each strategy and best option to hedge it, understanding a traders mentality which is partially based on behavioral science, experience to draw upon and a deep understanding of the interconnections between economic number both domestically and abroad, government statistics, drivers of the market and the connection all asset classes have on each other. I have the following licenses; 3,4,7,55,63 and SIE. Having run 4 trading desks, I...
Education & Certification
- Long Island University-C W Post Campus - Bachelor of Science, Finance
- CUNY Bernard M Baruch College - Master of Science, Finance
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 4
- Series 55
- +14 subjects
Scot: Phoenix SIE course instructor
...co-founded my financial planning firm, Providers & Families Wealth Management, with my wife, Lindsey; and in December of that year, I became a CERTIFIED FINANCIAL PLANNER. The most influential teachers in my life provided an engaging and entertaining learning experience, and I strongly believe that these are very important characteristics of an impactful education! I look forward to helping you in your pursuit of your next FINRA license or your CFP marks!
Education & Certification
- Pennsylvania State University-Main Campus - Bachelor of Science, Marketing
Subject Expertise
- SIE
- Series 82
- Series 4
- Series 16
- +12 subjects
Vincent : Phoenix SIE course instructor
...Advisor, MBA Graduate, and Lifelong Learner. I have successfully taken and passed the Securities Industry Essentials (SIE), the General Securities Representative (Series 7), the Uniform Securities Agent State Law (Series 63), and the Uniform Investment Advisor Law (Series 65) examinations. Due to my experience in financial services, I will be able to incorporate real-world examples into my sessions in order to help students grasp and understand the material at hand. Let's get started!
Education & Certification
- University of Central Florida - Bachelor of Science, Business and Managerial Economics
- Georgian Court University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 63
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- +14 subjects
Sarah: Phoenix SIE course instructor
...in clear, everyday language, and I provide a variety of accessible learning portals, eliminating the need for additional expenses on materials. My extensive resource library includes both my own unique materials and traditional ones (Kaplan, PassPerfect, and Achievable), ensuring a comprehensive learning experience. As a financial advisor and recent MBA graduate, I've been trained to cater to a wide range of learning styles, personality types, and unique challenges such as learning disabilities, test anxiety, and...
Education & Certification
- University of upper Iowa - Bachelor in Business Administration, Business Administration and Management
- University of Wisconsin-Madison - Masters in Business Administration, Accounting and Business Management
Subject Expertise
- SIE
- Series 63
- Series 6
- CFP
- +36 subjects
Ben: Phoenix SIE course instructor
...extensively and was involved in several social service clubs, campus choir, and I also volunteered my time at the local Boys and Girls club to assist the kiddos with their homework assignments. Upon graduation, I began a career as a financial professional, where I advised families, individuals, and businesses by taking complex (and often confusing) financial subject matter and breaking them down into simple steps. I've always been passionate about learning, and I believe any...
Education & Certification
- Lee University - Bachelor of Science, Health Services Administration
Subject Expertise
- SIE
- Series 6
- Series 63
- Social Networking
- +45 subjects
Zachary: Phoenix SIE course instructor
Recent graduate from the Masters program in Finance from the University of Miami. Looking to help students expand their understanding of Math, Finance, and Economics.
Education & Certification
- Florida State University - Bachelor of Science, Finance
- University of Miami - Master of Science, Finance
Subject Expertise
- SIE
- Series 7
- Series 66
- CFA
- +35 subjects
Johnny: Phoenix SIE course instructor
...and I also studied to become a math teacher, but changed majors into Finance. Every since my military days I enjoy giving back to the community anyway that I can, so I figured why not teach subjects in Finance. My philosophy in teaching is to try to keep it as simple as I can by using analogies and references that is unique to each person and their way of absorbing information. The subjects I enjoy...
Education & Certification
- University of Houston-Victoria - Bachelor in Business Administration, Finance
Subject Expertise
- SIE
- Series 6
- Series 66
- Series 7
- +14 subjects
Zachary: Phoenix SIE course instructor
...advice to our high networth clients between 250k-5MM in assets. I passed the SIE and Series 65 will I was still in college and was put through a TD Ameritrade's training program to pass the Series 7 and Series 63 Licenses. The program I have learned is designed specifically to teach you the information you need to know to pass and skip out on all the fluff. I have a vast understanding of the "test...
Education & Certification
- Troy University - Bachelor in Arts, Finance
Subject Expertise
- SIE
- Series 28
- Series 65
- Series 7
- +12 subjects
Robin: Phoenix SIE course instructor
Senior Associate in Equity Research | UCLA Economics/Finance Alumni To me, Finance is the intersection between art and science.
Education & Certification
- University of California-Los Angeles - Bachelor of Science, Economics
Subject Expertise
- SIE
- Series 7
- Series 87
- CFA
- +10 subjects
Danny: Phoenix SIE course instructor
...my abilities for test day and make sure you have given 100% to get there. I love to play golf and I love all sports. I'm a family man, and they always come first. I'm not going to pull any punches, and I'm going to give you honest feedback along the journey. If you're looking for a disciplined approach to get to test day, I'm the person for you. Thank you and good luck.
Education & Certification
- Pace University-New York - Bachelor of Science, Marketing
Subject Expertise
- SIE
- Series 86
- Series 10
- Insurance License
- +11 subjects
Ross: Phoenix SIE course instructor
...economic development which caused a love for finance. I have studied for the SIE and passed it and helped other people pass the SIE. I am most passionate about History. In my experience helping struggling students prepare for Standardized Tests, we always seem to have the most fun. I am a firm proponent of education, believing it to be absolutely necessary for an improved quality of life, and I try to impart this appreciation to...
Education & Certification
- University of New Haven - Bachelor in Arts, Political Science and Government
- Mercy College - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Series 79
- Series 7
- +22 subjects
Paul: Phoenix SIE course instructor
...into a financial career. I've spent over three decades as a successful Financial Advisor. The multiple exams a student must pass can seem daunting. My goal is to add clarity and help students fully understand the necessary concepts and terminology. I have a Bachelors in religious studies. I've completed CLU / ChFC courses from American College and graduate studies in business at Wharton. I've always had a passion for helping others, in business, training, instructing...
Education & Certification
- Cincinnati Christian University - Bachelor in Arts, Religious Studies
Subject Expertise
- SIE
- Series 86
- Series 99
- FINRA - Financial Industry Regulatory Authority
- +17 subjects
Lonie: Phoenix SIE course instructor
...primary source of income; I teach because I enjoy helping others enough to do it in my spare time. People don't care what you know until they know that you care. I'm supposed to write something here about my own achievements. I have an impressive resume by most peoples' standards. But my achievements don't amount to anything unless they translate into helping YOU pass your exam. Let's just leave it at that.
Education & Certification
- Bowling Green State University-Main Campus - Bachelor of Science, German
- West Virginia University - Bachelor of Science, Statistics
- Xavier University - Master of Science, Business Administration and Management
Subject Expertise
- SIE
- Insurance License
- Series 6
- Series 7
- +21 subjects
James: Phoenix SIE course instructor
Subject Expertise
- SIE
- EMT - Emergency Medical Technicians
- Firefighter Exam
- Series 66
- +6 subjects