If you are looking for a St. Louis SIE course that's convenient and affordable and with highly qualified instructors, Varsity Tutors can help. We have an SIE course that you can take complete entirely online making it possible for you to start your review without worrying about travel time or the schedule of the course. If you're like students from the University of Missouri - St. Louis or Washington University in Saint Louis who want to have an easier, more practical option for their SIE test prep, then enrolling in Varsity Tutors' St. Louis SIE prep course can be the right option for you.
What are some of the topics a St. Louis SIE class can cover?
The Financial Industry Regulatory Authority (FINRA) created the Securities Industry Essentials or SIE test to assess a prospective candidate's knowledge of fundamental concepts in the securities industry. These include the structure of the securities industry markets, types of products, risks, and functions of regulatory industries, and prohibited practices.
The test has 75 multiple-choice questions divided into four sections called "Functions." Function 1 is Knowledge of Capital Markets and has 12 questions on topics covering regulatory entities, structure and participants, FINRA rules, and offerings. Function 2 is Understanding Products and Their Risks and has 33 questions covering topics such as MSRB rules, exchange-traded funds, and real estate investment trusts (REITs). Function 3 is called Understanding Trading, Customer Accounts, and Prohibited Activities and has 23 questions on topics like compliance considerations, NASD rules, anti-money laundering, and market manipulation. Function 4 is Overview of the Regulatory Framework and has 7 questions on topics covering employee conduct, reportable events, and SEC rules.
Each of the four SIE sections makes up a certain percentage of the test score. Function 1 is 16 percent of the test, while Function 2 is 44 percent. Function 3 makes up 31 percent of the exam, while Function 4 makes up 9 percent. You will be given 1 hour and 45 minutes to complete the test. The passing score is 70 percent. Apart from reviewing the test content and format, your St. Louis SIE class instructor can also give useful test-taking techniques that can help you overcome jitters on test day.
What are the advantages of enrolling in a St. Louis SIE course?
A key advantage of the SIE course with Varsity Tutors is that it's offered online, so you don't need to worry about the hassles of commuting. You can complete the entire SIE review online in virtual classrooms, all you need is your computer and internet connection and you are ready to go. If you're wondering how you can ask questions and have a discussion about topics in SIE with your instructor, you'll be relieved to know that your online classes are conducted live - you will be able to see, hear, and talk to your instructor and classmates just like you were in a regular, physical SIE test prep. It can also be beneficial to learn alongside other aspiring individuals who want to enter the securities industry. You can meet people and start growing your network and you can pick up new insights about a topic by listening to other people's perspectives. And if you find yourself baffled by topics like Municipal Fund Securities, Investment Returns, Monetary vs. fiscal policy, and other topics tested in SIE, then you can also request to meet your instructor in a one-on-one session to get extra help.
If you are concerned about finding a suitable course time, you will also appreciate the wide range of course times we offer. We have SIE test prep courses in the morning if you prefer to study before you go to school or to work. We have courses in the evening if you think you can focus more on your studies after the day has ended. We also have courses in between if you have an unpredictable schedule but still want to pursue your SIE review. Weekend courses are also available.
How can I enroll in a St. Louis SIE course?
If you are looking for a convenient way to start your SIE review, call Varsity Tutors now to sign up for our St. Louis SIE course. Our educational consultants will be ready to assist you and give you more details about the SIE test prep such as what the course covers and how you can enroll as soon as possible. Our courses come in 2-week and 4-week periods and start on a rolling monthly basis so you can always start on your preferred date.

Kevin: St. Louis SIE course instructor
...Im a Masters Degree graduate of Washington University in St. Louis (Olin School of Business: Finance emphasis) and also received my Bachelor of Science in Accounting from Truman State University. Both students and parents say that I help students succeed and realize their own potential with improved confidence, grades and test scores. Because I have over 20 years of "real life" professional experience and have traveled extensively, I am able to provide you real life...
Education & Certification
- Truman State University - Bachelor of Science, Accounting
- Washington University in St Louis - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 24
- Series 30
- Series 63
- +41 subjects
Education & Certification
- University of Missouri-St Louis - Bachelor in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 24
- Series 52
- CPA
- +24 subjects

Johnathan: St. Louis SIE course instructor
...I graduated college and started a career in government with the Office of the Mayor of New York City. Here I demonstrated data driven change by working with the Office of Management and Budget to fine-tune procurement processes and spending for various programs. The following year, a position was offered to me by the New York City Police Department, to work for the Deputy Commissioner of Management and Budget. This soon turned into a position...
Education & Certification
- Rider University - Bachelor of Fine Arts, Police Science
- Fordham University - Master of Laws, Prelaw Studies
Subject Expertise
- SIE
- ACT Reading
- Graduate Test Prep
- Corporate Finance
- +36 subjects

Daniel: St. Louis SIE course instructor
I am a CPA with a background in teaching and tutoring. I can work with you on most finance, business, and accounting subjects. I help simplify the material and highlight the core lessons. I've been told it's very effective and helpful!
Education & Certification
- Malone University - Bachelor in Arts, Organizational Leadership
- Baldwin-Wallace College - Masters in Business Administration, Accounting
Subject Expertise
- SIE
- Series 7
- Series 66
- ChFC - Chartered Financial Consultant
- +25 subjects

Jennifer: St. Louis SIE course instructor
...Bachelor of Arts Degree in Family and Consumer Science with a Minor in Business Administration. I have over 20 Years of sales, leadership, mentoring and coaching in the Financial Services field-which includes -Mortgage Branch Management, VP of Membership, Top Mortgage Production Sales Performer, Financial Advisor, Life & Health Agent and Medicare Health Agent. I focus on explaining real-life business experience examples so students understand how certification questions relate to situations they may encounter in the...
Education & Certification
- Eastern Illinois University - Bachelor of Science, Family and Consumer Sciences
- Eastern Illinois University - Master of Science, Family and Consumer Sciences
Subject Expertise
- SIE
- Insurance License
- Series 6
- NMLS - Nationwide Mortgage Licensing System
- +5 subjects

Dennis: St. Louis SIE course instructor
...teacher of basic and advanced managerial accounting, finance, investments, FINRA licenses (SIE, Series 7 and 24). Practitioner and teacher, bonds and stock, trader, analyst and writer. I started at the NY brokerage firm Bear Stearns at 17 years old and earned some licenses along the way (7, 63, 55 and 24 supervisory principal). Life is easiest when armed with a variety of skill sets. So learn a little of everything but specialize in something that...
Education & Certification
- Wesleyan University - Bachelor in Arts, Mathematical Statistics and Probability
Subject Expertise
- SIE
- Series 24
- Series 55
- Series 7 - General Securities Representative Exam (Stockbroker)
- +49 subjects

Johnny: St. Louis SIE course instructor
...in teaching is to try to keep it as simple as I can by using analogies and references that is unique to each person and their way of absorbing information. The subjects I enjoy teaching within Finance are understanding Fundamental Analysis( financials such as 10Q and 10K), this goes with earning season or when companies report earning. Technical Analysis, which is understanding how to read a chart that includes candles, SMA, MACD, RSI and Divergence....
Education & Certification
- University of Houston-Victoria - Bachelor in Business Administration, Finance
Subject Expertise
- SIE
- Series 57
- Series 26
- Series 65
- +14 subjects

Bryan: St. Louis SIE course instructor
...students prepare for Licensing Exams, I have enjoyed seeing learners become more confident in their knowledge of financial products, industry regulations, and market mechanics. I am enthusiastic about learning and believe that anyone can grasp complex material, no matter how difficult. I believe that mastering challenging material empowers individuals to believe in their abilities and strive for ongoing success. In my spare time, I enjoy golfing, hiking, watching baseball, and boating with my family.
Education & Certification
- University of Utah - Bachelor in Arts, Finance
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 66
- +5 subjects
Education & Certification
- Columbia University in the City of New York - Bachelor of Science, Economics
Subject Expertise
- SIE
- CFA
- PRAXIS
- Series 63
- +97 subjects
Education & Certification
- Tulane University of Louisiana - Bachelor of Economics, Finance
Subject Expertise
- SIE
- Series 63
- Series 7 - General Securities Representative Exam (Stockbroker)
- SAT Reading
- +16 subjects

Hal: St. Louis SIE course instructor
...My background includes having been licensed as a Certified Public Accountant, Certified Financial Planner, Certified Trust and Investment Advisor, Regulation 144 Specialist, Retirement Planning Specialist, Certified Senior Advisor, and a variety of other qualifications. In 2019, as I began tutoring and realized that it had been decades since I originally passed my securities licensing exams, I took the Securities Industry Essentials Exam (SIE), and retook the Uniform Investment Adviser Law Exam (Series 65), and the...
Education & Certification
- Frostburg State University - Bachelor of Science, Accounting and Business Management
- Frostburg State University - Master of Science, Management Science
Subject Expertise
- SIE
- Real Estate License - New York
- Series 87
- Series 82
- +171 subjects

Paul: St. Louis SIE course instructor
...assisting students to enter into a financial career. I've spent over three decades as a successful Financial Advisor. The multiple exams a student must pass can seem daunting. My goal is to add clarity and help students fully understand the necessary concepts and terminology. I have a Bachelors in religious studies. I've completed CLU / ChFC courses from American College and graduate studies in business at Wharton. I've always had a passion for helping...
Education & Certification
- Cincinnati Christian University - Bachelor in Arts, Religious Studies
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 99
- +17 subjects

Kyle: St. Louis SIE course instructor
I have a passion for financial and capital markets and love to teach and educate others. I have worked my entire professional career in financial services utilizing series exam information on a daily basis. I have a Masters of Finance from the University of Notre Dame and work as a investment analyst at a private investment firm. Open to giving career mentorship as well!
Education & Certification
- Texas am - Bachelor of Science, Business and Managerial Economics
- University of Notre Dame - Current Grad Student, Finance
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Series 6
- Insurance License
- +11 subjects

Lonie: St. Louis SIE course instructor
...a primary source of income; I teach because I enjoy helping others enough to do it in my spare time. People don't care what you know until they know that you care. I'm supposed to write something here about my own achievements. I have an impressive resume by most peoples' standards. But my achievements don't amount to anything unless they translate into helping YOU pass your exam. Let's just leave it at that.
Education & Certification
- Bowling Green State University-Main Campus - Bachelor of Science, German
- West Virginia University - Bachelor of Science, Statistics
- Xavier University - Master of Science, Business Administration and Management
Subject Expertise
- SIE
- Series 7
- Series 65
- Insurance License
- +21 subjects

Vincent : St. Louis SIE course instructor
...MBA Graduate, and Lifelong Learner. I have successfully taken and passed the Securities Industry Essentials (SIE), the General Securities Representative (Series 7), the Uniform Securities Agent State Law (Series 63), and the Uniform Investment Advisor Law (Series 65) examinations. Due to my experience in financial services, I will be able to incorporate real-world examples into my sessions in order to help students grasp and understand the material at hand. Let's get started!
Education & Certification
- University of Central Florida - Bachelor of Science, Business and Managerial Economics
- Georgian Court University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 7
- Series 65
- +14 subjects

Brendan Daniel : St. Louis SIE course instructor
...Economics. Since graduation, I worked in asset management as a portfolio manager while pursuing my CFA, and recently founded my own firm. Currently, I am a level 3 CFA candidate and portfolio manager for my digital asset hedge fund. I focus on the fund's DeFi investment strategy, blockchain research, and protocol risk management. For students, (and interns), I have taught solidity, python, CFA level 1 and 2 material, Series 7, 63, and 65. I have...
Subject Expertise
- SIE
- Series 22
- Series 28
- Series 7
- +62 subjects

Peter: St. Louis SIE course instructor
...valuable, that you have the potential to make as much money, if not more money than doctors and lawyers. You do not need a secondary degree, you just need to pass the tests. You would want me as at tutor mainly because of my experience. My expertise is in OPTIONS and MARGIN. I started a broker-dealer from scratch, was a manager of other reps, and was a producer. To see my career path including all...
Education & Certification
- Rensselaer Polytechnic Institute - Bachelor of Science, Materials Engineering
- California University of Pennsylvania - Master of Science, Mathematics and Statistics
Subject Expertise
- SIE
- Series 53
- Insurance License
- Series 6
- +42 subjects

Gary: St. Louis SIE course instructor
I tutor securities licensing exam prep courses for NASAA & FINRA registrations (Series 6,7,63,65,66 and a few others). I own a financial practice, hold the Series 65 and a CRPC designation, and my experience, knowledge and research are current and relevant.
Education & Certification
- Columbia College - Bachelor in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 79
- SHRM-CP - Society for Human Resource Management- Certified Professional
- Insurance License
- +72 subjects

Sarah: St. Louis SIE course instructor
...experience. As a financial advisor and recent MBA graduate, I've been trained to cater to a wide range of learning styles, personality types, and unique challenges such as learning disabilities, test anxiety, and other mental blocks. My flexibility and deep understanding of exam content stem from years of close collaboration with students across various categories. I am dedicated to being available for my students, offering the flexibility to learn at their own pace, whether that...
Education & Certification
- University of upper Iowa - Bachelor in Business Administration, Business Administration and Management
- University of Wisconsin-Madison - Masters in Business Administration, Accounting and Business Management
Subject Expertise
- SIE
- Series 65
- CFP
- Series 63
- +36 subjects

Braden: St. Louis SIE course instructor
...Engineering graduate with a minor in economics from the University of Oklahoma living in Overland Park, Kansas. I have a passion for teaching college, high school, and middle schoolers math from Algebra to College Calculus, chemistry, and physics. In high school I took a variety of AP Tests: AP Chemistry-5, AP Physics 1-4, AP Calculus AB-5 AP US History-4, AP English Composition-4. I hope we are a great fit, and I can't wait for the...
Education & Certification
- University of Oklahoma Norman Campus - Chemical Engineer, Chemical Engineering
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 66
- Chemical Engineering
- +64 subjects