Varsity Tutors can help you get ready for the Series 26 exam with Series 26 prep help from experienced educators. Series 26 test prep may enable you to get more out your study sessions. If you're interested in taking a Series 26 class, then you can get in touch with us today to get started. Or, continue reading for more information on how a Series 26 course could supplement your test preparation plan.
Series 26 tutoring is an effective way to prepare for your upcoming test for a few key reasons. First, Series 26 tutors can work with you in a one-on-one setting. This means that you can get personalized lessons that are based on your specific academic needs. Series 26 preparation keeps you at the center of every study session. This ensures that you don't have to waste time by going back over material that you may already understand. Series 26 test preparation is also flexible enough to fit into the scheduling requirements of working professionals. This means you won't have to worry about making too many sacrifices with your schedule to work with an expert Series 26 test preparation instructor.
Series 26 courses can help you learn more about the following list of topics, which you'll find questions about on your upcoming test:
Series 26 Topics (non-comprehensive)
- SEC, SRO and state requirements, including basic information about registration requirements and exemptions
- Differences between registered investment adviser and broker-dealer, broker-dealer and non-broker-dealer, and members and non-members, including registration requirements
- Risk characteristics of investment companies and underlying products
- Annual compliance meeting requirement
- Standards of conduct and prohibited activities
- Regulatory requirements related to personal trading
- Advertising regulations and requirements
- Regulations regarding public appearances, including sales prospecting, seminars, and speaking engagements
- Appropriate use of professional designations
- Mutual fund and variable product account and transaction characteristics
- Regulatory requirements for point-of-sale and on-going disclosures to customers
- Limits on gifts and business entertainment
- Restrictions regarding training and educational meetings and sales contests
- Insider trading and related internal control policies and procedures
- Requirement to maintain current and accurate account information
- Privacy requirements including controls to safeguard customers' personal information
- Red flags and escalation requirements upon discovery of suspicious or prohibited activities
- Requirement that all activities and systems have proper controls
- Books and records requirements
- Minimum requirements, aggregate indebtedness, and net capital notification provisions
- SIPC coverage restrictions and limitations
Series 26 test prep can help you with all of these things and more. The Series 26 Exam was designed to assess the competency of entry-level candidates for jobs as an investment company and variable products principal. Before you can take this test, you'll first need to obtain either a Series 6 or Series 7 license. In order to earn your Series 26 license, you'll need to answer at least 70% of the test's 110 scored questions correctly. Series 26 prep is a great way to prepare for this important exam.
Your Series 26 test prep classes can also help you develop better general test-taking skills that may impact your performance on your upcoming exam. For instance, have you previously dealt with test anxiety? If so, your Series 26 prep instructor can show you relaxation exercises you can use to regain your composure when you start to feel anxious while taking your exam. If, on the other hand, you've had issues with time management in the past, your instructor can also spend time helping you improve with that. These are skills that you'll be able to take with you if you decide to take additional exams in the future.
Are you interested in becoming an investment company and variable products principal? If so, then passing the Series 26 exam is a great first step towards reaching your goal. Series 26 test prep from Varsity Tutors could be the missing piece to your test preparation plan. If you're interested in signing up for Series 26 prep assistance, then consider contacting us today. You could enhance the efficiency and effectiveness of your study sessions with help from an expert on the Series 26 exam's content. We hope to hear from you soon and would love to help you pursue your test goals.
Mary: Series 26 test prep instructor
...partner with a larger financial institution. The firm entered into a joint venture with Swiss Bank creating the opportunity to become part of a newly formed global team deployed as financial engineers in various financial centers - Chicago, Zurich, London, Paris, Tokyo, Hong Kong. My assignment was in the bank's headquarters of Zurich, Switzerland within the Treasury Group where I priced, hedged, executed, and made markets on OTC derivatives, structured product and warrants held by...
Education & Certification
- Dickinson College - Bachelor in Arts, Economics
- Northwestern University - Masters in Business Administration, Finance
Subject Expertise
- Series 26
- Series 87
- Series 4
- CAIA Level I
- +105 subjects
Isaiah: Series 26 test prep instructor
...system (Montgomery, AL). The subjects ranged from pre-algebra to calculus. I taught grades 6th, 9th, 10th, 11th, & 12th. During my last year of teaching high school, I began studying for FINRA Series 6 exam. I passed the series 6 exam in May of 2018. Two weeks later I passed the Series 63. A month later I passed the Series 26. In February of 2019 I passed the Series 65. All together it took me...
Education & Certification
- Alabama State University - Bachelor of Science, Mathematics
- Alabama State University - Master of Science, Mathematics
Subject Expertise
- Series 26
- SIE
- Series 6
- Insurance License
- +29 subjects
Victoria: Series 26 test prep instructor
...students prepare for complex exams, we always seem to have the most success when we have discovered the student's learning style and thought-process. I believe learning should be an engaging, inspiring activity where the student can envision how their new knowledge will apply to real-life scenarios. I am also a firm proponent of education, believing it to be absolutely necessary for an improved quality of life, and I try to impart this appreciation to all...
Education & Certification
- University of South Alabama - Bachelor of Science, Biology, General
- Florida Atlantic University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- Series 26
- CFP
- Series 51
- SIE
- +35 subjects
Karen: Series 26 test prep instructor
...I graduated with a master's degree from Ashwood University in business administration. In addition, I hold an English teaching certificate. Since I graduated, I've taught or coached in several areas. However, my primary focus has been on Series licensing. I help students with all licenses such as SIE, 6, 63, 7 65.66, 24 and many more. Many students struggle with the concepts of the SIE exam. I can break it down for you and relate...
Education & Certification
- Ashwood University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- Series 26
- Series 87
- Real Estate License
- Series 65
- +21 subjects
Hal: Series 26 test prep instructor
...includes having been licensed as a Certified Public Accountant, Certified Financial Planner, Certified Trust and Investment Advisor, Regulation 144 Specialist, Retirement Planning Specialist, Certified Senior Advisor, and a variety of other qualifications. In 2019, as I began tutoring and realized that it had been decades since I originally passed my securities licensing exams, I took the Securities Industry Essentials Exam (SIE), and retook the Uniform Investment Adviser Law Exam (Series 65), and the National Commodities...
Education & Certification
- Frostburg State University - Bachelor of Science, Accounting and Business Management
- Frostburg State University - Master of Science, Management Science
Subject Expertise
- Series 26
- Series 10
- CFA
- Real Estate License - New York
- +171 subjects
Edward: Series 26 test prep instructor
A 25 plus year veteran of the Financial Services industry. I have been involved with advising and counselling both clients and advisors, and am passionate about helping others learn how financial markets work. I have passed the Series 6, 7, 24, 26, and 66 exams, and held the Massachusetts Life and Health insurance licenses. I am currently a high school basketball coach, and former youth and high school football coach.
Education & Certification
- Western New England University - Bachelor of Science, Finance
Subject Expertise
- Series 26
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 24
- Series 65
- +22 subjects
Brian: Series 26 test prep instructor
...decision making, financial literacy, and leadership. I am a firm proponent of higher education as well as career connected training, believing each one respectively is necessary for an improved quality of life depending on the personality of the student. I try to impart this perspective with students or working professionals as it tends to really boost confidence, progress, and choice for the individual. In my spare time, I enjoy reading, studying Scripture, being active with...
Education & Certification
- Portland State University - Bachelor of Science, Finance
Subject Expertise
- Series 26
- Six Sigma
- Series 9
- Series 63
- +22 subjects
Barrett: Series 26 test prep instructor
...largely a function of how it's defined, I consider my own success to be helping my students along a journey to attaining their respective goals. But that journey begins with a first step, at times a humbling step. As a coach and mentor, I value my role as your trusted resource in helping you take those initial steps on your journey to passing the securities exam(s) and onward to a bright future!
Education & Certification
- Florida International University - Bachelor of Science, Criminal Justice
- Louisiana State University and Agricultural Mechanical College - Doctor of Laws, Law Enforcement Administration
Subject Expertise
- Series 26
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 66
- +20 subjects